-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQJB6ocWvIBxRUM3vdLyrYiXJJPBksjG2fkZdHPbCE6l2mpo8nZ6gMsr4s1moMZq yArMhw21/ZOpL1QVhmBq2A== 0000038748-02-000008.txt : 20020414 0000038748-02-000008.hdr.sgml : 20020414 ACCESSION NUMBER: 0000038748-02-000008 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN LIFE VARIABLE ANNUITY FUND CENTRAL INDEX KEY: 0000038748 IRS NUMBER: 370281650 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: 1940 Act SEC FILE NUMBER: 811-01990 FILM NUMBER: 02559364 BUSINESS ADDRESS: STREET 1: FRANKLIN SQUARE STREET 2: #1 CITY: SPRINGFIELD STATE: IL ZIP: 62713 BUSINESS PHONE: 217-528-2011 MAIL ADDRESS: STREET 1: FRANKLIN SQUARE STREET 2: #1 CITY: SPRINGFIELD STATE: IL ZIP: 62713-0001 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN LIFE VARIABLE ANNUITY FUND A DATE OF NAME CHANGE: 19920703 NSAR-U 1 nsar-flic01.txt FLIC NSAR 1 nasr-flic01.txt FORM N-SAR ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for six month period ending: (a) or fiscal year ending: (b) 12/31/01 Is this a transition report (Y/N) N ___ Is this an amendment to a previous filing (Y/N) N __ Those items or sub-items with a box "//" after the item number should be completed only if the answer has changed from the previous filing on this form. 1. A. Registrant Name: Franklin Life Variable Annuity Fund B. File Number: 811-1990 C. Telephone Number: (217) 528-2011 2. A. Street: #1 Franklin Square B. City: Springfield C. State: IL D. Zip Code: 62713 Zip Ext:0001 E. Foreign Country: Foreign Postal Code: 3. Is this the first filing on this form by Registrant? (Y/N) N 4. Is this the last filing on this form by Registrant? (Y/N) N 5. Is Registrant a small business investment company (SBIC)? (Y/N) N [If answer is "Y"(Yes), complete only items 89 through 110.] 6. Is Registrant a unit investment trust (UIT)? (Y/N) Y [If answer is "Y" (Yes) complete only items 111 through 132.] For period ending December 31, 2001 File number 811-1990 UNIT INVESTMENT TRUSTS 111. A. Depositor Name:_________________________________________________ B. File Number (If any):______________________ C. City:_______ State: ___ Zip Code: _____ Zip Ext.:________ Foreign Country:__________________ Foreign Postal Code:_______ 111. A. Depositor Name:_____________________________________________ B. File Number (If any):_________________________ C. City:____________ State:_____ Zip Code:_________ Zip Ext.______ Foreign Country:_________________ Foreign Postal Code:__________ 112. A. Sponsor Name:_______________________________________________ B. File Number (If any):______________________ C. City:_______________State:_____Zip Code:______Zip Ext.:________ Foreign Country:_________________Foreign Postal Code:_______ 112. A. Sponsor Name:________________________________________________ B. File Number (If any)____________________________ C. City:_______________ State: ______ Zip Code:_____ Zip Ext:_____ Foreign Country:_________________ Foreign Postal Code:__________ For period ending December 31, 2001 File number 811-1990 113. A. Trustee Name:____________________________________________________ B. City:____________ State:______ Zip Code: _____ Zip Ext.:_____ Foreign Country:________________ Foreign Postal Code:________ 113. A. Trustee Name:____________________________________________________ B. City:_____________ State:_____ Zip Code:______ Zip Ext.:_____ Foreign Country:________________ Foreign Postal Code:__________ 114. A. Principal Underwriter Name: ______________________________ B. File Number: ____________ C. City: _______ State:______ Zip Code:_____ Zip Ext.:_____ Foreign Country:___________________ Foreign Postal Code:_______ 114. A. Principal Underwriter Name:__________________________________ B. File Number: 8-_______________ C. City:_______________ State:___ Zip Code:_____ Zip Ext.:_____ Foreign Country:___________________ Foreign Postal Code________ 115. A. Independent Public Accountant Name:_________________________ B. City:______ State _________ Zip Code________ Zip Ext.:____ Foreign Country:__________________ Foreign Postal Code:________ 115. A. Independent Public Accountant Name:___________________________ B. City:_______________ State:____ Zip Code:_____ Zip Ext.:____ Foreign Country:________________ Foreign Postal Code:_______ For period ending December 31, 2001 File number 811-1990 116. Family of investment companies information: A. Is Registrant part of a family of investment companies? (Y/N) ___ Y/N B. Identify the family in 10 letters: _____________________________ (NOTE: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.) 117. A. Is Registrant a separate account of an insurance company? (Y/N)________ Y/N If answer is "Y" (Yes), are any of the following types of contracts funded by the Registrant?: B. Variable annuity contracts? (Y/N) ____________________________ Y/N C. Scheduled premium variable life contracts? (Y/N)______________ Y/N D. Flexible premium variable life contracts? (Y/N)_______________ Y/N E. Other types of insurance products registered under the Securities Act of 1933? (Y/N) ________ Y/N 118. State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933 ___________ 119. State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period _________ 120. State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000's omitted) ___________ 121. State the number of series for which a current prospectus was in existence at the end of the period ________________________________ 122. State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period ___________________________________________________ For period ending December 31, 2001 File number 811-1990 123. State the total value of the additional units considered in answering item 122 ($000's omitted)_______________________________$146_____ 124. State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000's omitted)_____________$___________ 125. State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000's omitted) ____$__________ 126. Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000's omitted)_____________________________________________$_________________ 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any): Total Number Total Income Of Assets Distributions Series ($000's ($000's) Investing omitted) omitted) A. U.S. Treasury direct issue __________ $_________ $_________ B. U.S. Government agency __________ $_________ $_________ C. State and municipal tax-free __________ $_________ $_________ D. Public utility debt __________ $_________ $_________ E. Brokers or dealers debt or debt of brokers' or dealers' parent __________ $_________ $_________ F. All other corporate intermed. & long-term debt __________ $_________ $_________ G. All other corporate short- term debt __________ $_________ $__________ H. Equity securities of brokers of dealers or parents of brokers or dealers __________ $_________ $__________
For period ending December 31, 2001 File number 811-1990 Total Number Total Income Of Assets Distributions Series ($000's ($000's) Investing omitted) omitted) I. Investment company equity securities _________ $________ $__________ J. All other equity securities 1 $ 10,332 $ 506 --------- --------- ---------- K. Other securities _________ $________ $__________ L. Total asset of all series of registrant 1 $ 10,332 $ 506 --------- -------- ----------
For period ending December 31, 2001 File number 811-1990 128. Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N)_____________________________________________________ [if answer is "N" (No), go to item 131.] Y/N 129. Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N)____________________________________________ [If answer is "N" (No), go to item 131.] Y/N 130. In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N)___________________________________ Y/N 131. Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted)_______________________ $113 132. List the "811" (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing: 811-1990 For period ending 12/31/01 File number 811-1990 This report is signed on behalf of the Registrant, Franklin Life Variable Annuity Fund, in the City of Springfield and State of Illinois on this 26 day of February, 2002. FRANKLIN LIFE VARIABLE ANNUITY FUND BY: THE FRANKLIN LIFE INSURANCE COMPANY, DEPOSITOR By: /s/ Dale W. Sachtleben Dale W. Sachtleben Vice President Witness /s/ Christian D. Weiss Christian D. Weiss Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----