0001181431-15-002259.txt : 20150211
0001181431-15-002259.hdr.sgml : 20150211
20150211135233
ACCESSION NUMBER: 0001181431-15-002259
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150206
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC.
CENTRAL INDEX KEY: 0000038984
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063]
IRS NUMBER: 463783818
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
BUSINESS PHONE: (805) 435-1255
MAIL ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC
DATE OF NAME CHANGE: 20100615
FORMER COMPANY:
FORMER CONFORMED NAME: FREMONT GENERAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bouchard Craig T
CENTRAL INDEX KEY: 0001382925
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08007
FILM NUMBER: 15598568
MAIL ADDRESS:
STREET 1: C/O SIGNATURE GROUP HOLDINGS, INC.
STREET 2: 15303 VENTURA BLVD., STE. 1600
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
4/A
1
rrd422278.xml
RESTRICTED STOCK GRANT
X0306
4/A
2015-02-06
2015-02-09
0
0000038984
SIGNATURE GROUP HOLDINGS, INC.
SGGH
0001382925
Bouchard Craig T
1460 GOLDEN GATE PARKWAY
SUITE 103
NAPLES
FL
34105
1
1
0
0
CEO
Common Stock
2015-02-06
4
A
0
26677
0
A
39177
D
Common Stock
132087
I
By Bouchard 10S LLC
Shares were granted and issued effective February 6, 2015 ("Grant Date") pursuant to the Amended and Restated Signature Group Holdings, Inc. 2006 Performance Incentive Plan as a discretionary bonus approved by the Board of Directors on February 5, 2015. The number of shares granted reflects the equity portion of Mr. Bouchard's 2014 bonus compensation and represent an amount of $175,000 divided by $6.56, which represents the Board of Directors' determination of fair market value of a share of common stock absent a subscription right, based upon the last sale price of the common stock on the Grant Date. As of the Grant Date, the Company's common stock was trading with an attached subscription right. The shares of restricted stock granted to Mr. Bouchard do not have attached subscription rights.
Includes 26,677 shares of restricted stock which will vest in three installments on the next three anniversary dates of the grant date, ending on February 6, 2018.
Bouchard 10S LLC and Mr. Bouchard may be deemed the beneficial owners of the shares of common stock owned by Bouchard 10S LLC, and over which Bouchard 10S LLC has voting and dispositive power, as Mr. Bouchard is the Managing Member of Bouchard 10S LLC.
This Amended Form 4 is being filed to correct a clerical error in the previously filed Form 4, which incorrectly chacterized the transaction as a disposition of 26,677 shares, instead of an acquisition of shares.
/s/ Craig T. Bouchard
2015-02-11