-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCj12hs0TiJJ3Wzwbu4tQTgLKI7vO7tdtARYudLFrdLv64x6AdM1TLzzBkgUbpi6 7pgoNZoJ3LWfAOuVHM/71Q== 0000038725-03-000040.txt : 20030421 0000038725-03-000040.hdr.sgml : 20030421 20030421155751 ACCESSION NUMBER: 0000038725-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030417 FILED AS OF DATE: 20030421 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NEVINS KIRK M CENTRAL INDEX KEY: 0001194924 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 65 ABRAMS RD CITY: CHESHIRE STATE: CT ZIP: 06410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN ELECTRIC CO INC CENTRAL INDEX KEY: 0000038725 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 350827455 STATE OF INCORPORATION: IN FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00362 FILM NUMBER: 03656957 BUSINESS ADDRESS: STREET 1: 400 E SPRING ST CITY: BLUFFTON STATE: IN ZIP: 46714 BUSINESS PHONE: 2198242900 MAIL ADDRESS: STREET 1: 400 E SPRING STREET CITY: BLUFFTON STATE: IN ZIP: 46714 4 1 rnevins_041703.txt FORM 4 - NEVINS FORM 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________ [X] STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP PURSUANT TO SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 17(a) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 OR SECTION 30(f) of the INVESTMENT COMPANY ACT OF 1940 Name and Address of Reporting Person* ------------------------------------ Kirk M. Nevins 400 E. Spring Street Bluffton, IN 46714 Issuer Name and Ticker or Trading Symbol ---------------------------------------- Franklin Electric Co., Inc. (FELE) IRS or Social Security Number of Reporting Person (Voluntary) ------------------------------------------------------------- Statement for Month/Day/Year ---------------------------- 04/17/03 If Amendment, Date of Original (Month/Day/Year) ----------------------------------------------- Relationship of Reporting Person(s) to Issuer (Check all Applicable) -------------------- Director 10% Owner ----- ----- X Officer (Vice President-Sales) Other (Specify Below) ----- ----- Individual or Joint/Group Filing (Check Applicable Line) --------------------- X Filed by One Reporting Person ----- Filed by More Than One Reporting Person ----- 2
Table I Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------- 1 2 2A 3 4 5 6 7 Title of Tran Deemed Transaction Securities Amount of Ownership: Nature of Security Date Exec Code Acquired (A) Securities Form: Dir Indirect (Instr 3) (M/D/Y) Date, (Instr 8) or Disposed Of(D) Benficially (D) or Beneficial if (Instr 3,4,5) Owned follow Indirect (I) Ownership any Report Trans (Instr 4) (Instr 4) (M/D/Y) (Instr 3 & 4) Code V Amount A or D Price - ----------------------------------------------------------------------------------------------------------- Common St 4/17/03 M 3000 A 39.275 Common St 4/17/03 M 2000 A 32.25 Common St 4/17/03 S 1000 D 49.11 Common St 4/17/03 S 2000 D 49.15 Common St 4/17/03 S 2000 D 49.18 1700 D Common St 258 I 401k Common St 2532 I ESOP - -----------------------------------------------------------------------------------------------------------
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Table II Derivative Securities Acquired, Disposed Of, or Beneficially Owned (Puts, Calls, Warrants, Options, Convertible Securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1 2 3 3A 4 5 6 7 8 9 10 11 Title Conver- Trans- Deem Trans- Number Date Title & Price Number Own- Nature of sion or action Exec action of Deri- Exer- Amount of of of Der- ership: of Indir Deriv- Exercise Date Date, Code vative cisable Under- Deriv- ivative Form of Benefic ative Price of (M/D/Y) if (Ins 8) Securi- & Expir- lying ative Securi- Dir Sec Ownershp Secur- Deriva- any ties ation Securities Secur- ties Direct (Inst 4) ity tive (M/D/Y) Acquired Date (Instr 3 & 4) ity Benef (D) or (Ins 3) Security (A) or (M/D/Y) (Ins 5) Owned Indirect Disposed of follow (I) (D) Rep Tran (Ins 4) (Ins 3,4,5) (Ins 4) Num Date Expir of Code V (A) (D) Exer Date Title Shrs - ----------------------------------------------------------------------------------------------------------------------------------- Option (right to buy) 39.275 4/17/03 M 3000 12/13/11 C Stock 3000 39.275 Option (right to buy) 32.25 4/17/03 M 2000 7/28/10 C Stock 2000 32.25 50000 D - ----------------------------------------------------------------------------------------------------------------------------------- /s/ Kirk M. Nevins April 21, 2003 - ------------------------------------------------------------ ----------------- Signature of Reporting Person Date 4 NOTES - ----- Holdings within the Franklin Electric Directed Investment Salary Plan ("401k Plan") Trust. The information reported herein is based on a plan statement reporting December 31, 2002 holdings under the 401k Plan. Allocation of shares under the Franklin Electric Co., Inc. Employee Stock Ownership Plan Trust ("ESOP"). The information reported herein was provided by the trustee for holdings as of December 31, 2002.
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