N-PX 1 fcf_npx-0613.htm fcf_npx-0613.htm - Generated by SEC Publisher for SEC Filing

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-00537  

 

 

Franklin Custodian Funds

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000

 

Date of fiscal year end: 9/30

 

Date of reporting period: 6/30/13  

 

Item 1. Proxy Voting Records.

 

Franklin DynaTech Fund

 

ABBOTT LABORATORIES
Meeting Date:  APR 26, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director W. James Farrell

Management

For

For

1.5

Elect Director Edward M. Liddy

Management

For

For

1.6

Elect Director Nancy McKinstry

Management

For

For

1.7

Elect Director Phebe N. Novakovic

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Samuel C. Scott, III

Management

For

For

1.10

Elect Director Glenn F. Tilton

Management

For

For

1.11

Elect Director Miles D. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Label and Eliminate GMO Ingredients in Products

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Cease Compliance Adjustments to Performance Criteria

Shareholder

Against

For

9

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

 

 

 

 

 

ABBVIE INC.
Meeting Date:  MAY 06, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H.L. Burnside

Management

For

For

1.2

Elect Director Edward J. Rapp

Management

For

For

1.3

Elect Director Roy S. Roberts

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

 

 

ACTAVIS, INC.
Meeting Date:  MAY 10, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  ACT
Security ID:  00507K103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jack Michelson

Management

For

For

1b

Elect Director Ronald R. Taylor

Management

For

For

1c

Elect Director Andrew L. Turner

Management

For

For

1d

Elect Director Paul M. Bisaro

Management

For

For

1e

Elect Director Christopher W. Bodine

Management

For

For

1f

Elect Director Michael J. Feldman

Management

For

For

1g

Elect Director Fred G. Weiss

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Stock Retention

Shareholder

Against

For

 

 

 

 

 

AIRGAS, INC.
Meeting Date:  AUG 14, 2012
Record Date:  JUN 18, 2012
Meeting Type:  ANNUAL

Ticker:  ARG
Security ID:  009363102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James W. Hovey

Management

For

Withhold

1.2

Elect Director Michael L. Molinini

Management

For

For

1.3

Elect Director Paula A. Sneed

Management

For

Withhold

1.4

Elect Director David M. Stout

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

ALLERGAN, INC.
Meeting Date:  APR 30, 2013
Record Date:  MAR 06, 2013
Meeting Type:  ANNUAL

Ticker:  AGN
Security ID:  018490102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David E.I. Pyott

Management

For

For

1b

Elect Director Michael R. Gallagher

Management

For

For

1c

Elect Director Deborah Dunsire

Management

For

For

1d

Elect Director Dawn Hudson

Management

For

For

1e

Elect Director Trevor M. Jones

Management

For

For

1f

Elect Director Louis J. Lavigne, Jr.

Management

For

For

1g

Elect Director Peter J. McDonnell

Management

For

For

1h

Elect Director Timothy D. Proctor

Management

For

For

1i

Elect Director Russell T. Ray

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5.1

Provide Right to Act by Written Consent

Shareholder

Against

For

5.2

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Tom A. Alberg

Management

For

For

1c

Elect Director John Seely Brown

Management

For

For

1d

Elect Director William B. Gordon

Management

For

For

1e

Elect Director Jamie S. Gorelick

Management

For

For

1f

Elect Director Alain Monie

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

Against

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

2

Ratify Auditors

Management

For

For

3

Report on Political Contributions

Shareholder

Against

For

 

 

 

 

 

AMC NETWORKS INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 09, 2013
Meeting Type:  ANNUAL

Ticker:  AMCX
Security ID:  00164V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Neil M. Ashe

Management

For

For

1.2

Elect Director Alan D. Schwartz

Management

For

For

1.3

Elect Director Leonard Tow

Management

For

For

1.4

Elect Director Carl E. Vogel

Management

For

For

1.5

Elect Director Robert C. Wright

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 21, 2013
Record Date:  MAR 26, 2013
Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Raymond P. Dolan

Management

For

For

1b

Elect Director Ronald M. Dykes

Management

For

For

1c

Elect Director Carolyn F. Katz

Management

For

For

1d

Elect Director Gustavo Lara Cantu

Management

For

For

1e

Elect Director JoAnn A. Reed

Management

For

For

1f

Elect Director Pamela D.A. Reeve

Management

For

For

1g

Elect Director David E. Sharbutt

Management

For

For

1h

Elect Director James D. Taiclet, Jr.

Management

For

For

1i

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Right to Call Special Meeting

Management

For

For

 

 

 

 

 

AMGEN INC.
Meeting Date:  MAY 22, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David Baltimore

Management

For

For

1.2

Elect Director Frank J. Biondi, Jr.

Management

For

For

1.3

Elect Director Robert A. Bradway

Management

For

For

1.4

Elect Director Francois de Carbonnel

Management

For

For

1.5

Elect Director Vance D. Coffman

Management

For

For

1.6

Elect Director Robert A. Eckert

Management

For

For

1.7

Elect Director Rebecca M. Henderson

Management

For

For

1.8

Elect Director Frank C. Herringer

Management

For

For

1.9

Elect Director Tyler Jacks

Management

For

For

1.10

Elect Director Gilbert S. Omenn

Management

For

For

1.11

Elect Director Judith C. Pelham

Management

For

For

1.12

Elect Director Leonard D. Schaeffer

Management

For

For

1.13

Elect Director Ronald D. Sugar

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 14, 2013
Record Date:  MAR 19, 2013
Meeting Type:  ANNUAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kevin P. Chilton

Management

For

For

1b

Elect Director Luke R. Corbett

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director Peter J. Fluor

Management

For

For

1e

Elect Director Richard L. George

Management

For

For

1f

Elect Director Preston M. Geren, III

Management

For

For

1g

Elect Director Charles W. Goodyear

Management

For

For

1h

Elect Director John R. Gordon

Management

For

For

1i

Elect Director Eric D. Mullins

Management

For

For

1j

Elect Director Paula Rosput Reynolds

Management

For

For

1k

Elect Director R. A. Walker

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

ANSYS, INC.
Meeting Date:  MAY 22, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  ANSS
Security ID:  03662Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald W. Hovsepian

Management

For

For

1.2

Elect Director Michael C. Thurk

Management

For

For

1.3

Elect Director Barbara V. Scherer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

APPLE INC.
Meeting Date:  FEB 27, 2013
Record Date:  JAN 02, 2013
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Campbell

Management

For

For

1.2

Elect Director Timothy Cook

Management

For

For

1.3

Elect Director Millard Drexler

Management

For

For

1.4

Elect Director Al Gore

Management

For

For

1.5

Elect Director Robert Iger

Management

For

For

1.6

Elect Director Andrea Jung

Management

For

For

1.7

Elect Director Arthur Levinson

Management

For

For

1.8

Elect Director Ronald Sugar

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Establish Board Committee on Human Rights

Shareholder

Against

Against

 

 

 

 

 

ARM HOLDINGS PLC
Meeting Date:  MAY 02, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  ARM
Security ID:  042068106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Re-elect Sir John Buchanan as Director

Management

For

For

5

Re-elect Warren East as Director

Management

For

For

6

Re-elect Andy Green as Director

Management

For

For

7

Re-elect Larry Hirst as Director

Management

For

For

8

Re-elect Mike Muller as Director

Management

For

For

9

Re-elect Kathleen O'Donovan as Director

Management

For

For

10

Re-elect Janice Roberts as Director

Management

For

For

11

Re-elect Philip Rowley as Director

Management

For

For

12

Re-elect Tim Score as Director

Management

For

For

13

Re-elect Simon Segars as Director

Management

For

For

14

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

15

Authorise Board to Fix Remuneration of Auditors

Management

For

For

16

Approve Long Term Incentive Plan

Management

For

For

17

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

18

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

19

Authorise Market Purchase of Ordinary Shares

Management

For

For

20

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

ASML HOLDING NV
Meeting Date:  APR 24, 2013
Record Date:  MAR 27, 2013
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Discuss the Company's Business, Financial Situation and Sustainability

Management

None

None

3

Adopt Financial Statements and Statutory Reports

Management

For

For

4

Approve Discharge of Management Board

Management

For

For

5

Approve Discharge of Supervisory Board

Management

For

For

6

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

7

Approve Dividends of EUR 0.53 Per Share

Management

For

For

8

Approve Remuneration Policy 2014 for Management Board Members

Management

For

For

9a

Approve Performance Share Arrangement According to Remuneration Policy 2010

Management

For

For

9b

Approve Performance Share Arrangement According to Remuneration Policy 2014

Management

For

For

10

Approve Numbers of Stock Options, Respectively Shares, for Employees

Management

For

For

11

Announce Intention to Reappoint F.J. van Hout to Management Board

Management

None

None

12a

Reelect H.C.J. van den Burg to Supervisory Board

Management

For

For

12b

Reelect P.F.M. van der Meer Mohr to Supervisory Board

Management

For

For

12c

Reelect W.H. Ziebart to Supervisory Board

Management

For

For

12d

Elect D.A. Grose to Supervisory Board

Management

For

For

12e

Elect C.M.S. Smits-Nusteling to Supervisory Board

Management

For

For

13

Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014

Management

None

None

14

Ratify Deloitte Accountants as Auditors

Management

For

For

15a

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

Management

For

For

15b

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a

Management

For

For

15c

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

Management

For

For

15d

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c

Management

For

For

16a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

16b

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

17

Authorize Cancellation of Repurchased Shares

Management

For

For

18

Other Business (Non-Voting)

Management

None

None

19

Close Meeting

Management

None

None

 

 

 

 

 

ASPEN TECHNOLOGY, INC.
Meeting Date:  DEC 06, 2012
Record Date:  OCT 15, 2012
Meeting Type:  ANNUAL

Ticker:  AZPN
Security ID:  045327103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark E. Fusco

Management

For

For

1.2

Elect Director Gary E. Haroian

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

ATHENAHEALTH, INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 10, 2013
Meeting Type:  ANNUAL

Ticker:  ATHN
Security ID:  04685W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles D. Baker

Management

For

For

1.2

Elect Director Dev Ittycheria

Management

For

For

1.3

Elect Director John A. Kane

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

AUTODESK, INC.
Meeting Date:  JUN 13, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carl Bass

Management

For

For

1b

Elect Director Crawford W. Beveridge

Management

For

For

1c

Elect Director J. Hallam Dawson

Management

For

For

1d

Elect Director Thomas Georgens

Management

For

For

1e

Elect Director Per-Kristian Halvorsen

Management

For

Against

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Lorrie M. Norrington

Management

For

For

1h

Elect Director Stacy J. Smith

Management

For

For

1i

Elect Director Steven M. West

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

BAZAARVOICE, INC.
Meeting Date:  OCT 09, 2012
Record Date:  AUG 23, 2012
Meeting Type:  ANNUAL

Ticker:  BV
Security ID:  073271108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Neeraj Agrawal

Management

For

For

1.2

Elect Director Christopher A. Pacitti

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

BIOGEN IDEC INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Caroline D. Dorsa

Management

For

For

1.2

Elect Director Stelios Papadopoulos

Management

For

For

1.3

Elect Director George A. Scangos

Management

For

For

1.4

Elect Director Lynn Schenk

Management

For

For

1.5

Elect Director Alexander J. Denner

Management

For

For

1.6

Elect Director Nancy L. Leaming

Management

For

For

1.7

Elect Director Richard C. Mulligan

Management

For

For

1.8

Elect Director Robert W. Pangia

Management

For

For

1.9

Elect Director Brian S. Posner

Management

For

For

1.10

Elect Director Eric K. Rowinsky

Management

For

For

1.11

Elect Director Stephen A. Sherwin

Management

For

For

1.12

Elect Director William D. Young

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

C. R. BARD, INC.
Meeting Date:  APR 17, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  BCR
Security ID:  067383109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David M. Barrett

Management

For

For

1.2

Elect Director Anthony Welters

Management

For

For

1.3

Elect Director Tony L. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Sustainability

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

CELGENE CORPORATION
Meeting Date:  JUN 12, 2013
Record Date:  APR 17, 2013
Meeting Type:  ANNUAL

Ticker:  CELG
Security ID:  151020104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Hugin

Management

For

For

1.2

Elect Director Richard Barker

Management

For

For

1.3

Elect Director Michael D. Casey

Management

For

For

1.4

Elect Director Carrie S. Cox

Management

For

For

1.5

Elect Director Rodman L. Drake

Management

For

For

1.6

Elect Director Michael A. Friedman

Management

For

For

1.7

Elect Director Gilla Kaplan

Management

For

For

1.8

Elect Director James J. Loughlin

Management

For

For

1.9

Elect Director Ernest Mario

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

For

 

 

CELLDEX THERAPEUTICS, INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  CLDX
Security ID:  15117B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Ellberger

Management

For

For

1.2

Elect Director Anthony S. Marucci

Management

For

For

1.3

Elect Director Herbert J. Conrad

Management

For

For

1.4

Elect Director George O. Elston

Management

For

For

1.5

Elect Director Harry H. Penner, Jr.

Management

For

For

1.6

Elect Director Timothy M. Shannon

Management

For

For

1.7

Elect Director Karen L. Shoos

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

CEPHEID
Meeting Date:  APR 30, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  CPHD
Security ID:  15670R107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas L. Gutshall

Management

For

For

1.2

Elect Director Cristina H. Kepner

Management

For

For

1.3

Elect Director David H. Persing

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CERNER CORPORATION
Meeting Date:  MAY 24, 2013
Record Date:  APR 05, 2013
Meeting Type:  ANNUAL

Ticker:  CERN
Security ID:  156782104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerald E. Bisbee, Jr.

Management

For

For

1b

Elect Director Denis A. Cortese

Management

For

For

1c

Elect Director Linda M. Dillman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Increase Authorized Common Stock

Management

For

For

 

 

CITRIX SYSTEMS, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  CTXS
Security ID:  177376100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark B. Templeton

Management

For

For

1b

Elect Director Stephen M. Dow

Management

For

For

1c

Elect Director Godfrey R. Sullivan

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Ratify Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

COMMVAULT SYSTEMS, INC.
Meeting Date:  AUG 22, 2012
Record Date:  JUL 02, 2012
Meeting Type:  ANNUAL

Ticker:  CVLT
Security ID:  204166102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director N. Robert Hammer

Management

For

For

1.2

Elect Director Keith Geeslin

Management

For

For

1.3

Elect Director Gary B. Smith

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CONCUR TECHNOLOGIES, INC.
Meeting Date:  MAR 13, 2013
Record Date:  JAN 18, 2013
Meeting Type:  ANNUAL

Ticker:  CNQR
Security ID:  206708109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gordon Eubanks

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

Against

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

CORE LABORATORIES N.V.
Meeting Date:  MAY 16, 2013
Record Date:  APR 18, 2013
Meeting Type:  ANNUAL

Ticker:  CLB
Security ID:  N22717107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director D. John Ogren

Management

For

For

1b

Elect Director Lucia van Geuns

Management

For

For

1c

Elect Director Charles L. Dunlap

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Approve Cancellation of Repurchased Shares

Management

For

For

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital

Management

For

For

8

Authorize Board to Exclude Preemptive Rights from Issuance under Item 7

Management

For

For

 

 

 

 

 

CORNERSTONE ONDEMAND, INC.
Meeting Date:  JUN 11, 2013
Record Date:  APR 16, 2013
Meeting Type:  ANNUAL

Ticker:  CSOD
Security ID:  21925Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James McGeever

Management

For

For

1.2

Elect Director Harold W. Burlingame

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

DAVITA HEALTHCARE PARTNERS INC.
Meeting Date:  JUN 17, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  DVA
Security ID:  23918K108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Pamela M. Arway

Management

For

For

1b

Elect Director Charles G. Berg

Management

For

For

1c

Elect Director Carol Anthony ('John') Davidson

Management

For

For

1d

Elect Director Paul J. Diaz

Management

For

For

1e

Elect Director Peter T. Grauer

Management

For

For

1f

Elect Director Robert J. Margolis

Management

For

For

1g

Elect Director John M. Nehra

Management

For

Against

1h

Elect Director William L. Roper

Management

For

For

1i

Elect Director Kent J. Thiry

Management

For

For

1j

Elect Director Roger J. Valine

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

DEMANDWARE, INC.
Meeting Date:  MAY 29, 2013
Record Date:  APR 04, 2013
Meeting Type:  ANNUAL

Ticker:  DWRE
Security ID:  24802Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas D. Ebling

Management

For

For

1.2

Elect Director Jitendra Saxena

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

EBAY INC.
Meeting Date:  APR 18, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  EBAY
Security ID:  278642103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David M. Moffett

Management

For

For

1b

Elect Director Richard T. Schlosberg, III

Management

For

For

1c

Elect Director Thomas J. Tierney

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Report on Lobbying Payments and Policy

Shareholder

Against

Against

4

Report on Privacy and Data Security

Shareholder

Against

Against

5

Ratify Auditors

Management

For

For

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 14, 2013
Record Date:  MAR 20, 2013
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert A. Ingram

Management

For

For

1.2

Elect Director William J. Link

Management

For

For

1.3

Elect Director Wesley W. von Schack

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Auditors

Management

For

For

6

Declassify the Board of Directors

Management

For

For

7

Reduce Supermajority Vote Requirement

Management

For

For

8

Amend Bylaws -- Call Special Meetings

Shareholder

Against

For

 

 

 

 

 

EQUINIX, INC.
Meeting Date:  JUN 05, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  EQIX
Security ID:  29444U502

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Tom Bartlett

Management

For

For

1.2

Elect Director Gary Hromadko

Management

For

For

1.3

Elect Director Scott Kriens

Management

For

For

1.4

Elect Director William Luby

Management

For

For

1.5

Elect Director Irving Lyons, III

Management

For

For

1.6

Elect Director Christopher Paisley

Management

For

Withhold

1.7

Elect Director Stephen Smith

Management

For

For

1.8

Elect Director Peter Van Camp

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

 

 

EXPEDIA, INC.
Meeting Date:  JUN 18, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director George (Skip) Battle

Management

For

For

1.2

Elect Director Pamela L. Coe

Management

For

For

1.3

Elect Director Barry Diller

Management

For

For

1.4

Elect Director Jonathan L. Dolgen

Management

For

For

1.5

Elect Director Craig A. Jacobson

Management

For

For

1.6

Elect Director Victor A. Kaufman

Management

For

For

1.7

Elect Director Peter M. Kern

Management

For

For

1.8

Elect Director Dara Khosrowshahi

Management

For

For

1.9

Elect Director John C. Malone

Management

For

For

1.10

Elect Director Jose A. Tazon

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  ESRX
Security ID:  30219G108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gary G. Benanav

Management

For

Against

1b

Elect Director Maura C. Breen

Management

For

For

1c

Elect Director William J. DeLaney

Management

For

For

1d

Elect Director Nicholas J. LaHowchic

Management

For

For

1e

Elect Director Thomas P. Mac Mahon

Management

For

Against

1f

Elect Director Frank Mergenthaler

Management

For

For

1g

Elect Director Woodrow A. Myers, Jr.

