-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQqeWvkiUuZhaXTVs6I9enDdLY8foJw4FdHhfn9E09Hqc3cY1dMalWm0jycwi5VT cbhYBOjyxzmtlFRF2IxGfQ== 0000038725-03-000060.txt : 20030429 0000038725-03-000060.hdr.sgml : 20030429 20030429143915 ACCESSION NUMBER: 0000038725-03-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030425 FILED AS OF DATE: 20030429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN ELECTRIC CO INC CENTRAL INDEX KEY: 0000038725 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 350827455 STATE OF INCORPORATION: IN FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00362 FILM NUMBER: 03669086 BUSINESS ADDRESS: STREET 1: 400 E SPRING ST CITY: BLUFFTON STATE: IN ZIP: 46714 BUSINESS PHONE: 2198242900 MAIL ADDRESS: STREET 1: 400 E SPRING STREET CITY: BLUFFTON STATE: IN ZIP: 46714 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LINDSAY JOHN B CENTRAL INDEX KEY: 0001189137 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1971 E. NORTH TIMBER RIDGE RD CITY: BLUFFTON STATE: IN ZIP: 46714 BUSINESS PHONE: 2608241869 MAIL ADDRESS: STREET 1: 1971 E. NORTH TIMBER RIDGE RD CITY: BLUFFTON STATE: IN ZIP: 46714 4 1 rlindsay_042503.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________ [X] STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP PURSUANT TO SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 17(a) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 OR SECTION 30(f) of the INVESTMENT COMPANY ACT OF 1940 Name and Address of Reporting Person* ------------------------------------ John B. Lindsay 1971 Timber Ridge Lane Bluffton, Indiana 46714 Issuer Name and Ticker or Trading Symbol ---------------------------------------- Franklin Electric Co., Inc. (FELE) IRS or Social Security Number of Reporting Person (Voluntary) ------------------------------------------------------------- Statement for Month/Day/Year ---------------------------- 4/25/03 If Amendment, Date of Original (Month/Day/Year) ----------------------------------------------- Relationship of Reporting Person(s) to Issuer (Check all Applicable) -------------------- X Director 10% Owner ----- ----- Officer (Give Title Below) Other (Specify Below) ----- ----- Individual or Joint/Group Filing (Check Applicable Line) --------------------- X Filed by One Reporting Person ----- Filed by More Than One Reporting Person ----- 2
Table I Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------- 1 2 2A 3 4 5 6 7 Title of Tran Deemed Transaction Securities Amount of Ownership: Nature of Security Date Exec Code Acquired (A) Securities Form: Dir Indirect (Instr 3) (M/D/Y) Date, (Instr 8) or Disposed Of(D) Benficially (D) or Beneficial if (Instr 3,4,5) Owned follow Indirect (I) Ownership any Report Trans (Instr 4) (Instr 4) (M/D/Y) (Instr 3 & 4) Code V Amount A or D Price - ----------------------------------------------------------------------------------------------------------- Common St 1/21/03 G 500 D 54.12 176528 D Common St 2056 I 401(K) Common St 2676 I ESOP - -----------------------------------------------------------------------------------------------------------
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Table II Derivative Securities Acquired, Disposed Of, or Beneficially Owned (Puts, Calls, Warrants, Options, Convertible Securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1 2 3 3A 4 5 6 7 8 9 10 11 Title Conver- Trans- Deem Trans- Number Date Title & Price Number Own- Nature of sion or action Exec action of Deri- Exer- Amount of of of Der- ership: of Indir Deriv- Exercise Date Date, Code vative cisable Under- Deriv- ivative Form of Benefic ative Price of (M/D/Y) if (Ins 8) Securi- & Expir- lying ative Securi- Dir Sec Ownershp Secur- Deriva- any ties ation Securities Secur- ties Direct (Inst 4) ity tive (M/D/Y) Acquired Date (Instr 3 & 4) ity Benef (D) or (Ins 3) Security (A) or (M/D/Y) (Ins 5) Owned Indirect Disposed of follow (I) (D) Rep Tran (Ins 4) (Ins 3,4,5) (Ins 4) Num Date Expir of Code V (A) (D) Exer Date Title Shrs - ----------------------------------------------------------------------------------------------------------------------------------- Option (Right to Buy) 50.45 4/25/03 A 4000 4/25/13 C Stock 4000 50.45 34000 D - ----------------------------------------------------------------------------------------------------------------------------------- /s/ John B. Lindsay April 25, 2003 - --------------------------------------------------------- ------------------ Signature of Reporting Person Date 4 NOTES - ----- Holdings within the Franklin Electric Directed Investment Salary Plan ("401K Plan") Trust. The information reported herein is based on a plan statement reporting April 25, 2003 holdings under the 401k Plan. Allocation of shares under the Franklin Electric Co., Inc. Employee Stock Ownership Plan Trust ("ESOP"). The information reported herein was provided by the trustee for holdings as of March 31, 2003. Option grant under the Franklin Electric Co., Inc. Stock Option Plan. The reported securities vest on a schedule of 1/3 per year beginning on 4/25/04.
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