0000913849-16-000622.txt : 20160825 0000913849-16-000622.hdr.sgml : 20160825 20160825214257 ACCESSION NUMBER: 0000913849-16-000622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160823 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Industry, Inc. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bouchard Craig T CENTRAL INDEX KEY: 0001382925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 161852666 MAIL ADDRESS: STREET 1: C/O SIGNATURE GROUP HOLDINGS, INC. STREET 2: 15303 VENTURA BLVD., STE. 1600 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4 1 form4_082516.xml OWNERSHIP DOCUMENT X0306 4 2016-08-23 1 0000038984 Real Industry, Inc. RELY 0001382925 Bouchard Craig T C/O SIGNATURE GROUP HOLDINGS, INC. 15303 VENTURA BLVD., STE. 1600 SHERMAN OAKS CA 91403 0 0 0 1 Former CEO and Director Common Stock 2016-08-23 4 D 0 56697 0 D 89974 D Common Stock 193219 I By Bouchard 10S LLC Restricted Stock Unit 2016-08-23 4 D 0 27765 0.00 D Common Stock 27765 27766 D Represents shares of unvested restricted stock that were forfeited in connection with the reporting person's departure from the Company. Bouchard 10S LLC and Mr. Bouchard may be deemed the beneficial owners of the shares of common stock owned by Bouchard 10S LLC, and over which Bouchard 10S LLC has voting and dispositive power, as Mr. Bouchard is the Managing Member of Bouchard 10S LLC. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Represents restricted stock units that were forfeited in connection with the reporting person's departure from the Company. Issuance of shares subject to the restricted stock units is based on the Company's annualized total stockholder return ("TSR") relative to the TSR of the Russell 2000 Index of companies for the three-year performance period commencing on February 25, 2016 and ending February 24, 2019. The maximum number of shares to be issued pursuant to the restricted stock units is disclosed. /s/Craig T. Bouchard 2016-08-25