Management

For

For

1h

Elect Director John O. Parker, Jr.

Management

For

For

1i

Elect Director George Paz

Management

For

For

1j

Elect Director William L. Roper

Management

For

For

1k

Elect Director Samuel K. Skinner

Management

For

For

1l

Elect Director Seymour Sternberg

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

F5 NETWORKS, INC.
Meeting Date:  MAR 13, 2013
Record Date:  JAN 07, 2013
Meeting Type:  ANNUAL

Ticker:  FFIV
Security ID:  315616102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael Dreyer

Management

For

For

1b

Elect Director Sandra Bergeron

Management

For

For

1c

Elect Director Deborah L. Bevier

Management

For

For

1d

Elect Director Alan J. Higginson

Management

For

For

1e

Elect Director John McAdam

Management

For

For

1f

Elect Director Stephen Smith

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

 

 

 

 

 

FASTENAL COMPANY
Meeting Date:  APR 16, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  FAST
Security ID:  311900104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert A. Kierlin

Management

For

For

1b

Elect Director Stephen M. Slaggie

Management

For

For

1c

Elect Director Michael M. Gostomski

Management

For

For

1d

Elect Director Willard D. Oberton

Management

For

For

1e

Elect Director Michael J. Dolan

Management

For

Against

1f

Elect Director Reyne K. Wisecup

Management

For

For

1g

Elect Director Hugh L. Miller

Management

For

Against

1h

Elect Director Michael J. Ancius

Management

For

For

1i

Elect Director Scott A. Satterlee

Management

For

Against

1j

Elect Director Rita J. Heise

Management

For

For

1k

Elect Director Darren R. Jackson

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

FEDEX CORPORATION
Meeting Date:  SEP 24, 2012
Record Date:  JUL 30, 2012
Meeting Type:  ANNUAL

Ticker:  FDX
Security ID:  31428X106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James L. Barksdale

Management

For

For

1.2

Elect Director John A. Edwardson

Management

For

For

1.3

Elect Director Shirley Ann Jackson

Management

For

For

1.4

Elect Director Steven R. Loranger

Management

For

For

1.5

Elect Director Gary W. Loveman

Management

For

For

1.6

Elect Director R. Brad Martin

Management

For

For

1.7

Elect Director Joshua Cooper Ramo

Management

For

For

1.8

Elect Director Susan C. Schwab

Management

For

For

1.9

Elect Director Frederick W. Smith

Management

For

For

1.10

Elect Director Joshua I. Smith

Management

For

For

1.11

Elect Director David P. Steiner

Management

For

For

1.12

Elect Director Paul S. Walsh

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Report on Political Contributions

Shareholder

Against

For

 

 

 

 

 

FINANCIAL ENGINES, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  FNGN
Security ID:  317485100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Heidi K. Fields

Management

For

For

1.2

Elect Director Joseph A. Grundfest

Management

For

For

1.3

Elect Director Paul G. Koontz

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

FLOWSERVE CORPORATION
Meeting Date:  MAY 23, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  FLS
Security ID:  34354P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gayla J. Delly

Management

For

For

1.2

Elect Director Rick J. Mills

Management

For

For

1.3

Elect Director Charles M. Rampacek

Management

For

For

1.4

Elect Director William C. Rusnack

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Ratify Auditors

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

FMC TECHNOLOGIES, INC.
Meeting Date:  MAY 03, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  FTI
Security ID:  30249U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eleazar de Carvalho Filho

Management

For

For

1b

Elect Director Claire S. Farley

Management

For

For

1c

Elect Director Joseph H. Netherland

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

 

 

 

FORUM ENERGY TECHNOLOGIES, INC.
Meeting Date:  MAY 17, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  FET
Security ID:  34984V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. Christopher Gaut

Management

For

For

1.2

Elect Director David C. Baldwin

Management

For

For

1.3

Elect Director Franklin Myers

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 08, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Cogan

Management

For

For

1.2

Elect Director Etienne F. Davignon

Management

For

For

1.3

Elect Director Carla A. Hills

Management

For

For

1.4

Elect Director Kevin E. Lofton

Management

For

For

1.5

Elect Director John W. Madigan

Management

For

For

1.6

Elect Director John C. Martin

Management

For

For

1.7

Elect Director Nicholas G. Moore

Management

For

For

1.8

Elect Director Richard J. Whitley

Management

For

For

1.9

Elect Director Gayle E. Wilson

Management

For

Withhold

1.10

Elect Director Per Wold-Olsen

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

 

 

 

GOOGLE INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  GOOG
Security ID:  38259P508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Page

Management

For

For

1.2

Elect Director Sergey Brin

Management

For

For

1.3

Elect Director Eric E. Schmidt

Management

For

For

1.4

Elect Director L. John Doerr

Management

For

For

1.5

Elect Director Diane B. Greene

Management

For

For

1.6

Elect Director John L. Hennessy

Management

For

Withhold

1.7

Elect Director Ann Mather

Management

For

For

1.8

Elect Director Paul S. Otellini

Management

For

For

1.9

Elect Director K. Ram Shriram

Management

For

For

1.10

Elect Director Shirley M. Tilghman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Report on Reducing Lead Battery Health Hazards

Shareholder

Against

Against

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Adopt Policy on Succession Planning

Shareholder

Against

Against

 

 

HEARTWARE INTERNATIONAL, INC.
Meeting Date:  MAY 21, 2013
Record Date:  APR 02, 2013
Meeting Type:  ANNUAL

Ticker:  HTWR
Security ID:  422368100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas Godshall

Management

For

For

1.2

Elect Director Seth Harrison

Management

For

For

1.3

Elect Director Robert Stockman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Approve Restricted Stock Unit Grants to Douglas Godshall

Management

For

Against

5

Approve Restricted Stock Unit and Stock Option Grants to Robert Thomas

Management

For

For

6

Approve Restricted Stock Unit and Stock Option Grants to Seth Harrison

Management

For

For

7

Approve Restricted Stock Unit and Stock Option Grants to Timothy Barberich

Management

For

For

8

Approve Restricted Stock Unit and Stock Option Grants to Cynthia Feldman

Management

For

For

9

Approve Restricted Stock Unit and Stock Option Grants to Charles Raymond Larkin, Jr.

Management

For

For

10

Approve Restricted Stock Unit and Stock Option Grants to Robert Stockman

Management

For

For

11

Approve Restricted Stock Unit and Stock Option Grants to Denis Wade

Management

For

For

12

Ratify Past Issuance of 1,725,000 Shares

Management

For

For

 

 

 

 

 

HITTITE MICROWAVE CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  MAR 27, 2013
Meeting Type:  ANNUAL

Ticker:  HITT
Security ID:  43365Y104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ernest L. Godshalk

Management

For

For

1.2

Elect Director Rick D. Hess

Management

For

For

1.3

Elect Director Adrienne M. Markham

Management

For

For

1.4

Elect Director Brian P. McAloon

Management

For

For

1.5

Elect Director Cosmo S. Trapani

Management

For

For

1.6

Elect Director Franklin Weigold

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

HOMEAWAY, INC.
Meeting Date:  JUN 05, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  AWAY
Security ID:  43739Q100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian H. Sharples

Management

For

For

1.2

Elect Director Charles ("Lanny") Baker

Management

For

For

1.3

Elect Director Tina B. Sharkey

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

 

 

 

IHS INC.
Meeting Date:  APR 10, 2013
Record Date:  FEB 14, 2013
Meeting Type:  ANNUAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger Holtback

Management

For

For

1.2

Elect Director Jean-Paul Montupet

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ILLUMINA, INC.
Meeting Date:  MAY 29, 2013
Record Date:  APR 02, 2013
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerald Moller

Management

For

For

1.2

Elect Director David R. Walt

Management

For

For

1.3

Elect Director Robert S. Epstein

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

IMPERVA, INC.
Meeting Date:  JUN 05, 2013
Record Date:  APR 10, 2013
Meeting Type:  ANNUAL

Ticker:  IMPV
Security ID:  45321L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Theresia Gouw

Management

For

Withhold

1.2

Elect Director Frank Slootman

Management

For

For

1.3

Elect Director David N. Strohm

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

INTEL CORPORATION
Meeting Date:  MAY 16, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

Against

1b

Elect Director Andy D. Bryant

Management

For

For

1c

Elect Director Susan L. Decker

Management

For

For

1d

Elect Director John J. Donahoe

Management

For

For

1e

Elect Director Reed E. Hundt

Management

For

For

1f

Elect Director James D. Plummer

Management

For

For

1g

Elect Director David S. Pottruck

Management

For

For

1h

Elect Director Frank D. Yeary

Management

For

For

1i

Elect Director David B. Yoffie

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

 

 

 

INTERCONTINENTALEXCHANGE, INC.
Meeting Date:  JUN 03, 2013
Record Date:  APR 26, 2013
Meeting Type:  SPECIAL

Ticker:  ICE
Security ID:  45865V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2A

Increase Authorized Preferred and Common Stock

Management

For

For

2B

Approve Stock Ownership Limitations

Management

For

For

2C

Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors

Management

For

For

2D

Provisions Related to Considerations of the Board of Directors

Management

For

For

2E

Amend ICE Group Certificate of Incorporation

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 30, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  IBM
Security ID:  459200101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alain J.P. Belda

Management

For

Against

1.2

Elect Director William R. Brody

Management

For

For

1.3

Elect Director Kenneth I. Chenault

Management

For

For

1.4

Elect Director Michael L. Eskew

Management

For

Against

1.5

Elect Director David N. Farr

Management

For

For

1.6

Elect Director Shirley Ann Jackson

Management

For

For

1.7

Elect Director Andrew N. Liveris

Management

For

Against

1.8

Elect Director W. James McNerney, Jr.

Management

For

For

1.9

Elect Director James W. Owens

Management

For

For

1.10

Elect Director Virginia M. Rometty

Management

For

For

1.11

Elect Director Joan E. Spero

Management

For

For

1.12

Elect Director Sidney Taurel

Management

For

For

1.13

Elect Director Lorenzo H. Zambrano

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

 

 

 

INTUIT INC.
Meeting Date:  JAN 17, 2013
Record Date:  NOV 23, 2012
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher W. Brody

Management

For

For

1b

Elect Director William V. Campbell

Management

For

For

1c

Elect Director Scott D. Cook

Management

For

For

1d

Elect Director Diane B. Greene

Management

For

For

1e

Elect Director Edward A. Kangas

Management

For

For

1f

Elect Director Suzanne Nora Johnson

Management

For

For

1g

Elect Director Dennis D. Powell

Management

For

For

1h

Elect Director Brad D. Smith

Management

For

For

1i

Elect Director Jeff Weiner

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 25, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amal M. Johnson

Management

For

For

1.2

Elect Director Eric H. Halvorson

Management

For

For

1.3

Elect Director Alan J. Levy

Management

For

Against

2

Amend Omnibus Stock Plan

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

INVENSENSE, INC.
Meeting Date:  SEP 14, 2012
Record Date:  JUL 23, 2012
Meeting Type:  ANNUAL

Ticker:  INVN
Security ID:  46123D205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jon Olson

Management

For

For

1.2

Elect Director Amit Shah

Management

For

For

1.3

Elect Director Yunbei 'Ben' Yu

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Auditors

Management

For

Against

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 01, 2012
Record Date:  SEP 07, 2012
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin B. Anstice

Management

For

For

1.2

Elect Director Eric K. Brandt

Management

For

For

1.3

Elect Director Michael R. Cannon

Management

For

For

1.4

Elect Director Youssef A. El-mansy

Management

For

For

1.5

Elect Director Christine A. Heckart

Management

For

For

1.6

Elect Director Grant M. Inman

Management

For

For

1.7

Elect Director Catherine P. Lego

Management

For

For

1.8

Elect Director Stephen G. Newberry

Management

For

For

1.9

Elect Director Krishna C. Saraswat

Management

For

For

1.10

Elect Director William R. Spivey

Management

For

For

1.11

Elect Director Abhijit Y. Talwalkar

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

LIBERTY MEDIA CORPORATION
Meeting Date:  JUN 04, 2013
Record Date:  APR 10, 2013
Meeting Type:  ANNUAL

Ticker:  LMCA
Security ID:  531229102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John C. Malone

Management

For

For

1.2

Elect Director Robert R. Bennett

Management

For

For

1.3

Elect Director M. Ian G. Gilchrist

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Approve Non-Employee Director Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

LINKEDIN CORPORATION
Meeting Date:  JUN 13, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  LNKD
Security ID:  53578A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director A. George "Skip" Battle

Management

For

For

1.2

Elect Director Michael J. Moritz

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 18, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Silvio Barzi

Management

For

For

1d

Elect Director David R. Carlucci

Management

For

For

1e

Elect Director Steven J. Freiberg

Management

For

For

1f

Elect Director Nancy J. Karch

Management

For

For

1g

Elect Director Marc Olivie

Management

For

For

1h

Elect Director Rima Qureshi

Management

For

For

1i

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1j

Elect Director Mark Schwartz

Management

For

For

1k

Elect Director Jackson P. Tai

Management

For

For

1l

Elect Director Edward Suning Tian

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

MCKESSON CORPORATION
Meeting Date:  JUL 25, 2012
Record Date:  MAY 31, 2012
Meeting Type:  ANNUAL

Ticker:  MCK
Security ID:  58155Q103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Andy D. Bryant

Management

For

For

2

Elect Director Wayne A. Budd

Management

For

For

3

Elect Director John H. Hammergren

Management

For

For

4

Elect Director Alton F. Irby, III

Management

For

For

5

Elect Director M. Christine Jacobs

Management

For

For

6

Elect Director Marie L. Knowles

Management

For

For

7

Elect Director David M. Lawrence

Management

For

For

8

Elect Director Edward A. Mueller

Management

For

For

9

Elect Director Jane E. Shaw

Management

For

For

10

Ratify Auditors

Management

For

For

11

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

12

Provide Right to Act by Written Consent

Shareholder

Against

For

13

Require Independent Board Chairman

Shareholder

Against

For

14

Stock Retention

Shareholder

Against

Against

15

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

MEAD JOHNSON NUTRITION COMPANY
Meeting Date:  APR 30, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  MJN
Security ID:  582839106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven M. Altschuler

Management

For

For

1b

Elect Director Howard B. Bernick

Management

For

For

1c

Elect Director Kimberly A. Casiano

Management

For

For

1d

Elect Director Anna C. Catalano

Management

For

For

1e

Elect Director Celeste A. Clark

Management

For

For

1f

Elect Director James M. Cornelius

Management

For

For

1g

Elect Director Stephen W. Golsby

Management

For

For

1h

Elect Director Peter Kasper Jakobsen

Management

For

For

1i

Elect Director Peter G. Ratcliffe

Management

For

For

1j

Elect Director Elliott Sigal

Management

For

For

1k

Elect Director Robert S. Singer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

MEDIVATION, INC.
Meeting Date:  JUL 13, 2012
Record Date:  MAY 25, 2012
Meeting Type:  ANNUAL

