-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nme6xt68toX+1l1pkXx1etiIdIc+IeaHFGHit2G/vSd6Lc4bUvyESp5yx+Ha4h8K PTN6ep+XMW1ZuGrluOQXDg== 0000950124-96-001591.txt : 19960416 0000950124-96-001591.hdr.sgml : 19960416 ACCESSION NUMBER: 0000950124-96-001591 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960301 FILED AS OF DATE: 19960415 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORN APPLE VALLEY INC CENTRAL INDEX KEY: 0000038851 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 381964066 STATE OF INCORPORATION: MI FISCAL YEAR END: 0530 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06566 FILM NUMBER: 96547262 BUSINESS ADDRESS: STREET 1: 18700 W TEN MILE RD CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 8105520700 MAIL ADDRESS: STREET 1: 18700 WEST TEN MILE ROAD STREET 2: 18700 WEST TEN MILE ROAD CITY: SOUTHFIELD STATE: MI ZIP: 48075 FORMER COMPANY: FORMER CONFORMED NAME: FREDERICK & HERRUD INC DATE OF NAME CHANGE: 19841104 NT 10-K 1 FORM 12B-25 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 1, 1996 --------------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ------------------------------------------ - ------------------------------------------------------------------------------- Read Attached Instruction Sheet Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - ------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A ------------------------ - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- PART I--REGISTRANT INFORMATION - ------------------------------------------------------------------------------- Full Name of Registrant: Thorn Apple Valley, Inc. - ------------------------------------------------------------------------------- Former Name if Applicable: N/A - ------------------------------------------------------------------------------- Address of Principal Executive Office (Number, Street, City, State and Zip Code) 26999 Central Park Boulevard, Suite 300, Southfield, Michigan 48076 - ------------------------------------------------------------------------------- 2 Part II--Rules 12b-25 (b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) \ X \ (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III--NARRATIVE State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period. (Attach Extra Sheets if Needed) The Registrant has been unable to complete its quarterly financial statements as the Registrant was unable to secure, on a timely basis, necessary information from certain of its lenders regarding the Registrant's credit facilities. Such information is necessary for the Registrant to finalize its quarterly financial statements. The Registrant expects to secure such information such that the subject Form 10-Q can be filed on or before April 22, 1996. PART IV--OTHER INFORMATION ------------------------------------------------------------------------ (1) Name and telephone number of persons to contact in regard to this notification Louis Glazier 810 213-1000 ------------------------------------------------------------------------ (Name) (Area Code) (Telephone Number) 3 (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. - ------------------------------------------------------------------------------- Thorn Apple Valley, Inc. - ------------------------------------------------------------------------------- (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: April 15, 1996 By: /s/ Louis Glazier ------------------------- ------------------------------------- Name: Louis Glazier Title: Executive Vice President-Finance and Administration INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. - ------------------------------------------------------------------------------- ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). - ------------------------------------------------------------------------------- GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240, 12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 4 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the Form will be made a matter of the public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5 ATTACHMENT FORM 12b-25 PART IV (3) As was previously announced in a press release dated April 4, 1996, the Company's net sales for the third quarter ended March 1, 1996 increased 39.9 percent to $228.8 million from $163.6 million in the prior year third quarter. Operating income before taxes decreased by $4.6 million to a loss of $5.5 million from a loss of $0.9 million in the comparable prior period. Net earnings declined to a loss of $3.6 million from a net loss of $0.5 million in the comparable prior period. -----END PRIVACY-ENHANCED MESSAGE-----