0001181431-15-002259.txt : 20150211 0001181431-15-002259.hdr.sgml : 20150211 20150211135233 ACCESSION NUMBER: 0001181431-15-002259 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bouchard Craig T CENTRAL INDEX KEY: 0001382925 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 15598568 MAIL ADDRESS: STREET 1: C/O SIGNATURE GROUP HOLDINGS, INC. STREET 2: 15303 VENTURA BLVD., STE. 1600 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4/A 1 rrd422278.xml RESTRICTED STOCK GRANT X0306 4/A 2015-02-06 2015-02-09 0 0000038984 SIGNATURE GROUP HOLDINGS, INC. SGGH 0001382925 Bouchard Craig T 1460 GOLDEN GATE PARKWAY SUITE 103 NAPLES FL 34105 1 1 0 0 CEO Common Stock 2015-02-06 4 A 0 26677 0 A 39177 D Common Stock 132087 I By Bouchard 10S LLC Shares were granted and issued effective February 6, 2015 ("Grant Date") pursuant to the Amended and Restated Signature Group Holdings, Inc. 2006 Performance Incentive Plan as a discretionary bonus approved by the Board of Directors on February 5, 2015. The number of shares granted reflects the equity portion of Mr. Bouchard's 2014 bonus compensation and represent an amount of $175,000 divided by $6.56, which represents the Board of Directors' determination of fair market value of a share of common stock absent a subscription right, based upon the last sale price of the common stock on the Grant Date. As of the Grant Date, the Company's common stock was trading with an attached subscription right. The shares of restricted stock granted to Mr. Bouchard do not have attached subscription rights. Includes 26,677 shares of restricted stock which will vest in three installments on the next three anniversary dates of the grant date, ending on February 6, 2018. Bouchard 10S LLC and Mr. Bouchard may be deemed the beneficial owners of the shares of common stock owned by Bouchard 10S LLC, and over which Bouchard 10S LLC has voting and dispositive power, as Mr. Bouchard is the Managing Member of Bouchard 10S LLC. This Amended Form 4 is being filed to correct a clerical error in the previously filed Form 4, which incorrectly chacterized the transaction as a disposition of 26,677 shares, instead of an acquisition of shares. /s/ Craig T. Bouchard 2015-02-11