Ticker:  MDVN
Security ID:  58501N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel D. Adams

Management

For

Withhold

1.2

Elect Director Gregory H. Bailey

Management

For

For

1.3

Elect Director Kim D. Blickenstaff

Management

For

For

1.4

Elect Director David T. Hung

Management

For

For

1.5

Elect Director W. Anthony Vernon

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Approve Stock Split

Management

For

For

5

Ratify Auditors

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MEDIVATION, INC.
Meeting Date:  JUN 28, 2013
Record Date:  APR 29, 2013
Meeting Type:  ANNUAL

Ticker:  MDVN
Security ID:  58501N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel D. Adams

Management

For

For

1.2

Elect Director Kim D. Blickenstaff

Management

For

For

1.3

Elect Director Kathryn E. Falberg

Management

For

For

1.4

Elect Director Dawn Graham

Management

For

For

1.5

Elect Director David T. Hung

Management

For

For

1.6

Elect Director W. Anthony Vernon

Management

For

For

1.7

Elect Director Wendy L. Yarno

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

 

 

 

MERCADOLIBRE, INC.
Meeting Date:  JUN 14, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  MELI
Security ID:  58733R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Emiliano Calemzuk

Management

For

For

1.2

Elect Director Marcos Galperin

Management

For

For

1.3

Elect Director Veronica Allende Serra

Management

For

For

1.4

Elect Director Meyer Malka

Management

For

For

1.5

Elect Director Javier Olivan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  NOV 28, 2012
Record Date:  SEP 14, 2012
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Steven A. Ballmer

Management

For

For

2

Elect Director Dina Dublon

Management

For

For

3

Elect Director William H. Gates, III

Management

For

For

4

Elect Director Maria M. Klawe

Management

For

For

5

Elect Director Stephen J. Luczo

Management

For

For

6

Elect Director David F. Marquardt

Management

For

For

7

Elect Director Charles H. Noski

Management

For

For

8

Elect Director Helmut Panke

Management

For

For

9

Elect Director John W. Thompson

Management

For

For

10

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

11

Approve Qualified Employee Stock Purchase Plan

Management

For

For

12

Ratify Auditors

Management

For

For

13

Provide for Cumulative Voting

Shareholder

Against

Against

 

 

 

 

 

MONSANTO COMPANY
Meeting Date:  JAN 31, 2013
Record Date:  DEC 03, 2012
Meeting Type:  ANNUAL

Ticker:  MON
Security ID:  61166W101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David L. Chicoine

Management

For

For

1b

Elect Director Arthur H. Harper

Management

For

For

1c

Elect Director Gwendolyn S. King

Management

For

For

1d

Elect Director Jon R. Moeller

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Report on Risk of Genetically Engineered Products

Shareholder

Against

Against

 

 

MOODY'S CORPORATION
Meeting Date:  APR 16, 2013
Record Date:  FEB 20, 2013
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Basil L. Anderson

Management

For

For

1.2

Elect Director Darrell Duffie

Management

For

For

1.3

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Ratify Auditors

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MOTOROLA SOLUTIONS, INC.
Meeting Date:  MAY 06, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  MSI
Security ID:  620076307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gregory Q. Brown

Management

For

For

1b

Elect Director William J. Bratton

Management

For

For

1c

Elect Director Kenneth C. Dahlberg

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Michael V. Hayden

Management

For

For

1f

Elect Director Judy C. Lewent

Management

For

For

1g

Elect Director Anne R. Pramaggiore

Management

For

For

1h

Elect Director Samuel C. Scott, III

Management

For

For

1i

Elect Director Bradley E. Singer

Management

For

For

1j

Elect Director John A. White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Encourage Suppliers to Produce Sustainability Reports

Shareholder

Against

Against

5

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

NATIONAL OILWELL VARCO, INC.
Meeting Date:  MAY 22, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  NOV
Security ID:  637071101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Merrill A. Miller, Jr.

Management

For

For

1B

Elect Director Greg L. Armstrong

Management

For

For

1C

Elect Director Ben A. Guill

Management

For

For

1D

Elect Director David D. Harrison

Management

For

For

1E

Elect Director Roger L. Jarvis

Management

For

For

1F

Elect Director Eric L. Mattson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

NETSUITE INC.
Meeting Date:  MAY 22, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  N
Security ID:  64118Q107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Beane III

Management

For

For

1.2

Elect Director Deborah Farrington

Management

For

For

1.3

Elect Director Edward Zander

Management

For

For

2

Approve Executive Incentive Bonus Plan

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

NIKE, INC.
Meeting Date:  SEP 20, 2012
Record Date:  JUL 23, 2012
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan B. Graf, Jr.

Management

For

For

1.2

Elect Director John C. Lechleiter

Management

For

For

1.3

Elect Director Phyllis M. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

6

Report on Political Contributions

Shareholder

Against

Against

 

 

NOBLE ENERGY, INC.
Meeting Date:  APR 23, 2013
Record Date:  MAR 06, 2013
Meeting Type:  ANNUAL

Ticker:  NBL
Security ID:  655044105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey L. Berenson

Management

For

For

1.2

Elect Director Michael A. Cawley

Management

For

For

1.3

Elect Director Edward F. Cox

Management

For

For

1.4

Elect Director Charles D. Davidson

Management

For

For

1.5

Elect Director Thomas J. Edelman

Management

For

For

1.6

Elect Director Eric P. Grubman

Management

For

For

1.7

Elect Director Kirby L. Hedrick

Management

For

For

1.8

Elect Director Scott D. Urban

Management

For

For

1.9

Elect Director William T. Van Kleef

Management

For

For

1.10

Elect Director Molly K. Williamson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

Management

For

For

6

Amend Bylaws to Change Certain Provisions

Management

For

For

 

 

NOVOZYMES A/S
Meeting Date:  FEB 28, 2013
Record Date:  FEB 21, 2013
Meeting Type:  ANNUAL

Ticker:  NZYM B
Security ID:  K7317J133

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Report of Board

Management

None

None

2

Approve Financial Statements and Statutory Reports

Management

For

Did Not Vote

3

Approve Allocation of Income and Dividends of DKK 2.20 per Share

Management

For

Did Not Vote

4

Approve Unchanged Remuneration of Directors and Audit Committee

Management

For

Did Not Vote

5

Relect Henrik Gurtler (Chairman) as Director

Management

For

Did Not Vote

6

Relect Kurt Nielsen (Vice-Chairman) as Director

Management

For

Did Not Vote

7a

Reelect Lena Olving as Director

Management

For

Did Not Vote

7b

Reelect Jorgen Rasmussen as Director

Management

For

Did Not Vote

7c

Reelect Agnete Raaschou-Nielsen as Director

Management

For

Did Not Vote

7d

Reelect Mathias Uhlen as Director

Management

For

Did Not Vote

8

Ratify PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as Auditors

Management

For

Did Not Vote

9a

Approve Reduction of DKK 10.6 Million in Share Capital via Share Cancellation

Management

For

Did Not Vote

9b

Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration

Management

For

Did Not Vote

10

Other Business

Management

None

None

 

 

 

 

 

NUANCE COMMUNICATIONS, INC.
Meeting Date:  JAN 25, 2013
Record Date:  DEC 04, 2012
Meeting Type:  ANNUAL

Ticker:  NUAN
Security ID:  67020Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Paul A. Ricci

Management

For

For

1b

Elect Director Robert G. Teresi

Management

For

For

1c

Elect Director Robert J. Frankenberg

Management

For

Against

1d

Elect Director Katharine A. Martin

Management

For

Against

1e

Elect Director Patrick T. Hackett

Management

For

For

1f

Elect Director William H. Janeway

Management

For

For

1g

Elect Director Mark B. Myers

Management

For

Against

1h

Elect Director Philip J. Quigley

Management

For

For

1i

Elect Director Mark R. Laret

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

OCEANEERING INTERNATIONAL, INC.
Meeting Date:  APR 26, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  OII
Security ID:  675232102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul B. Murphy, Jr.

Management

For

For

1.2

Elect Director Harris J. Pappas

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

ONYX PHARMACEUTICALS, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  ONXX
Security ID:  683399109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Corinne H. Nevinny

Management

For

For

1.2

Elect Director Thomas G. Wiggans

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

Against

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify Auditors

Management

For

Against

 

 

 

 

 

ORACLE CORPORATION
Meeting Date:  NOV 07, 2012
Record Date:  SEP 10, 2012
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

For

1.2

Elect Director H. Raymond Bingham

Management

For

Withhold

1.3

Elect Director Michael J. Boskin

Management

For

For

1.4

Elect Director Safra A. Catz

Management

For

Withhold

1.5

Elect Director Bruce R. Chizen

Management

For

Withhold

1.6

Elect Director George H. Conrades

Management

For

For

1.7

Elect Director Lawrence J. Ellison

Management

For

For

1.8

Elect Director Hector Garcia-Molina

Management

For

For

1.9

Elect Director Jeffrey O. Henley

Management

For

For

1.10

Elect Director Mark V. Hurd

Management

For

For

1.11

Elect Director Donald L. Lucas

Management

For

For

1.12

Elect Director Naomi O. Seligman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Amend Non-Employee Director Stock Option Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

5

Adopt Multiple Performance Metrics Under Executive Incentive Plans

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Adopt Retention Ratio for Executives/Directors

Shareholder

Against

Against

8

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

PALO ALTO NETWORKS, INC.
Meeting Date:  DEC 12, 2012
Record Date:  OCT 15, 2012
Meeting Type:  ANNUAL

Ticker:  PANW
Security ID:  697435105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John M. Donovan

Management

For

For

1b

Elect Director Nir Zuk

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

 

 

 

PERRIGO COMPANY
Meeting Date:  NOV 06, 2012
Record Date:  SEP 07, 2012
Meeting Type:  ANNUAL

Ticker:  PRGO
Security ID:  714290103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gary M. Cohen

Management

For

For

1.2

Elect Director David T. Gibbons

Management

For

For

1.3

Elect Director Ran Gottfried

Management

For

For

1.4

Elect Director Ellen R. Hoffing

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

PIONEER NATURAL RESOURCES COMPANY
Meeting Date:  MAY 23, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  PXD
Security ID:  723787107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy L. Dove

Management

For

For

1.2

Elect Director Charles E. Ramsey, Jr.

Management

For

For

1.3

Elect Director Frank A. Risch

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Management of Hydraulic Fracturing Risks and Opportunities

Shareholder

Against

Against

 

 

POWER INTEGRATIONS, INC.
Meeting Date:  JUN 03, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  POWI
Security ID:  739276103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Balu Balakrishnan

Management

For

For

1.2

Elect Director Alan D. Bickell

Management

For

For

1.3

Elect Director Nicholas E. Brathwaite

Management

For

For

1.4

Elect Director William George

Management

For

For

1.5

Elect Director Balakrishnan S. Iyer

Management

For

Withhold

1.6

Elect Director E. Floyd Kvamme

Management

For

For

1.7

Elect Director Steven J. Sharp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

PRADA S.P.A.
Meeting Date:  MAY 23, 2013
Record Date:  
Meeting Type:  ANNUAL

Ticker:  01913
Security ID:  T7733C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.a

Accept Financial Statements and Statutory Reports

Management

For

For

1.b

Approve Allocation of Income

Management

For

For

2

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

PRECISION CASTPARTS CORP.
Meeting Date:  AUG 14, 2012
Record Date:  JUN 12, 2012
Meeting Type:  ANNUAL

Ticker:  PCP
Security ID:  740189105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Donegan

Management

For

For

1.2

Elect Director Vernon E. Oechsle

Management

For

For

1.3

Elect Director Ulrich Schmidt

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

 

 

PRICELINE.COM INCORPORATED
Meeting Date:  JUN 06, 2013
Record Date:  APR 11, 2013
Meeting Type:  ANNUAL

Ticker:  PCLN
Security ID:  741503403

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Tim Armstrong

Management

For

For

1.2

Elect Director Howard W. Barker, Jr.

Management

For

For

1.3

Elect Director Jeffery H. Boyd

Management

For

For

1.4

Elect Director Jan L. Docter

Management

For

For

1.5

Elect Director Jeffrey E. Epstein

Management

For

For

1.6

Elect Director James M. Guyette

Management

For

For

1.7

Elect Director Nancy B. Peretsman

Management

For

For

1.8

Elect Director Thomas E. Rothman

Management

For

For

1.9

Elect Director Craig W. Rydin

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

 

 

 

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 05, 2013
Record Date:  JAN 07, 2013
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Barbara T. Alexander

Management

For

Against

1b

Elect Director Donald G. Cruickshank

Management

For

For

1c

Elect Director Raymond V. Dittamore

Management

For

For

1d

Elect Director Susan Hockfield

Management

For

For

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Paul E. Jacobs

Management

For

For

1g

Elect Director Sherry Lansing

Management

For

For

1h

Elect Director Duane A. Nelles

Management

For

For

1i

Elect Director Francisco Ros

Management

For

For

1j

Elect Director Brent Scowcroft

Management

For

For

1k

Elect Director Marc I. Stern

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

RACKSPACE HOSTING, INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  RAX
Security ID:  750086100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director A. Lanham Napier

Management

For

For

1.2

Elect Director George J. Still, Jr.

Management

For

For

1.3

Elect Director Michael Sam Gilliland

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

RED HAT, INC.
Meeting Date:  AUG 09, 2012
Record Date:  JUN 15, 2012
Meeting Type:  ANNUAL

Ticker:  RHT
Security ID:  756577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Marye Anne Fox

Management

For

For

2

Elect Director Donald H. Livingstone

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

SALESFORCE.COM, INC.
Meeting Date:  MAR 20, 2013
Record Date:  FEB 08, 2013
Meeting Type:  SPECIAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 06, 2013
Record Date:  MAY 06, 2013
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stratton Sclavos

Management

For

For

1.2

Elect Director Lawrence Tomlinson

Management

For

For

1.3

Elect Director Shirley Young

Management

For

For

2

Declassify the Board of Directors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

Against

4

Ratify Auditors

Management

For

Against

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 09, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78388J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin L. Beebe

Management

For

For

1.2

Elect Director Jack Langer

Management

For

For

1.3

Elect Director Jeffrey A. Stoops

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

SCHLUMBERGER LIMITED
Meeting Date:  APR 10, 2013
Record Date:  FEB 20, 2013
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter L.S. Currie

Management

For

For

1b

Elect Director Tony Isaac

Management

For

For

1c

Elect Director K. Vaman Kamath

Management

For

For

1d

Elect Director Paal Kibsgaard

Management

For

For

1e

Elect Director Nikolay Kudryavtsev

Management

For

For

1f

Elect Director Adrian Lajous

Management

For

For

1g

Elect Director Michael E. Marks

Management

For

For

1h

Elect Director Lubna S. Olayan

Management

For

For

1i

Elect Director L. Rafael Reif

Management

For

For

1j

Elect Director Tore I. Sandvold

Management

For

For

1k

Elect Director Henri Seydoux

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Employee Stock Purchase Plan

Management

For

For

 

 

SEMTECH CORPORATION
Meeting Date:  JUN 20, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  SMTC
Security ID:  816850101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Glen M. Antle

Management

For

For

1.2

Elect Director W. Dean Baker

Management

For

For

1.3

Elect Director James P. Burra

Management

For

For

1.4

Elect Director Bruce C. Edwards

Management

For

For

1.5

Elect Director Rockell N. Hankin

Management

For

For

1.6

Elect Director James T. Lindstrom

Management

For

For

1.7

Elect Director Mohan R. Maheswaran

Management

For

For

1.8

Elect Director John L. Piotrowski

Management

For

For

1.9

Elect Director Carmelo J. Santoro

Management

For

For

1.10

Elect Director Sylvia Summers

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

Against

 

 

 

 

 

SERVICENOW, INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul V. Barber

Management

For

For

1.2

Elect Director Ronald E. F. Codd

Management

For

For

1.3

Elect Director Frank Slootman

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

Against

3

Ratify Auditors

Management

For

For

 

 

SIGMA-ALDRICH CORPORATION
Meeting Date:  MAY 07, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  SIAL
Security ID:  826552101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rebecca M. Bergman

Management

For

For

1b

Elect Director George M. Church

Management

For

For

1c

Elect Director Michael L. Marberry

Management

For

For

1d

Elect Director W. Lee McCollum

Management

For

For

1e

Elect Director Avi M. Nash

Management

For

For

1f

Elect Director Steven M. Paul

Management

For

For

1g

Elect Director J. Pedro Reinhard

Management

For

For

1h

Elect Director Rakesh Sachdev

Management

For

For

1i

Elect Director D. Dean Spatz

Management

For

For

1j

Elect Director Barrett A. Toan

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SOLARWINDS, INC.
Meeting Date:  MAY 09, 2013
Record Date:  MAR 14, 2013
Meeting Type:  ANNUAL

Ticker:  SWI
Security ID:  83416B109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Benjamin Nye

Management

For

For

1.2

Elect Director Kevin B. Thompson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adjourn Meeting

Management

For

For

 

 

 

 

 

SPLUNK INC.
Meeting Date:  JUN 13, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  SPLK
Security ID:  848637104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David M. Hornik

Management

For

For

1.2

Elect Director Thomas M. Neustaetter

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

STARZ
Meeting Date:  JUN 06, 2013
Record Date:  APR 17, 2013
Meeting Type:  ANNUAL

Ticker:  STRZA
Security ID:  85571Q102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory B. Maffei

Management

For

Withhold

1.2

Elect Director Irving L. Azoff

Management

For

Withhold

1.3

Elect Director Susan M. Lyne

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups

Management

For

For

5

Authorize a New Class of Common Stock

Management

For

For

6

Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock

Management

For

For

7

Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals

Management

For

For

8

Ratify Auditors

Management

For

For

 

 

 

 

 

STERICYCLE, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  SRCL
Security ID:  858912108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark C. Miller

Management

For

For

1b

Elect Director Jack W. Schuler

Management

For

Against

1c

Elect Director Charles A. Alutto

Management

For

For

1d

Elect Director Thomas D. Brown

Management

For

For

1e

Elect Director Rod F. Dammeyer

Management

For

For

1f

Elect Director William K. Hall

Management

For

For

1g

Elect Director Jonathan T. Lord

Management

For

For

1h

Elect Director John Patience

Management

For

For

1i

Elect Director Ronald G. Spaeth

Management

For

For

1j

Elect Director Mike S. Zafirovski

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

STRYKER CORPORATION
Meeting Date:  APR 30, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  SYK
Security ID:  863667101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Howard E. Cox, Jr.

Management

For

For

1b

Elect Director Srikant M. Datar

Management

For

For

1c

Elect Director Roch Doliveux

Management

For

For

1d

Elect Director Louise L. Francesconi

Management

For

Against

1e

Elect Director Allan C. Golston

Management

For

For

1f

Elect Director Howard L. Lance

Management

For

For

1g

Elect Director Kevin A. Lobo

Management

For

For

1h

Elect Director William U. Parfet

Management

For

Against

1i

Elect Director Ronda E. Stryker

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 15, 2013
Record Date:  MAY 10, 2013
Meeting Type:  ANNUAL

Ticker:  00700
Security ID:  G87572148

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Zhang Zhidong as Director

Management

For

For

3a2

Elect Ian Charles Stone as Director

Management

For

For

3a3

Elect Jacobus Petrus Bekker as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Share Repurchase Program

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

THE ADT CORPORATION
Meeting Date:  MAR 14, 2013
Record Date:  JAN 16, 2013
Meeting Type:  ANNUAL

Ticker:  ADT
Security ID:  00101J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Colligan

Management

For

For

1.2

Elect Director Timothy Donahue

Management

For

For

1.3

Elect Director Robert Dutkowsky

Management

For

For

1.4

Elect Director Bruce Gordon

Management

For

For

1.5

Elect Director Naren Gursahaney

Management

For

For

1.6

Elect Director Bridgette Heller

Management

For

For

1.7

Elect Director Kathleen Hyle

Management

For

For

1.8

Elect Director Keith Meister

Management

For

For

1.9

Elect Director Dinesh Paliwal

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

 

 

 

THE ADVISORY BOARD COMPANY
Meeting Date:  SEP 11, 2012
Record Date:  JUL 18, 2012
Meeting Type:  ANNUAL

Ticker:  ABCO
Security ID:  00762W107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sanju K. Bansal

Management

For

For

1.2

Elect Director Peter J. Grua

Management

For

For

1.3

Elect Director Kelt Kindick

Management

For

For

1.4

Elect Director Robert W. Musslewhite

Management

For

For

1.5

Elect Director Mark R. Neaman

Management

For

For

1.6

Elect Director Leon D. Shapiro

Management

For

For

1.7

Elect Director Frank J. Williams

Management

For

For

1.8

Elect Director LeAnne M. Zumwalt

Management

For

For

2

Ratify Auditors

Management

For

For

3

Increase Authorized Common Stock

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

THE BOEING COMPANY
Meeting Date:  APR 29, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  BA
Security ID:  097023105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David L. Calhoun

Management

For

For

1b

Elect Director Arthur D. Collins, Jr.

Management

For

For

1c

Elect Director Linda Z. Cook

Management

For

For

1d

Elect Director Kenneth M. Duberstein

Management

For

For

1e

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1f

Elect Director Lawrence W. Kellner

Management

For

For

1g

Elect Director Edward M. Liddy

Management

For

For

1h

Elect Director W. James McNerney, Jr.

Management

For

For

1i

Elect Director Susan C. Schwab

Management

For

For

1j

Elect Director Ronald A. Williams

Management

For

For

1k

Elect Director Mike S. Zafirovski

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Submit SERP to Shareholder Vote

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

7

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

THE ULTIMATE SOFTWARE GROUP, INC.
Meeting Date:  MAY 20, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  ULTI
Security ID:  90385D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Scott Scherr

Management

For

For

2

Elect Director Alois T. Leiter

Management

For

Against

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 22, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director C. Martin Harris

Management

For

For

1b

Elect Director Judy C. Lewent

Management

For

For

1c

Elect Director Jim P. Manzi

Management

For

For

1d

Elect Director Lars R. Sorensen

Management

For

For

1e

Elect Director Elaine S. Ullian

Management

For

For

1f

Elect Director Marc N. Casper

Management

For

For

1g

Elect Director Nelson J. Chai

Management

For

For

1h

Elect Director Tyler Jacks

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 03, 2013
Record Date:  APR 05, 2013
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William C. Ballard, Jr.

Management

For

Against

1b

Elect Director Edson Bueno

Management

For

For

1c

Elect Director Richard T. Burke

Management

For

Against

1d

Elect Director Robert J. Darretta

Management

For

For

1e

Elect Director Stephen J. Hemsley

Management

For

For

1f

Elect Director Michele J. Hooper

Management

For

For

1g

Elect Director Rodger A. Lawson

Management

For

For

1h

Elect Director Douglas W. Leatherdale

Management

For

Against

1i

Elect Director Glenn M. Renwick

Management

For

For

1j

Elect Director Kenneth I. Shine

Management

For

For

1k

Elect Director Gail R. Wilensky

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

UNIVERSAL DISPLAY CORPORATION
Meeting Date:  JUN 20, 2013
Record Date:  APR 10, 2013
Meeting Type:  ANNUAL

Ticker:  PANL
Security ID:  91347P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sherwin I. Seligsohn

Management

For

For

1.2

Elect Director Steven V. Abramson

Management

For

For

1.3

Elect Director Sidney D. Rosenblatt

Management

For

For

1.4

Elect Director Leonard Becker

Management

For

For

1.5

Elect Director Elizabeth H. Gemmill

Management

For

Withhold

1.6

Elect Director C. Keith Hartley

Management

For

For

1.7

Elect Director Lawrence Lacerte

Management

For

For

2

Approve Executive Incentive Bonus Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

Against

 

 

VERISIGN, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  VRSN
Security ID:  92343E102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director D. James Bidzos

Management

For

For

1.2

Elect Director William L. Chenevich

Management

For

For

1.3

Elect Director Kathleen A. Cote

Management

For

For

1.4

Elect Director Roger H. Moore

Management

For

For

1.5

Elect Director John D. Roach

Management

For

For

1.6

Elect Director Louis A. Simpson

Management

For

For

1.7

Elect Director Timothy Tomlinson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

VISA INC.
Meeting Date:  JAN 30, 2013
Record Date:  DEC 04, 2012
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gary P. Coughlan

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

Against

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Robert W. Matschullat

Management

For

For

1e

Elect Director Cathy E. Minehan

Management

For

For

1f

Elect Director Suzanne Nora Johnson

Management

For

For

1g

Elect Director David J. Pang

Management

For

For

1h

Elect Director Joseph W. Saunders

Management

For

For

1i

Elect Director Charles W. Scharf

Management

For

For

1j

Elect Director William S. Shanahan

Management

For

For

1k

Elect Director John A. Swainson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

VMWARE, INC.
Meeting Date:  MAY 29, 2013
Record Date:  APR 04, 2013
Meeting Type:  ANNUAL

Ticker:  VMW
Security ID:  928563402

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

 

 

 

WATERS CORPORATION
Meeting Date:  MAY 09, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  WAT
Security ID:  941848103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joshua Bekenstein

Management

For

For

1.2

Elect Director Michael J. Berendt

Management

For

For

1.3

Elect Director Douglas A. Berthiaume

Management

For

For

1.4

Elect Director Edward Conard

Management

For

For

1.5

Elect Director Laurie H. Glimcher

Management

For

For

1.6

Elect Director Christopher A. Kuebler

Management

For

For

1.7

Elect Director William J. Miller

Management

For

For

1.8

Elect Director JoAnn A. Reed

Management

For

For

1.9

Elect Director Thomas P. Salice

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

WORKDAY, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director A. George ('Skip') Battle

Management

For

For

1.2

Elect Director Michael M. McNamara

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

YAHOO! INC.
Meeting Date:  JUN 25, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  YHOO
Security ID:  984332106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John D. Hayes

Management

For

For

1.2

Elect Director Susan M. James

Management

For

For

1.3

Elect Director Max R. Levchin

Management

For

For

1.4

Elect Director Peter Liguori

Management

For

For

1.5

Elect Director Daniel S. Loeb

Management

For

For

1.6

Elect Director Marissa A. Mayer

Management

For

For

1.7

Elect Director Thomas J. McInerney

Management

For

For

1.8

Elect Director Maynard G. Webb, Jr.

Management

For

For

1.9

Elect Director Harry J. Wilson

Management

For

For

1.10

Elect Director Michael J. Wolf

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Sustainability

Shareholder

Against

Against

5

Report on Political Contributions

Shareholder

Against

For

 

 

 

 

 

YELP INC.
Meeting Date:  JUN 05, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  YELP
Security ID:  985817105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Fred Anderson

Management

For

For

1.2

Elect Director Peter Fenton

Management

For

For

1.3

Elect Director Jeremy Levine

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

Against

3

Ratify Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

 

Franklin Growth Fund

 

3M COMPANY
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  MMM
Security ID:  88579Y101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda G. Alvarado

Management

For

For

1b

Elect Director Vance D. Coffman

Management

For

For

1c

Elect Director Michael L. Eskew

Management

For

For

1d

Elect Director W. James Farrell

Management

For

For

1e

Elect Director Herbert L. Henkel

Management

For

For

1f

Elect Director Muhtar Kent

Management

For

For

1g

Elect Director Edward M. Liddy

Management

For

For

1h

Elect Director Robert S. Morrison

Management

For

For

1i

Elect Director Aulana L. Peters

Management

For

For

1j

Elect Director Inge G. Thulin

Management

For

For

1k

Elect Director Robert J. Ulrich

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Study Feasibility of Prohibiting Political Contributions

Shareholder

Against

Against

 

 

ABB LTD.
Meeting Date:  APR 25, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  ABBN
Security ID:  000375204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports (Non-Voting)

Management

None

None

2.1

Accept Financial Statements and Statutory Reports

Management

For

For

2.2

Approve Remuneration Report

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4

Approve Allocation of Income and Dividends of CHF 0.68 per Share

Management

For

For

5

Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights

Management

For

For

6.1

Reelect Roger Agnelli as Director

Management

For

For

6.2

Reelect Louis Hughes as Director

Management

For

For

6.3

Reelect Hans Maerki as Director

Management

For

For

6.4

Reelect Michel de Rosen as Director

Management

For

For

6.5

Reelect Michael Treschow as Director

Management

For

For

6.6

Reelect Jacob Wallenberg as Director

Management

For

For

6.7

Reelect Ying Yeh as Director

Management

For

For

6.8

Reelect Hubertus von Gruenberg as Director

Management

For

For

7

Ratify Ernst & Young AG as Auditors

Management

For

For

 

 

 

 

 

ABBOTT LABORATORIES
Meeting Date:  APR 26, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director W. James Farrell

Management

For

For

1.5

Elect Director Edward M. Liddy

Management

For

For

1.6

Elect Director Nancy McKinstry

Management

For

For

1.7

Elect Director Phebe N. Novakovic

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Samuel C. Scott, III

Management

For

For

1.10

Elect Director Glenn F. Tilton

Management

For

For

1.11

Elect Director Miles D. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Label and Eliminate GMO Ingredients in Products

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Cease Compliance Adjustments to Performance Criteria

Shareholder

Against

For

9

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

 

 

ABBVIE INC.
Meeting Date:  MAY 06, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H.L. Burnside

Management

For

For

1.2

Elect Director Edward J. Rapp

Management

For

For

1.3

Elect Director Roy S. Roberts

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

 

 

 

 

 

ACME PACKET, INC.
Meeting Date:  MAR 28, 2013
Record Date:  FEB 22, 2013
Meeting Type:  SPECIAL

Ticker:  APKT
Security ID:  004764106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

AETNA INC.
Meeting Date:  MAY 17, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  AET
Security ID:  00817Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director Mark T. Bertolini

Management

For

For

1c

Elect Director Frank M. Clark

Management

For

For

1d

Elect Director Betsy Z. Cohen

Management

For

For

1e

Elect Director Molly J. Coye

Management

For

Against

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Barbara Hackman Franklin

Management

For

For

1h

Elect Director Jeffrey E. Garten

Management

For

For

1i

Elect Director Ellen M. Hancock

Management

For

For

1j

Elect Director Richard J. Harrington

Management

For

For

1k

Elect Director Edward J. Ludwig

Management

For

For

1l

Elect Director Joseph P. Newhouse

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Reduce Supermajority Vote Requirement

Shareholder

Against

For

7

Enhance Board Oversight of Political Contributions

Shareholder

Against

Against

 

 

 

 

 

AFLAC INCORPORATED
Meeting Date:  MAY 06, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  AFL
Security ID:  001055102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel P. Amos

Management

For

For

1b

Elect Director John Shelby Amos, II

Management

For

For

1c

Elect Director Paul S. Amos, II

Management

For

For

1d

Elect Director W. Paul Bowers

Management

For

For

1e

Elect Director Kriss Cloninger, III

Management

For

Against

1f

Elect Director Elizabeth J. Hudson

Management

For

For

1g

Elect Director Douglas W. Johnson

Management

For

For

1h

Elect Director Robert B. Johnson

Management

For

For

1i

Elect Director Charles B. Knapp

Management

For

For

1j

Elect Director E. Stephen Purdom

Management

For

For

1k

Elect Director Barbara K. Rimer

Management

For

For

1l

Elect Director Melvin T. Stith

Management

For

For

1m

Elect Director David Gary Thompson

Management

For

For

1n

Elect Director Takuro Yoshida

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

AGILENT TECHNOLOGIES, INC.
Meeting Date:  MAR 20, 2013
Record Date:  JAN 22, 2013
Meeting Type:  ANNUAL

Ticker:  A
Security ID:  00846U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul N. Clark

Management

For

For

1.2

Elect Director James G. Cullen

Management

For

For

1.3

Elect Director Tadataka Yamada

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

AIR FRANCE KLM
Meeting Date:  MAY 16, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  AF
Security ID:  009119108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Treatment of Losses

Management

For

For

4

Approve Auditors' Special Report on Related-Party Transactions

Management

For

For

5

Reelect Maryse Aulagnon as Director

Management

For

Against

6

Reelect Peter Hartman as Director

Management

For

Against

7

Elect Isabelle Bouillot as Director

Management

For

For

8

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

Management

For

For

9

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million

Management

For

For

10

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million

Management

For

For

11

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million

Management

For

For

12

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Under Items 10 and 11

Management

For

For

13

Authorize Capitalization of Reserves of Up to EUR 120 Million for Bonus Issue or Increase in Par Value

Management

For

For

14

Approve Employee Stock Purchase Plan

Management

For

Against

15

Authorize Filing of Required Documents/Other Formalities

Management

For

For

 

 

AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date:  JAN 24, 2013
Record Date:  NOV 30, 2012
Meeting Type:  ANNUAL

Ticker:  APD
Security ID:  009158106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William L. Davis, III

Management

For

For

1b

Elect Director W. Douglas Ford

Management

For

For

1c

Elect Director Evert Henkes

Management

For

For

1d

Elect Director Margaret G. McGlynn

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

ALASKA AIR GROUP, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  ALK
Security ID:  011659109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William S. Ayer

Management

For

For

1.2

Elect Director Patricia M. Bedient

Management

For

For

1.3

Elect Director Marion C. Blakey

Management

For

For

1.4

Elect Director Phyllis J. Campbell

Management

For

For

1.5

Elect Director Jessie J. Knight, Jr.

Management

For

For

1.6

Elect Director R. Marc Langland

Management

For

For

1.7

Elect Director Dennis F. Madsen

Management

For

For

1.8

Elect Director Byron I. Mallott

Management

For

For

1.9

Elect Director J. Kenneth Thompson

Management

For

For

1.10

Elect Director Bradley D. Tilden

Management

For

For

1.11

Elect Director Eric K. Yeaman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

 

 

ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 04, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  ALGT
Security ID:  01748X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Montie R. Brewer

Management

For

For

1.2

Elect Director Gary Ellmer

Management

For

For

1.3

Elect Director Timothy P. Flynn

Management

For

Withhold

1.4

Elect Director Maurice J. Gallagher, Jr.

Management

For

For

1.5

Elect Director Linda A. Marvin

Management

For

For

1.6

Elect Director Charles W. Pollard

Management

For

For

1.7

Elect Director John Redmond

Management

For

Withhold

2

Ratify Auditors

Management

For

For

 

 

 

 

 

ALLERGAN, INC.
Meeting Date:  APR 30, 2013
Record Date:  MAR 06, 2013
Meeting Type:  ANNUAL

Ticker:  AGN
Security ID:  018490102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David E.I. Pyott

Management

For

For

1b

Elect Director Michael R. Gallagher

Management

For

For

1c

Elect Director Deborah Dunsire

Management

For

For

1d

Elect Director Dawn Hudson

Management

For

For

1e

Elect Director Trevor M. Jones

Management

For

For

1f

Elect Director Louis J. Lavigne, Jr.

Management

For

For

1g

Elect Director Peter J. McDonnell

Management

For

For

1h

Elect Director Timothy D. Proctor

Management

For

For

1i

Elect Director Russell T. Ray

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5.1

Provide Right to Act by Written Consent

Shareholder

Against

For

5.2

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  MDRX
Security ID:  01988P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stuart L. Bascomb

Management

For

For

1b

Elect Director Paul M. Black

Management

For

For

1c

Elect Director Dennis H. Chookaszian

Management

For

For

1d

Elect Director Robert J. Cindrich

Management

For

For

1e

Elect Director Michael A. Klayko

Management

For

For

1f

Elect Director Anita V. Pramoda

Management

For

For

1g

Elect Director David D. Stevens

Management

For

For

1h

Elect Director Ralph H. 'Randy' Thurman

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Tom A. Alberg

Management

For

For

1c

Elect Director John Seely Brown

Management

For

For

1d

Elect Director William B. Gordon

Management

For

For

1e

Elect Director Jamie S. Gorelick

Management

For

For

1f

Elect Director Alain Monie

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

Against

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

2

Ratify Auditors

Management

For

For

3

Report on Political Contributions

Shareholder

Against

For

 

 

AMERICA MOVIL SAB DE CV
Meeting Date:  APR 22, 2013
Record Date:  APR 01, 2013
Meeting Type:  SPECIAL

Ticker:  AMXL
Security ID:  02364W105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Directors for Series L Shares

Management

For

Against

2

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

Against

 

 

AMERICAN EXPRESS COMPANY
Meeting Date:  APR 29, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  AXP
Security ID:  025816109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charlene Barshefsky

Management

For

Withhold

1.2

Elect Director Ursula M. Burns

Management

For

For

1.3

Elect Director Kenneth I. Chenault

Management

For

For

1.4

Elect Director Peter Chernin

Management

For

For

1.5

Elect Director Anne Lauvergeon

Management

For

For

1.6

Elect Director Theodore J. Leonsis

Management

For

For

1.7

Elect Director Richard C. Levin

Management

For

For

1.8

Elect Director Richard A. McGinn

Management

For

For

1.9

Elect Director Samuel J. Palmisano

Management

For

For

1.10

Elect Director Steven S Reinemund

Management

For

For

1.11

Elect Director Daniel L. Vasella

Management

For

For

1.12

Elect Director Robert D. Walter

Management

For

For

1.13

Elect Director Ronald A. Williams

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 21, 2013
Record Date:  MAR 26, 2013
Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Raymond P. Dolan

Management

For

For

1b

Elect Director Ronald M. Dykes

Management

For

For

1c

Elect Director Carolyn F. Katz

Management

For

For

1d

Elect Director Gustavo Lara Cantu

Management

For

For

1e

Elect Director JoAnn A. Reed

Management

For

For

1f

Elect Director Pamela D.A. Reeve

Management

For

For

1g

Elect Director David E. Sharbutt

Management

For

For

1h

Elect Director James D. Taiclet, Jr.

Management

For

For

1i

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Right to Call Special Meeting

Management

For

For

 

 

AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  MAY 13, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  AWK
Security ID:  030420103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stephen P. Adik

Management

For

For

1b

Elect Director Martha Clark Goss

Management

For

For

1c

Elect Director Julie A. Dobson

Management

For

For

1d

Elect Director Paul J. Evanson

Management

For

For

1e

Elect Director Richard R. Grigg

Management

For

For

1f

Elect Director Julia L. Johnson

Management

For

For

1g

Elect Director George MacKenzie

Management

For

For

1h

Elect Director William J. Marrazzo

Management

For

For

1i

Elect Director Jeffry E. Sterba

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

AMGEN INC.
Meeting Date:  MAY 22, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David Baltimore

Management

For

For

1.2

Elect Director Frank J. Biondi, Jr.

Management

For

For

1.3

Elect Director Robert A. Bradway

Management

For

For

1.4

Elect Director Francois de Carbonnel

Management

For

For

1.5

Elect Director Vance D. Coffman

Management

For

For

1.6

Elect Director Robert A. Eckert

Management

For

For

1.7

Elect Director Rebecca M. Henderson

Management

For

For

1.8

Elect Director Frank C. Herringer

Management

For

For

1.9

Elect Director Tyler Jacks

Management

For

For

1.10

Elect Director Gilbert S. Omenn

Management

For

For

1.11

Elect Director Judith C. Pelham

Management

For

For

1.12

Elect Director Leonard D. Schaeffer

Management

For

For

1.13

Elect Director Ronald D. Sugar

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 14, 2013
Record Date:  MAR 19, 2013
Meeting Type:  ANNUAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kevin P. Chilton

Management

For

For

1b

Elect Director Luke R. Corbett

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director Peter J. Fluor

Management

For

For

1e

Elect Director Richard L. George

Management

For

For

1f

Elect Director Preston M. Geren, III

Management

For

For

1g

Elect Director Charles W. Goodyear

Management

For

For

1h

Elect Director John R. Gordon

Management

For

For

1i

Elect Director Eric D. Mullins

Management

For

For

1j

Elect Director Paula Rosput Reynolds

Management

For

For

1k

Elect Director R. A. Walker

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

APPLE INC.
Meeting Date:  FEB 27, 2013
Record Date:  JAN 02, 2013
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Campbell

Management

For

For

1.2

Elect Director Timothy Cook

Management

For

For

1.3

Elect Director Millard Drexler

Management

For

For

1.4

Elect Director Al Gore

Management

For

For

1.5

Elect Director Robert Iger

Management

For

For

1.6

Elect Director Andrea Jung

Management

For

For

1.7

Elect Director Arthur Levinson

Management

For

For

1.8

Elect Director Ronald Sugar

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Establish Board Committee on Human Rights

Shareholder

Against

Against

 

 

ARKANSAS BEST CORPORATION
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  ABFS
Security ID:  040790107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John W. Alden

Management

For

For

1.2

Elect Director Fred A. Allardyce

Management

For

Withhold

1.3

Elect Director William M. Legg

Management

For

For

1.4

Elect Director Judy R. McReynolds

Management

For

For

1.5

Elect Director John H. Morris

Management

For

For

1.6

Elect Director Craig E. Philip

Management

For

For

1.7

Elect Director Steven L. Spinner

Management

For

For

1.8

Elect Director Janice E. Stipp

Management

For

For

1.9

Elect Director Robert A. Young, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

AUTODESK, INC.
Meeting Date:  JUN 13, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carl Bass

Management

For

For

1b

Elect Director Crawford W. Beveridge

Management

For

For

1c

Elect Director J. Hallam Dawson

Management

For

For

1d

Elect Director Thomas Georgens

Management

For

For

1e

Elect Director Per-Kristian Halvorsen

Management

For

Against

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Lorrie M. Norrington

Management

For

For

1h

Elect Director Stacy J. Smith

Management

For

For

1i

Elect Director Steven M. West

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

AUTOMATIC DATA PROCESSING, INC.
Meeting Date:  NOV 13, 2012
Record Date:  SEP 14, 2012
Meeting Type:  ANNUAL

Ticker:  ADP
Security ID:  053015103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ellen R. Alemany

Management

For

For

1.2

Elect Director Gregory D. Brenneman

Management

For

For

1.3

Elect Director Leslie A. Brun

Management

For

For

1.4

Elect Director Richard T. Clark

Management

For

For

1.5

Elect Director Eric C. Fast

Management

For

For

1.6

Elect Director Linda R. Gooden

Management

For

For

1.7

Elect Director R. Glenn Hubbard

Management

For

For

1.8

Elect Director John P. Jones

Management

For

For

1.9

Elect Director Carlos A. Rodriguez

Management

For

For

1.10

Elect Director Enrique T. Salem

Management

For

For

1.11

Elect Director Gregory L. Summe

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

AVERY DENNISON CORPORATION
Meeting Date:  APR 25, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  AVY
Security ID:  053611109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bradley A. Alford

Management

For

For

1.2

Elect Director Anthony K. Anderson

Management

For

For

1.3

Elect Director Rolf L. Borjesson

Management

For

For

1.4

Elect Director John T. Cardis

Management

For

For

1.5

Elect Director David E. I. Pyott

Management

For

For

1.6

Elect Director Dean A. Scarborough

Management

For

For

1.7

Elect Director Patrick T. Siewert

Management

For

For

1.8

Elect Director Julia A. Stewart

Management

For

For

1.9

Elect Director Martha N. Sullivan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 07, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  BAX
Security ID:  071813109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas F. Chen

Management

For

For

1b

Elect Director Blake E. Devitt

Management

For

For

1c

Elect Director John D. Forsyth

Management

For

For

1d

Elect Director Gail D. Fosler

Management

For

For

1e

Elect Director Carole J. Shapazian

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Provide Right to Call Special Meeting

Management

For

For

 

 

BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 04, 2013
Record Date:  MAR 06, 2013
Meeting Type:  ANNUAL

Ticker:  BRK.B
Security ID:  084670108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Warren E. Buffett

Management

For

For

1.2

Elect Director Charles T. Munger

Management

For

For

1.3

Elect Director Howard G. Buffett

Management

For

For

1.4

Elect Director Stephen B. Burke

Management

For

For

1.5

Elect Director Susan L. Decker

Management

For

For

1.6

Elect Director William H. Gates III

Management

For

For

1.7

Elect Director David S. Gottesman

Management

For

For

1.8

Elect Director Charlotte Guyman

Management

For

For

1.9

Elect Director Donald R. Keough

Management

For

For

1.10

Elect Director Thomas S. Murphy

Management

For

For

1.11

Elect Director Ronald L. Olson

Management

For

For

1.12

Elect Director Walter Scott, Jr.

Management

For

For

1.13

Elect Director Meryl B. Witmer

Management

For

For

2

Adopt Quantitative Goals for GHG and Other Air Emissions

Shareholder

Against

For

 

 

 

 

 

BIOGEN IDEC INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Caroline D. Dorsa

Management

For

For

1.2

Elect Director Stelios Papadopoulos

Management

For

For

1.3

Elect Director George A. Scangos

Management

For

For

1.4

Elect Director Lynn Schenk

Management

For

For

1.5

Elect Director Alexander J. Denner

Management

For

For

1.6

Elect Director Nancy L. Leaming

Management

For

For

1.7

Elect Director Richard C. Mulligan

Management

For

For

1.8

Elect Director Robert W. Pangia

Management

For

For

1.9

Elect Director Brian S. Posner

Management

For

For

1.10

Elect Director Eric K. Rowinsky

Management

For

For

1.11

Elect Director Stephen A. Sherwin

Management

For

For

1.12

Elect Director William D. Young

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 30, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdlatif Yousef Al-Hamad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Dennis D. Dammerman

Management

For

For

1d

Elect Director Jessica P. Einhorn

Management

For

For

1e

Elect Director Fabrizio Freda

Management

For

For

1f

Elect Director David H. Komansky

Management

For

For

1g

Elect Director James E. Rohr

Management

For

For

1h

Elect Director Susan L. Wagner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

BORGWARNER INC.
Meeting Date:  APR 24, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  BWA
Security ID:  099724106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Jere A. Drummond

Management

For

For

2

Elect Director John R. McKernan, Jr.

Management

For

For

3

Elect Director Ernest J. Novak, Jr.

Management

For

For

4

Elect Director James R. Verrier

Management

For

For

5

Ratify Auditors

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

7

Declassify the Board of Directors

Shareholder

For

For

 

 

BP PLC
Meeting Date:  APR 11, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  BP.
Security ID:  055622104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Bob Dudley as Director

Management

For

For

4

Re-elect Iain Conn as Director

Management

For

For

5

Re-elect Dr Brian Gilvary as Director

Management

For

For

6

Re-elect Paul Anderson as Director

Management

For

For

7

Re-elect Frank Bowman as Director

Management

For

For

8

Re-elect Antony Burgmans as Director

Management

For

For

9

Re-elect Cynthia Carroll as Director

Management

For

For

10

Re-elect George David as Director

Management

For

For

11

Re-elect Ian Davis as Director

Management

For

For

12

Re-elect Dame Ann Dowling as Director

Management

For

For

13

Re-elect Brendan Nelson as Director

Management

For

For

14

Re-elect Phuthuma Nhleko as Director

Management

For

For

15

Re-elect Andrew Shilston as Director

Management

For

For

16

Re-elect Carl-Henric Svanberg as Director

Management

For

For

17

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

BUNGE LIMITED
Meeting Date:  MAY 24, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  BG
Security ID:  G16962105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bernard de La Tour d'Auvergne Lauraguais

Management

For

For

1b

Elect Director William Engels

Management

For

For

1c

Elect Director L. Patrick Lupo

Management

For

For

1d

Elect Director Soren Schroder

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

C.H. ROBINSON WORLDWIDE, INC.
Meeting Date:  MAY 09, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  CHRW
Security ID:  12541W209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Scott P. Anderson

Management

For

For

1b

Elect Director Mary J. Steele Guilfoile

Management

For

For

1c

Elect Director Jodee A. Kozlak

Management

For

For

1d

Elect Director ReBecca Koenig Roloff

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date:  APR 23, 2013
Record Date:  MAR 06, 2013
Meeting Type:  ANNUAL

Ticker:  CNR
Security ID:  136375102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael R. Armellino

Management

For

For

1.2

Elect Director A. Charles Baillie

Management

For

For

1.3

Elect Director Hugh J. Bolton

Management

For

For

1.4

Elect Director Donald J. Carty

Management

For

For

1.5

Elect Director Gordon D. Giffin

Management

For

For

1.6

Elect Director Edith E. Holiday

Management

For

For

1.7

Elect Director V. Maureen Kempston Darkes

Management

For

For

1.8

Elect Director Denis Losier

Management

For

For

1.9

Elect Director Edward C. Lumley

Management

For

For

1.10

Elect Director David G.A. McLean

Management

For

For

1.11

Elect Director Claude Mongeau

Management

For

For

1.12

Elect Director James E. O'Connor

Management

For

For

1.13

Elect Director Robert Pace

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date:  MAY 01, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  CP
Security ID:  13645T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Ratify Deloitte LLP as Auditors

Management

For

For

2

Advisory Vote on Executive Compensation Approach

Management

For

Against

3.1

Elect Director William A. Ackman

Management

For

For

3.2

Elect Director Gary F. Colter

Management

For

For

3.3

Elect Director Isabelle Courville

Management

For

For

3.4

Elect Director Paul G. Haggis

Management

For

For

3.5

Elect Director E. Hunter Harrison

Management

For

For

3.6

Elect Director Paul C. Hilal

Management

For

For

3.7

Elect Director Krystyna T. Hoeg

Management

For

For

3.8

Elect Director Richard C. Kelly

Management

For

For

3.9

Elect Director Rebecca MacDonald

Management

For

For

3.10

Elect Director Anthony R. Melman

Management

For

For

3.11

Elect Director Linda J. Morgan

Management

For

For

3.12

Elect Director Andrew F. Reardon

Management

For

For

3.13

Elect Director Stephen C. Tobias

Management

For

For

 

 

 

 

 

CARDINAL HEALTH, INC.
Meeting Date:  NOV 02, 2012
Record Date:  SEP 06, 2012
Meeting Type:  ANNUAL

Ticker:  CAH
Security ID:  14149Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Colleen F. Arnold

Management

For

For

1.2

Elect Director George S. Barrett

Management

For

For

1.3

Elect Director Glenn A. Britt

Management

For

For

1.4

Elect Director Carrie S. Cox

Management

For

For

1.5

Elect Director Calvin Darden

Management

For

For

1.6

Elect Director Bruce L. Downey

Management

For

For

1.7

Elect Director John F. Finn

Management

For

For

1.8

Elect Director Clayton M. Jones

Management

For

For

1.9

Elect Director Gregory B. Kenny

Management

For

For

1.10

Elect Director David P. King

Management

For

For

1.11

Elect Director Richard C. Notebaert

Management

For

For

1.12

Elect Director Jean G. Spaulding

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

CAREFUSION CORPORATION
Meeting Date:  APR 15, 2013
Record Date:  FEB 14, 2013
Meeting Type:  ANNUAL

Ticker:  CFN
Security ID:  14170T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Philip L. Francis

Management

For

For

1b

Elect Director Robert F. Friel

Management

For

For

1c

Elect Director Gregory T. Lucier

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Supermajority Vote Requirement

Shareholder

Against

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

CARNIVAL CORPORATION
Meeting Date:  APR 17, 2013
Record Date:  FEB 19, 2013
Meeting Type:  ANNUAL

Ticker:  CCL
Security ID:  143658300

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

2

Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

3

Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

4

Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

5

Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

6

Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

7

Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

8

Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

9

Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

10

Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

11

Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

Management

For

For

12

Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation

Management

For

For

13

Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc

Management

For

For

14

Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011

Management

For

For

15

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

16

Approve Remuneration of Executive Directors

Management

For

For

17

Authorize Issue of Equity with Pre-emptive Rights

Management

For

For

18

Authorize Issue of Equity without Pre-emptive Rights

Management

For

For

19

Authorize Shares for Market Purchase

Management

For

For

 

 

 

 

 

CATERPILLAR INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  CAT
Security ID:  149123101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David L. Calhoun

Management

For

For

1.2

Elect Director Daniel M. Dickinson

Management

For

For

1.3

Elect Director Juan Gallardo

Management

For

For

1.4

Elect Director David R. Goode

Management

For

For

1.5

Elect Director Jesse J. Greene, Jr.

Management

For

For

1.6

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1.7

Elect Director Peter A. Magowan

Management

For

For

1.8

Elect Director Dennis A. Muilenburg

Management

For

For

1.9

Elect Director Douglas R. Oberhelman

Management

For

For

1.10

Elect Director William A. Osborn

Management

For

For

1.11

Elect Director Charles D. Powell

Management

For

For

1.12

Elect Director Edward B. Rust, Jr.

Management

For

For

1.13

Elect Director Susan C. Schwab

Management

For

For

1.14

Elect Director Joshua I. Smith

Management

For

For

1.15

Elect Director Miles D. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

7

Include Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Review and Assess Human Rights Policies

Shareholder

Against

Against

9

Prohibit Sales to the Government of Sudan

Shareholder

Against

Against

 

 

 

 

 

CELANESE CORPORATION
Meeting Date:  APR 25, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  CE
Security ID:  150870103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jay V. Ihlenfeld

Management

For

For

1b

Elect Director Mark C. Rohr

Management

For

For

1c

Elect Director Farah M. Walters

Management

For

For

1d

Elect Director Edward G. Galante

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

CELGENE CORPORATION
Meeting Date:  JUN 12, 2013
Record Date:  APR 17, 2013
Meeting Type:  ANNUAL

Ticker:  CELG
Security ID:  151020104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Hugin

Management

For

For

1.2

Elect Director Richard Barker

Management

For

For

1.3

Elect Director Michael D. Casey

Management

For

For

1.4

Elect Director Carrie S. Cox

Management

For

For

1.5

Elect Director Rodman L. Drake

Management

For

For

1.6

Elect Director Michael A. Friedman

Management

For

For

1.7

Elect Director Gilla Kaplan

Management

For

For

1.8

Elect Director James J. Loughlin

Management

For

For

1.9

Elect Director Ernest Mario

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

For

 

 

 

 

 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Meeting Date:  JUN 25, 2013
Record Date:  MAY 17, 2013
Meeting Type:  ANNUAL

Ticker:  CHKP
Security ID:  M22465104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Reelect Six Directors

Management

For

For

2

Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements

Management

For

For

3

Approve Executive Compensation Policy

Management

For

For

4

Approve Compensation of Chairman/CEO

Management

For

For

A

Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

Management

None

Against

 

 

CISCO SYSTEMS, INC.
Meeting Date:  NOV 15, 2012
Record Date:  SEP 17, 2012
Meeting Type:  ANNUAL

Ticker:  CSCO
Security ID:  17275R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol A. Bartz

Management

For

For

1b

Elect Director Marc Benioff

Management

For

For

1c

Elect Director M. Michele Burns

Management

For

For

1d

Elect Director Michael D. Capellas

Management

For

For

1e

Elect Director Larry R. Carter

Management

For

For

1f

Elect Director John T. Chambers

Management

For

For

1g

Elect Director Brian L. Halla

Management

For

For

1h

Elect Director John L. Hennessy

Management

For

Against

1i

Elect Director Kristina M. Johnson

Management

For

For

1j

Elect Director Richard M. Kovacevich

Management

For

For

1k

Elect Director Roderick C. McGeary

Management

For

For

1l

Elect Director Arun Sarin

Management

For

For

1m

Elect Director Steven M. West

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Report on Eliminating Conflict Minerals from Supply Chain

Shareholder

Against

Against

 

 

 

 

 

CITRIX SYSTEMS, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  CTXS
Security ID:  177376100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark B. Templeton

Management

For

For

1b

Elect Director Stephen M. Dow

Management

For

For

1c

Elect Director Godfrey R. Sullivan

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Ratify Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COMPUTER SCIENCES CORPORATION
Meeting Date:  AUG 07, 2012
Record Date:  JUN 11, 2012
Meeting Type:  ANNUAL

Ticker:  CSC
Security ID:  205363104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Irving W. Bailey, II

Management

For

Against

2

Elect Director David J. Barram

Management

For

Against

3

Elect Director Stephen L. Baum

Management

For

Against

4

Elect Director Erik Brynjolfsson

Management

For

For

5

Elect Director Rodney F. Chase

Management

For

Against

6

Elect Director Judith R. Haberkorn

Management

For

Against

7

Elect Director J. Michael Lawrie

Management

For

For

8

Elect Director Chong Sup Park

Management

For

Against

9

Elect Director Lawrence A. Zimmerman

Management

For

For

10

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

11

Ratify Auditors

Management

For

Against

 

 

CONOCOPHILLIPS
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  COP
Security ID:  20825C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard L. Armitage

Management

For

For

1b

Elect Director Richard H. Auchinleck

Management

For

For

1c

Elect Director James E. Copeland, Jr.

Management

For

For

1d

Elect Director Jody L. Freeman

Management

For

For

1e

Elect Director Gay Huey Evans

Management

For

For

1f

Elect Director Ryan M. Lance

Management

For

For

1g

Elect Director Mohd H. Marican

Management

For

For

1h

Elect Director Robert A. Niblock

Management

For

For

1i

Elect Director Harald J. Norvik

Management

For

For

1j

Elect Director William E. Wade, Jr.

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Adopt Quantitative GHG Goals for Products and Operations

Shareholder

Against

Against

6

Amend EEO Policy to Prohibit Discrimination based on Gender Identity

Shareholder

Against

For

 

 

 

 

 

COVANCE INC.
Meeting Date:  MAY 07, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  CVD
Security ID:  222816100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph L. Herring

Management

For

For

1.2

Elect Director John McCartney

Management

For

For

1.3

Elect Director Bradley T. Sheares

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Approve Omnibus Stock Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

COVIDIEN PLC
Meeting Date:  MAR 20, 2013
Record Date:  JAN 10, 2013
Meeting Type:  ANNUAL

Ticker:  COV
Security ID:  G2554F113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jose E. Almeida

Management

For

For

1b

Elect Director Joy A. Amundson

Management

For

For

1c

Elect Director Craig Arnold

Management

For

For

1d

Elect Director Robert H. Brust

Management

For

For

1e

Elect Director John M. Connors, Jr.

Management

For

For

1f

Elect Director Christopher J. Coughlin

Management

For

For

1g

Elect Director Randall J. Hogan, III

Management

For

For

1h

Elect Director Martin D. Madaus

Management

For

For

1i

Elect Director Dennis H. Reilley

Management

For

For

1j

Elect Director Joseph A. Zaccagnino

Management

For

For

2

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Authorize Open-Market Purchases of Ordinary Shares

Management

For

For

6

Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares

Management

For

For

7

Amend Articles of Association to expand the authority to execute instruments of transfer

Management

For

For

8

Approve Creation of Distributable Reserves

Management

For

For

 

 

 

 

 

CVS CAREMARK CORPORATION
Meeting Date:  MAY 09, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. David Brown II

Management

For

For

1.2

Elect Director David W. Dorman

Management

For

For

1.3

Elect Director Anne M. Finucane

Management

For

For

1.4

Elect Director Kristen Gibney Williams

Management

For

For

1.5

Elect Director Larry J. Merlo

Management

For

For

1.6

Elect Director Jean-Pierre Millon

Management

For

For

1.7

Elect Director Richard J. Swift

Management

For

For

1.8

Elect Director William C. Weldon

Management

For

For

1.9

Elect Director Tony L. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Reduce Vote Requirement Under the Fair Price Provision

Management

For

For

6

Report on Political Contributions

Shareholder

Against

For

7

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

8

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

 

 

 

DANAHER CORPORATION
Meeting Date:  MAY 07, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donald J. Ehrlich

Management

For

For

1.2

Elect Director Linda Hefner Filler

Management

For

For

1.3

Elect Director Teri List-Stoll

Management

For

For

1.4

Elect Director Walter G. Lohr, Jr.

Management

For

Against

1.5

Elect Director Steven M. Rales

Management

For

For

1.6

Elect Director John T. Schwieters

Management

For

For

1.7

Elect Director Alan G. Spoon

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Report on Political Contributions

Shareholder

Against

For

 

 

DEERE & COMPANY
Meeting Date:  FEB 27, 2013
Record Date:  DEC 31, 2012
Meeting Type:  ANNUAL

Ticker:  DE
Security ID:  244199105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel R. Allen

Management

For

For

1b

Elect Director Crandall C. Bowles

Management

For

For

1c

Elect Director Vance D. Coffman

Management

For

For

1d

Elect Director Charles O. Holliday, Jr.

Management

For

For

1e

Elect Director Dipak C. Jain

Management

For

For

1f

Elect Director Clayton M. Jones

Management

For

For

1g

Elect Director Joachim Milberg

Management

For

For

1h

Elect Director Richard B. Myers

Management

For

For

1i

Elect Director Thomas H. Patrick

Management

For

For

1j

Elect Director Aulana L. Peters

Management

For

For

1k

Elect Director Sherry M. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Executive Incentive Bonus Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

DEVON ENERGY CORPORATION
Meeting Date:  JUN 05, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  DVN
Security ID:  25179M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert H. Henry

Management

For

For

1.2

Elect Director John A. Hill

Management

For

For

1.3

Elect Director Michael M. Kanovsky

Management

For

For

1.4

Elect Director Robert A. Mosbacher, Jr.

Management

For

For

1.5

Elect Director J. Larry Nichols

Management

For

For

1.6

Elect Director Duane C. Radtke

Management

For

For

1.7

Elect Director Mary P. Ricciardello

Management

For

For

1.8

Elect Director John Richels

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

ECOLAB INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  ECL
Security ID:  278865100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas M. Baker, Jr.

Management

For

For

1.2

Elect Director Barbara J. Beck

Management

For

For

1.3

Elect Director Leslie S. Biller

Management

For

For

1.4

Elect Director Stephen I. Chazen

Management

For

For

1.5

Elect Director Jerry A. Grundhofer

Management

For

For

1.6

Elect Director Arthur J. Higgins

Management

For

For

1.7

Elect Director Joel W. Johnson

Management

For

For

1.8

Elect Director Michael Larson

Management

For

For

1.9

Elect Director Jerry W. Levin

Management

For

For

1.10

Elect Director Robert L. Lumpkins

Management

For

For

1.11

Elect Director Victoria J. Reich

Management

For

For

1.12

Elect Director Mary M. VanDeWeghe

Management

For

For

1.13

Elect Director John J. Zillmer

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Require Consistency with Corporate Values and Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 14, 2013
Record Date:  MAR 20, 2013
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert A. Ingram

Management

For

For

1.2

Elect Director William J. Link

Management

For

For

1.3

Elect Director Wesley W. von Schack

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Auditors

Management

For

For

6

Declassify the Board of Directors

Management

For

For

7

Reduce Supermajority Vote Requirement

Management

For

For

8

Amend Bylaws -- Call Special Meetings

Shareholder

Against

For

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 06, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Ralph Alvarez

Management

For

For

2

Elect Director Winfried Bischoff

Management

For

For

3

Elect Director R. David Hoover

Management

For

For

4

Elect Director Franklyn G. Prendergast

Management

For

For

5

Elect Director Kathi P. Seifert

Management

For

For

6

Ratify Auditors

Management

For

For

7

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

8

Amend Omnibus Stock Plan

Management

For

For

 

 

 

 

 

EMC CORPORATION
Meeting Date:  MAY 01, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  EMC
Security ID:  268648102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael W. Brown

Management

For

For

1b

Elect Director Randolph L. Cowen

Management

For

For

1c

Elect Director Gail Deegan

Management

For

For

1d

Elect Director James S. DiStasio

Management

For

For

1e

Elect Director John R. Egan

Management

For

For

1f

Elect Director Edmund F. Kelly

Management

For

For

1g

Elect Director Judith A. Miscik

Management

For

For

1h

Elect Director Windle B. Priem

Management

For

For

1i

Elect Director Paul Sagan

Management

For

For

1j

Elect Director David N. Strohm

Management

For

For

1k

Elect Director Joseph M. Tucci

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Provide Right to Act by Written Consent

Management

For

For

7

Require Consistency with Corporate Values and Report on Political Contributions

Shareholder

Against

Against

 

 

EMERSON ELECTRIC CO.
Meeting Date:  FEB 05, 2013
Record Date:  NOV 27, 2012
Meeting Type:  ANNUAL

Ticker:  EMR
Security ID:  291011104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. A. H. Boersig

Management

For

For

1.2

Elect Director J. B. Bolten

Management

For

For

1.3

Elect Director M. S. Levatich

Management

For

For

1.4

Elect Director R. L. Stephenson

Management

For

Withhold

1.5

Elect Director A.A. Busch, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Report on Sustainability

Shareholder

Against

Against

 

 

 

 

 

EQUIFAX INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  EFX
Security ID:  294429105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James E. Copeland, Jr.

Management

For

For

1b

Elect Director Robert D. Daleo

Management

For

For

1c

Elect Director Walter W. Driver, Jr.

Management

For

For

1d

Elect Director Mark L. Feidler

Management

For

For

1e

Elect Director L. Phillip Humann

Management

For

For

1f

Elect Director Siri S. Marshall

Management

For

For

1g

Elect Director John A. McKinley

Management

For

For

1h

Elect Director Richard F. Smith

Management

For

For

1i

Elect Director Mark B. Templeton

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

EXPEDIA, INC.
Meeting Date:  JUN 18, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director George (Skip) Battle

Management

For

For

1.2

Elect Director Pamela L. Coe

Management

For

For

1.3

Elect Director Barry Diller

Management

For

For

1.4

Elect Director Jonathan L. Dolgen

Management

For

For

1.5

Elect Director Craig A. Jacobson

Management

For

For

1.6

Elect Director Victor A. Kaufman

Management

For

For

1.7

Elect Director Peter M. Kern

Management

For

For

1.8

Elect Director Dara Khosrowshahi

Management

For

For

1.9

Elect Director John C. Malone

Management

For

For

1.10

Elect Director Jose A. Tazon

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Meeting Date:  MAY 01, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  EXPD
Security ID:  302130109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Peter J. Rose

Management

For

For

2

Elect Director Robert R. Wright

Management

For

For

3

Elect Director Mark A. Emmert

Management

For

For

4

Elect Director R. Jordan Gates

Management

For

For

5

Elect Director Dan P. Kourkoumelis

Management

For

For

6

Elect Director Michael J. Malone

Management

For

For

7

Elect Director John W. Meisenbach

Management

For

For

8

Elect Director Liane J. Pelletier

Management

For

For

9

Elect Director James L.k. Wang

Management

For

For

10

Elect Director Tay Yoshitani

Management

For

For

11

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

12

Approve Stock Option Plan

Management

For

For

13

Ratify Auditors

Management

For

For

14

Stock Retention

Shareholder

Against

Against

 

 

EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  ESRX
Security ID:  30219G108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gary G. Benanav

Management

For

Against

1b

Elect Director Maura C. Breen

Management

For

For

1c

Elect Director William J. DeLaney

Management

For

For

1d

Elect Director Nicholas J. LaHowchic

Management

For

For

1e

Elect Director Thomas P. Mac Mahon

Management

For

Against

1f

Elect Director Frank Mergenthaler

Management

For

For

1g

Elect Director Woodrow A. Myers, Jr.

Management

For

For

1h

Elect Director John O. Parker, Jr.

Management

For

For

1i

Elect Director George Paz

Management

For

For

1j

Elect Director William L. Roper

Management

For

For

1k

Elect Director Samuel K. Skinner

Management

For

For

1l

Elect Director Seymour Sternberg

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 29, 2013
Record Date:  APR 04, 2013
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director M.J. Boskin

Management

For

For

1.2

Elect Director P. Brabeck-Letmathe

Management

For

For

1.3

Elect Director U.M. Burns

Management

For

For

1.4

Elect Director L.R. Faulkner

Management

For

For

1.5

Elect Director J.S. Fishman

Management

For

For

1.6

Elect Director H.H. Fore

Management

For

For

1.7

Elect Director K.C. Frazier

Management

For

For

1.8

Elect Director W.W. George

Management

For

For

1.9

Elect Director S.J. Palmisano

Management

For

For

1.10

Elect Director S.S. Reinemund

Management

For

For

1.11

Elect Director R.W. Tillerson

Management

For

For

1.12

Elect Director W.C. Weldon

Management

For

For

1.13

Elect Director E.E. Whitacre, Jr.

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

6

Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Study Feasibility of Prohibiting Political Contributions

Shareholder

Against

Against

9

Adopt Sexual Orientation Anti-bias Policy

Shareholder

Against

For

10

Report on Management of Hydraulic Fracturing Risks and Opportunities

Shareholder

Against

Against

11

Adopt Quantitative GHG Goals for Products and Operations

Shareholder

Against

Against

 

 

FACEBOOK, INC.
Meeting Date:  JUN 11, 2013
Record Date:  APR 16, 2013
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc L. Andreessen

Management

For

Withhold

1.2

Elect Director Erskine B. Bowles

Management

For

For

1.3

Elect Director Susan D. Desmond-Hellmann

Management

For

For

1.4

Elect Director Donald E. Graham

Management

For

Withhold

1.5

Elect Director Reed Hastings

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Mark Zuckerberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Auditors

Management

For

For

 

 

 

 

 

FMC TECHNOLOGIES, INC.
Meeting Date:  MAY 03, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  FTI
Security ID:  30249U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eleazar de Carvalho Filho

Management

For

For

1b

Elect Director Claire S. Farley

Management

For

For

1c

Elect Director Joseph H. Netherland

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

FORD MOTOR COMPANY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  F
Security ID:  345370860

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephen G. Butler

Management

For

For

1.2

Elect Director Kimberly A. Casiano

Management

For

For

1.3

Elect Director Anthony F. Earley, Jr.

Management

For

Against

1.4

Elect Director Edsel B. Ford II

Management

For

Against

1.5

Elect Director William Clay Ford, Jr.

Management

For

For

1.6

Elect Director Richard A. Gephardt

Management

For

For

1.7

Elect Director James H. Hance, Jr.

Management

For

For

1.8

Elect Director William W. Helman IV

Management

For

For

1.9

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1.10

Elect Director Richard A. Manoogian

Management

For

Against

1.11

Elect Director Ellen R. Marram

Management

For

For

1.12

Elect Director Alan Mulally

Management

For

For

1.13

Elect Director Homer A. Neal

Management

For

For

1.14

Elect Director Gerald L. Shaheen

Management

For

For

1.15

Elect Director John L. Thornton

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Approval of Tax Benefits Preservation Plan

Management

For

For

7

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

8

Amend Bylaws -- Call Special Meetings

Shareholder

Against

For

 

 

 

 

 

FORTINET, INC.
Meeting Date:  JUN 20, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  FTNT
Security ID:  34959E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ming Hsieh

Management

For

For

1.2

Elect Director Christopher B. Paisley

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

FORWARD AIR CORPORATION
Meeting Date:  MAY 06, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  FWRD
Security ID:  349853101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bruce A. Campbell

Management

For

For

1.2

Elect Director C. Robert Campbell

Management

For

For

1.3

Elect Director C. John Langley, Jr.

Management

For

For

1.4

Elect Director Tracy A. Leinbach

Management

For

For

1.5

Elect Director Larry D. Leinweber

Management

For

For

1.6

Elect Director G. Michael Lynch

Management

For

For

1.7

Elect Director Ray A. Mundy

Management

For

For

1.8

Elect Director Gary L. Paxton

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

GENERAL DYNAMICS CORPORATION
Meeting Date:  MAY 01, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  GD
Security ID:  369550108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary T. Barra

Management

For

For

1.2

Elect Director Nicholas D. Chabraja

Management

For

For

1.3

Elect Director James S. Crown

Management

For

Against

1.4

Elect Director William P. Fricks

Management

For

For

1.5

Elect Director Paul G. Kaminski

Management

For

For

1.6

Elect Director John M. Keane

Management

For

For

1.7

Elect Director Lester L. Lyles

Management

For

For

1.8

Elect Director Phebe N. Novakovic

Management

For

For

1.9

Elect Director William A. Osborn

Management

For

For

1.10

Elect Director Robert Walmsley

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Review and Assess Human Rights Policy

Shareholder

Against

Against

 

 

GENERAL ELECTRIC COMPANY
Meeting Date:  APR 24, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  GE
Security ID:  369604103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director W. Geoffrey Beattie

Management

For

For

2

Elect Director John J. Brennan

Management

For

For

3

Elect Director James I. Cash, Jr.

Management

For

For

4

Elect Director Francisco D'Souza

Management

For

For

5

Elect Director Marijn E. Dekkers

Management

For

For

6

Elect Director Ann M. Fudge

Management

For

For

7

Elect Director Susan Hockfield

Management

For

For

8

Elect Director Jeffrey R. Immelt

Management

For

For

9

Elect Director Andrea Jung

Management

For

For

10

Elect Director Robert W. Lane

Management

For

For

11

Elect Director Ralph S. Larsen

Management

For

For

12

Elect Director Rochelle B. Lazarus

Management

For

For

13

Elect Director James J. Mulva

Management

For

For

14

Elect Director Mary L. Schapiro

Management

For

For

15

Elect Director Robert J. Swieringa

Management

For

For

16

Elect Director James S. Tisch

Management

For

For

17

Elect Director Douglas A. Warner, III

Management

For

For

18

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

19

Ratify Auditors

Management

For

For

20

Cessation of All Stock Options and Bonuses

Shareholder

Against

Against

21

Establish Term Limits for Directors

Shareholder

Against

Against

22

Require Independent Board Chairman

Shareholder

Against

Against

23

Provide Right to Act by Written Consent

Shareholder

Against

Against

24

Stock Retention/Holding Period

Shareholder

Against

Against

25

Require More Director Nominations Than Open Seats

Shareholder

Against

Against

 

 

 

 

 

GENERAL MOTORS COMPANY
Meeting Date:  JUN 06, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  GM
Security ID:  37045V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel F. Akerson

Management

For

For

1b

Elect Director David Bonderman

Management

For

Against

1c

Elect Director Erroll B. Davis, Jr.

Management

For

For

1d

Elect Director Stephen J. Girsky

Management

For

For

1e

Elect Director E. Neville Isdell

Management

For

For

1f

Elect Director Robert D. Krebs

Management

For

For

1g

Elect Director Kathryn V. Marinello

Management

For

For

1h

Elect Director Michael G. Mullen

Management

For

For

1i

Elect Director James J. Mulva

Management

For

For

1j

Elect Director Patricia F. Russo

Management

For

For

1k

Elect Director Thomas M. Schoewe

Management

For

For

1l

Elect Director Theodore M. Solso

Management

For

For

1m

Elect Director Carol M. Stephenson

Management

For

For

1n

Elect Director Cynthia A. Telles

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Stock Retention/Holding Period

Shareholder

Against

For

 

 

 

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 08, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Cogan

Management

For

For

1.2

Elect Director Etienne F. Davignon

Management

For

For

1.3

Elect Director Carla A. Hills

Management

For

For

1.4

Elect Director Kevin E. Lofton

Management

For

For

1.5

Elect Director John W. Madigan

Management

For

For

1.6

Elect Director John C. Martin

Management

For

For

1.7

Elect Director Nicholas G. Moore

Management

For

For

1.8

Elect Director Richard J. Whitley

Management

For

For

1.9

Elect Director Gayle E. Wilson

Management

For

Withhold

1.10

Elect Director Per Wold-Olsen

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

GOOGLE INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  GOOG
Security ID:  38259P508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Page

Management

For

For

1.2

Elect Director Sergey Brin

Management

For

For

1.3

Elect Director Eric E. Schmidt

Management

For

For

1.4

Elect Director L. John Doerr

Management

For

For

1.5

Elect Director Diane B. Greene

Management

For

For

1.6

Elect Director John L. Hennessy

Management

For

Withhold

1.7

Elect Director Ann Mather

Management

For

For

1.8

Elect Director Paul S. Otellini

Management

For

For

1.9

Elect Director K. Ram Shriram

Management

For

For

1.10

Elect Director Shirley M. Tilghman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Report on Reducing Lead Battery Health Hazards

Shareholder

Against

Against

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

6

Adopt Policy on Succession Planning

Shareholder

Against

Against

 

 

 

 

 

HAEMONETICS CORPORATION
Meeting Date:  JUL 27, 2012
Record Date:  JUN 08, 2012
Meeting Type:  ANNUAL

Ticker:  HAE
Security ID:  405024100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Increase in Size of Board

Management

For

For

2.1

Elect Directors Paul Black

Management

For

For

2.2

Elect Directors Ronald Gelbman

Management

For

For

2.3

Elect Directors Richard Meelia

Management

For

For

2.4

Elect Directors Ellen Zane

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 15, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan M. Bennett

Management

For

For

1.2

Elect Director James R. Boyd

Management

For

For

1.3

Elect Director Milton Carroll

Management

For

For

1.4

Elect Director Nance K. Dicciani

Management

For

For

1.5

Elect Director Murry S. Gerber

Management

For

For

1.6

Elect Director Jose C. Grubisich

Management

For

For

1.7

Elect Director Abdallah S. Jum'ah

Management

For

For

1.8

Elect Director David J. Lesar

Management

For

For

1.9

Elect Director Robert A. Malone

Management

For

For

1.10

Elect Director J. Landis Martin

Management

For

Against

1.11

Elect Director Debra L. Reed

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Human Rights Risk Assessment Process

Shareholder

Against

Against

 

 

 

 

 

HARLEY-DAVIDSON, INC.
Meeting Date:  APR 27, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  HOG
Security ID:  412822108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Barry K. Allen

Management

For

For

1.2

Elect Director R. John Anderson

Management

For

For

1.3

Elect Director Richard R. Beattie

Management

For

For

1.4

Elect Director Martha F. Brooks

Management

For

For

1.5

Elect Director Michael J. Cave

Management

For

For

1.6

Elect Director George H. Conrades

Management

For

For

1.7

Elect Director Donald A. James

Management

For

Withhold

1.8

Elect Director Sara L. Levinson

Management

For

For

1.9

Elect Director N. Thomas Linebarger

Management

For

For

1.10

Elect Director George L. Miles, Jr.

Management

For

Withhold

1.11

Elect Director James A. Norling

Management

For

For

1.12

Elect Director Keith E. Wandell

Management

For

For

1.13

Elect Director Jochen Zeitz

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

Against

 

 

HEARTLAND EXPRESS, INC.
Meeting Date:  MAY 09, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  HTLD
Security ID:  422347104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Gerdin

Management

For

For

1.2

Elect Director Richard O. Jacobson

Management

For

Withhold

1.3

Elect Director Benjamin J. Allen

Management

For

For

1.4

Elect Director Lawrence D. Crouse

Management

For

For

1.5

Elect Director James G. Pratt

Management

For

For

1.6

Elect Director Tahira K. Hira

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

 

 

 

HENRY SCHEIN, INC.
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  HSIC
Security ID:  806407102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley M. Bergman

Management

For

For

1.2

Elect Director Gerald A. Benjamin

Management

For

For

1.3

Elect Director James P. Breslawski

Management

For

For

1.4

Elect Director Mark E. Mlotek

Management

For

For

1.5

Elect Director Steven Paladino

Management

For

Withhold

1.6

Elect Director Barry J. Alperin

Management

For

For

1.7

Elect Director Paul Brons

Management

For

For

1.8

Elect Director Donald J. Kabat

Management

For

For

1.9

Elect Director Philip A. Laskawy

Management

For

Withhold

1.10

Elect Director Karyn Mashima

Management

For

For

1.11

Elect Director Norman S. Matthews

Management

For

For

1.12

Elect Director Carol Raphael

Management

For

For

1.13

Elect Director Bradley T. Sheares

Management

For

For

1.14

Elect Director Louis W. Sullivan

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Ratify Auditors

Management

For

For

 

 

HEWLETT-PACKARD COMPANY
Meeting Date:  MAR 20, 2013
Record Date:  JAN 22, 2013
Meeting Type:  ANNUAL

Ticker:  HPQ
Security ID:  428236103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc L. Andreessen

Management

For

Against

1.2

Elect Director Shumeet Banerji

Management

For

For

1.3

Elect Director Rajiv L. Gupta

Management

For

Against

1.4

Elect Director John H. Hammergren

Management

For

Against

1.5

Elect Director Raymond J. Lane

Management

For

For

1.6

Elect Director Ann M. Livermore

Management

For

For

1.7

Elect Director Gary M. Reiner

Management

For

For

1.8

Elect Director Patricia F. Russo

Management

For

For

1.9

Elect Director G. Kennedy Thompson

Management

For

Against

1.10

Elect Director Margaret C. Whitman

Management

For

For

1.11

Elect Director Ralph V. Whitworth

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Proxy Access Right

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Establish Environmental/Social Issue Board Committee

Shareholder

Against

Against

7

Amend Human Rights Policies

Shareholder

Against

Against

8

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

 

 

 

HILL-ROM HOLDINGS, INC.
Meeting Date:  MAR 08, 2013
Record Date:  DEC 31, 2012
Meeting Type:  ANNUAL

Ticker:  HRC
Security ID:  431475102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rolf A. Classon

Management

For

For

1.2

Elect Director James R. Giertz

Management

For

For

1.3

Elect Director Charles E. Golden

Management

For

For

1.4

Elect Director John J. Greisch

Management

For

For

1.5

Elect Director W August Hillenbrand

Management

For

For

1.6

Elect Director William H. Kucheman

Management

For

For

1.7

Elect Director Ronald A. Malone

Management

For

For

1.8

Elect Director Eduardo R. Menasce

Management

For

For

1.9

Elect Director Joanne C. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

HOSPIRA, INC.
Meeting Date:  MAY 08, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  HSP
Security ID:  441060100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Connie R. Curran

Management

For

For

1b

Elect Director William G. Dempsey

Management

For

For

1c

Elect Director Dennis M. Fenton

Management

For

For

1d

Elect Director Heino von Prondzynski

Management

For

For

1e

Elect Director Mark F. Wheeler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

 

 

 

HSN, INC.
Meeting Date:  MAY 08, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  HSNI
Security ID:  404303109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Costello

Management

For

For

1.2

Elect Director James M. Follo

Management

For

For

1.3

Elect Director Mindy Grossman

Management

For

For

1.4

Elect Director Stephanie Kugelman

Management

For

For

1.5

Elect Director Arthur C. Martinez

Management

For

For

1.6

Elect Director Thomas J. McInerney

Management

For

Withhold

1.7

Elect Director John B. (Jay) Morse

Management

For

For

1.8

Elect Director Ann Sarnoff

Management

For

For

1.9

Elect Director Courtnee Ulrich

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

HUNTINGTON INGALLS INDUSTRIES, INC.
Meeting Date:  MAY 01, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  HII
Security ID:  446413106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Bruner

Management

For

For

1.2

Elect Director Artur G. Davis

Management

For

For

1.3

Elect Director Thomas B. Fargo

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

IAC/INTERACTIVECORP
Meeting Date:  JUN 26, 2013
Record Date:  APR 29, 2013
Meeting Type:  ANNUAL

Ticker:  IACI
Security ID:  44919P508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory R. Blatt

Management

For

For

1.2

Elect Director Edgar Bronfman, Jr.

Management

For

Withhold

1.3

Elect Director Chelsea Clinton

Management

For

For

1.4

Elect Director Sonali De Rycker

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Michael D. Eisner

Management

For

For

1.7

Elect Director Victor A. Kaufman

Management

For

For

1.8

Elect Director Donald R. Keough

Management

For

For

1.9

Elect Director Bryan Lourd

Management

For

For

1.10

Elect Director Arthur C. Martinez

Management

For

For

1.11

Elect Director David Rosenblatt

Management

For

For

1.12

Elect Director Alan G. Spoon

Management

For

For

1.13

Elect Director Alexander von Furstenberg

Management

For

For

1.14

Elect Director Richard F. Zannino

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

Against

3

Ratify Auditors

Management

For

For

 

 

 

 

 

IHS INC.
Meeting Date:  APR 10, 2013
Record Date:  FEB 14, 2013
Meeting Type:  ANNUAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger Holtback

Management

For

For

1.2

Elect Director Jean-Paul Montupet

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ILLINOIS TOOL WORKS INC.
Meeting Date:  MAY 03, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  ITW
Security ID:  452308109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel J. Brutto

Management

For

For

1b

Elect Director Susan Crown

Management

For

For

1c

Elect Director Don H. Davis, Jr.

Management

For

For

1d

Elect Director James W. Griffith

Management

For

For

1e

Elect Director Robert C. McCormack

Management

For

For

1f

Elect Director Robert S. Morrison

Management

For

For

1g

Elect Director E. Scott Santi

Management

For

For

1h

Elect Director James A. Skinner

Management

For

For

1i

Elect Director David B. Smith, Jr.

Management

For

For

1j

Elect Director Pamela B. Strobel

Management

For

For

1k

Elect Director Kevin M. Warren

Management

For

For

1l

Elect Director Anre D. Williams

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Supermajority Vote Requirement

Shareholder

Against

For

 

 

 

 

 

ILLUMINA, INC.
Meeting Date:  MAY 29, 2013
Record Date:  APR 02, 2013
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerald Moller

Management

For

For

1.2

Elect Director David R. Walt

Management

For

For

1.3

Elect Director Robert S. Epstein

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

INFORMATICA CORPORATION
Meeting Date:  MAY 24, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  INFA
Security ID:  45666Q102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Garrett

Management

For

For

1b

Elect Director Gerald Held

Management

For

For

1c

Elect Director Charles J. Robel

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INGERSOLL-RAND PLC
Meeting Date:  JUN 06, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  IR
Security ID:  G47791101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ann C. Berzin

Management

For

For

1b

Elect Director John Bruton

Management

For

For

1c

Elect Director Jared L. Cohon

Management

For

For

1d

Elect Director Gary D. Forsee

Management

For

For

1e

Elect Director Edward E. Hagenlocker

Management

For

For

1f

Elect Director Constance J. Horner

Management

For

For

1g

Elect Director Michael W. Lamach

Management

For

For

1h

Elect Director Theodore E. Martin

Management

For

For

1i

Elect Director Nelson Peltz

Management

For

For

1j

Elect Director John P. Surma

Management

For

Against

1k

Elect Director Richard J. Swift

Management

For

For

1l

Elect Director Tony L. White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends

Management

For

For

6

Capital Reduction and Creation of Distributable Reserves

Management

For

For

7

Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer

Management

For

For

8

Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws

Management

For

For

 

 

 

 

 

INTEL CORPORATION
Meeting Date:  MAY 16, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

Against

1b

Elect Director Andy D. Bryant

Management

For

For

1c

Elect Director Susan L. Decker

Management

For

For

1d

Elect Director John J. Donahoe

Management

For

For

1e

Elect Director Reed E. Hundt

Management

For

For

1f

Elect Director James D. Plummer

Management

For

For

1g

Elect Director David S. Pottruck

Management

For

For

1h

Elect Director Frank D. Yeary

Management

For

For

1i

Elect Director David B. Yoffie

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

 

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 30, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  IBM
Security ID:  459200101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alain J.P. Belda

Management

For

Against

1.2

Elect Director William R. Brody

Management

For

For

1.3

Elect Director Kenneth I. Chenault

Management

For

For

1.4

Elect Director Michael L. Eskew

Management

For

Against

1.5

Elect Director David N. Farr

Management

For

For

1.6

Elect Director Shirley Ann Jackson

Management

For

For

1.7

Elect Director Andrew N. Liveris

Management

For

Against

1.8

Elect Director W. James McNerney, Jr.

Management

For

For

1.9

Elect Director James W. Owens

Management

For

For

1.10

Elect Director Virginia M. Rometty

Management

For

For

1.11

Elect Director Joan E. Spero

Management

For

For

1.12

Elect Director Sidney Taurel

Management

For

For

1.13

Elect Director Lorenzo H. Zambrano

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

INTERVAL LEISURE GROUP, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  IILG
Security ID:  46113M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Craig M. Nash

Management

For

For

1.2

Elect Director David Flowers

Management

For

For

1.3

Elect Director Victoria L. Freed

Management

For

For

1.4

Elect Director Gary S. Howard

Management

For

For

1.5

Elect Director Lewis J. Korman

Management

For

For

1.6

Elect Director Thomas J. Kuhn

Management

For

For

1.7

Elect Director Thomas J. McInerney

Management

For

For

1.8

Elect Director Thomas P. Murphy, Jr.

Management

For

For

1.9

Elect Director Avy H. Stein

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Other Business

Management

For

Against

 

 

 

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 25, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amal M. Johnson

Management

For

For

1.2

Elect Director Eric H. Halvorson

Management

For

For

1.3

Elect Director Alan J. Levy

Management

For

Against

2

Amend Omnibus Stock Plan

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 25, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary Sue Coleman

Management

For

For

1.2

Elect Director James G. Cullen

Management

For

For

1.3

Elect Director Ian E.L. Davis

Management

For

For

1.4

Elect Director Alex Gorsky

Management

For

For

1.5

Elect Director Michael M.E. Johns

Management

For

For

1.6

Elect Director Susan L. Lindquist

Management

For

For

1.7

Elect Director Anne M. Mulcahy

Management

For

Against

1.8

Elect Director Leo F. Mullin

Management

For

For

1.9

Elect Director William D. Perez

Management

For

For

1.10

Elect Director Charles Prince

Management

For

Against

1.11

Elect Director A. Eugene Washington

Management

For

For

1.12

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Stock Retention/Holding Period

Shareholder

Against

Against

5

Screen Political Contributions for Consistency with Corporate Values

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

JOHNSON CONTROLS, INC.
Meeting Date:  JAN 23, 2013
Record Date:  NOV 15, 2012
Meeting Type:  ANNUAL

Ticker:  JCI
Security ID:  478366107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David P. Abney

Management

For

For

1.2

Elect Director Julie L. Bushman

Management

For

For

1.3

Elect Director Eugenio Clariond Reyes-Retana

Management

For

For

1.4

Elect Director Jeffrey A. Joerres

Management

For

For

2

Ratify Auditors

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James A. Bell

Management

For

For

1b

Elect Director Crandall C.Bowles

Management

For

For

1c

Elect Director Stephen B. Burke

Management

For

For

1d

Elect Director David M. Cote

Management

For

For

1e

Elect Director James S. Crown

Management

For

For

1f

Elect Director James Dimon

Management

For

For

1g

Elect Director Timothy P. Flynn

Management

For

For

1h

Elect Director Ellen V. Futter

Management

For

For

1i

Elect Director Laban P. Jackson, Jr.

Management

For

For

1j

Elect Director Lee R. Raymond

Management

For

For

1k

Elect Director William C. Weldon

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

Against

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

LIVE NATION ENTERTAINMENT, INC.
Meeting Date:  JUN 06, 2013
Record Date:  APR 11, 2013
Meeting Type:  ANNUAL

Ticker:  LYV
Security ID:  538034109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Carleton

Management

For

Against

1.2

Elect Director Michael Rapino

Management

For

For

1.3

Elect Director Mark S. Shapiro

Management

For

Against

2

Declassify the Board of Directors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 25, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nolan D. Archibald

Management

For

For

1.2

Elect Director Rosalind G. Brewer

Management

For

Against

1.3

Elect Director David B. Burritt

Management

For

Against

1.4

Elect Director James O. Ellis, Jr.

Management

For

For

1.5

Elect Director Thomas J. Falk

Management

For

For

1.6

Elect Director Marillyn A. Hewson

Management

For

For

1.7

Elect Director Gwendolyn S. King

Management

For

For

1.8

Elect Director James M. Loy

Management

For

Against

1.9

Elect Director Douglas H. McCorkindale

Management

For

Against

1.10

Elect Director Joseph W. Ralston

Management

For

Against

1.11

Elect Director Anne Stevens

Management

For

Against

1.12

Elect Director Robert J. Stevens

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

LOGITECH INTERNATIONAL S.A.
Meeting Date:  SEP 05, 2012
Record Date:  AUG 30, 2012
Meeting Type:  ANNUAL

Ticker:  LOGN
Security ID:  H50430232

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3.1

Appropriation Of Retained Earnings

Management

For

For

3.2

Approve Dividends of CHF 0.81 per share from Capital Contribution Reserves

Management

For

For

4

Approve Cancellation of Capital Authorization

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Authorize Repurchase of more than Ten Percent of Issued Share Capital

Management

For

Against

7

Approve Discharge of Board and Senior Management

Management

For

For

8

Declassify the Board of Directors

Management

For

For

9.1

Reelect Erh-Hsun Chang as Director

Management

For

For

9.2

Reelect Kee-Lock Chua as Director

Management

For

For

9.3

Reelect Didier Hirsch as Director

Management

For

For

10

Ratify PricewaterhouseCoopers SA as Auditors

Management

For

For

 

 

MARTIN MARIETTA MATERIALS, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  MLM
Security ID:  573284106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. Howard Nye

Management

For

For

1.2

Elect Director Laree E. Perez

Management

For

Withhold

1.3

Elect Director Dennis L. Rediker

Management

For

Withhold

2

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

3

Ratify Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 18, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Silvio Barzi

Management

For

For

1d

Elect Director David R. Carlucci

Management

For

For

1e

Elect Director Steven J. Freiberg

Management

For

For

1f

Elect Director Nancy J. Karch

Management

For

For

1g

Elect Director Marc Olivie

Management

For

For

1h

Elect Director Rima Qureshi

Management

For

For

1i

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1j

Elect Director Mark Schwartz

Management

For

For

1k

Elect Director Jackson P. Tai

Management

For

For

1l

Elect Director Edward Suning Tian

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

MEAD JOHNSON NUTRITION COMPANY
Meeting Date:  APR 30, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  MJN
Security ID:  582839106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven M. Altschuler

Management

For

For

1b

Elect Director Howard B. Bernick

Management

For

For

1c

Elect Director Kimberly A. Casiano

Management

For

For

1d

Elect Director Anna C. Catalano

Management

For

For

1e

Elect Director Celeste A. Clark

Management

For

For

1f

Elect Director James M. Cornelius

Management

For

For

1g

Elect Director Stephen W. Golsby

Management

For

For

1h

Elect Director Peter Kasper Jakobsen

Management

For

For

1i

Elect Director Peter G. Ratcliffe

Management

For

For

1j

Elect Director Elliott Sigal

Management

For

For

1k

Elect Director Robert S. Singer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

MEDTRONIC, INC.
Meeting Date:  AUG 23, 2012
Record Date:  JUN 25, 2012
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  585055106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Anderson

Management

For

For

1.2

Elect Director Victor J. Dzau

Management

For

Withhold

1.3

Elect Director Omar Ishrak

Management

For

For

1.4

Elect Director Shirley Ann Jackson

Management

For

For

1.5

Elect Director Michael O. Leavitt

Management

For

For

1.6

Elect Director James T. Lenehan

Management

For

For

1.7

Elect Director Denise M. O'Leary

Management

For

For

1.8

Elect Director Kendall J. Powell

Management

For

For

1.9

Elect Director Robert C. Pozen

Management

For

For

1.10

Elect Director Jack W. Schuler

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

5

Adopt Proxy Access Right

Shareholder

Against

Against

6

Reduce Supermajority Vote Requirement

Shareholder

Against

For

 

 

MERCK & CO., INC.
Meeting Date:  MAY 28, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Thomas R. Cech

Management

For

For

1c

Elect Director Kenneth C. Frazier

Management

For

For

1d

Elect Director Thomas H. Glocer

Management

For

For

1e

Elect Director William B. Harrison Jr.

Management

For

For

1f

Elect Director C. Robert Kidder

Management

For

For

1g

Elect Director Rochelle B. Lazarus

Management

For

For

1h

Elect Director Carlos E. Represas

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Craig B. Thompson

Management

For

For

1k

Elect Director Wendell P. Weeks

Management

For

For

1l

Elect Director Peter C. Wendell

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Against

Against

6

Report on Charitable and Political Contributions

Shareholder

Against

Against

7

Report on Lobbying Activities

Shareholder

Against

Against

 

 

 

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Francis A. Contino

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Michael A. Kelly

Management

For

For

1.6

Elect Director Martin D. Madaus

Management

For

For

1.7

Elect Director Hans Ulrich Maerki

Management

For

For

1.8

Elect Director George M. Milne, Jr.

Management

For

For

1.9

Elect Director Thomas P. Salice

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  NOV 28, 2012
Record Date:  SEP 14, 2012
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Steven A. Ballmer

Management

For

For

2

Elect Director Dina Dublon

Management

For

For

3

Elect Director William H. Gates, III

Management

For

For

4

Elect Director Maria M. Klawe

Management

For

For

5

Elect Director Stephen J. Luczo

Management

For

For

6

Elect Director David F. Marquardt

Management

For

For

7

Elect Director Charles H. Noski

Management

For

For

8

Elect Director Helmut Panke

Management

For

For

9

Elect Director John W. Thompson

Management

For

For

10

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

11

Approve Qualified Employee Stock Purchase Plan

Management

For

For

12

Ratify Auditors

Management

For

For

13

Provide for Cumulative Voting

Shareholder

Against

Against

 

 

 

 

 

MOLEX INCORPORATED
Meeting Date:  OCT 26, 2012
Record Date:  AUG 31, 2012
Meeting Type:  ANNUAL

Ticker:  MOLX
Security ID:  608554101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michelle L. Collins

Management

For

For

1.2

Elect Director Fred L. Krehbiel

Management

For

For

1.3

Elect Director David L. Landsittel

Management

For

For

1.4

Elect Director Joe W. Laymon

Management

For

For

1.5

Elect Director James S. Metcalf

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  JUN 03, 2013
Record Date:  APR 11, 2013
Meeting Type:  ANNUAL

Ticker:  MNST
Security ID:  611740101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney C. Sacks

Management

For

For

1.2

Elect Director Hilton H. Schlosberg

Management

For

Withhold

1.3

Elect Director Norman C. Epstein

Management

For

For

1.4

Elect Director Benjamin M. Polk

Management

For

Withhold

1.5

Elect Director Sydney Selati

Management

For

For

1.6

Elect Director Harold C. Taber, Jr.

Management

For

Withhold

1.7

Elect Director Mark S. Vidergauz

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

NATIONAL OILWELL VARCO, INC.
Meeting Date:  MAY 22, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  NOV
Security ID:  637071101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Merrill A. Miller, Jr.

Management

For

For

1B

Elect Director Greg L. Armstrong

Management

For

For

1C

Elect Director Ben A. Guill

Management

For

For

1D

Elect Director David D. Harrison

Management

For

For

1E

Elect Director Roger L. Jarvis

Management

For

For

1F

Elect Director Eric L. Mattson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

 

 

 

NEWCREST MINING LTD.
Meeting Date:  OCT 25, 2012
Record Date:  OCT 23, 2012
Meeting Type:  ANNUAL

Ticker:  NCM
Security ID:  Q6651B114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Gerard Michael Bond as a Director

Management

For

For

2b

Elect Vince Gauci as a Director

Management

For

For

3

Approve the Adoption of the Remuneration Report

Management

For

For

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director Robert M. Beall, II

Management

For

For

1c

Elect Director James L. Camaren

Management

For

For

1d

Elect Director Kenneth B. Dunn

Management

For

For

1e

Elect Director Lewis Hay, III

Management

For

For

1f

Elect Director Toni Jennings

Management

For

For

1g

Elect Director James L. Robo

Management

For

For

1h

Elect Director Rudy E. Schupp

Management

For

For

1i

Elect Director John L. Skolds

Management

For

For

1j

Elect Director William H. Swanson

Management

For

For

1k

Elect Director Michael H. Thaman

Management

For

For

1l

Elect Director Hansel E. Tookes, II

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

 

 

 

 

 

NIKE, INC.
Meeting Date:  SEP 20, 2012
Record Date:  JUL 23, 2012
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan B. Graf, Jr.

Management

For

For

1.2

Elect Director John C. Lechleiter

Management

For

For

1.3

Elect Director Phyllis M. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

6

Report on Political Contributions

Shareholder

Against

Against

 

 

NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  MAR 19, 2013
Meeting Type:  ANNUAL

Ticker:  NOC
Security ID:  666807102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Wesley G. Bush

Management

For

For

1.2

Elect Director Victor H. Fazio

Management

For

For

1.3

Elect Director Donald E. Felsinger

Management

For

For

1.4

Elect Director Stephen E. Frank

Management

For

Against

1.5

Elect Director Bruce S. Gordon

Management

For

For

1.6

Elect Director Madeleine A. Kleiner

Management

For

For

1.7

Elect Director Karl J. Krapek

Management

For

For

1.8

Elect Director Richard B. Myers

Management

For

For

1.9

Elect Director Aulana L. Peters

Management

For

Against

1.10

Elect Director Gary Roughead

Management

For

For

1.11

Elect Director Thomas M. Schoewe

Management

For

For

1.12

Elect Director Kevin W. Sharer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 03, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Spencer Abraham

Management

For

For

1.2

Elect Director Howard I. Atkins

Management

For

For

1.3

Elect Director Stephen I. Chazen

Management

For

For

1.4

Elect Director Edward P. Djerejian

Management

For

For

1.5

Elect Director John E. Feick

Management

For

For

1.6

Elect Director Margaret M. Foran

Management

For

For

1.7

Elect Director Carlos M. Gutierrez

Management

For

For

1.8

Elect Director Ray R. Irani

Management

For

For

1.9

Elect Director Avedick B. Poladian

Management

For

For

1.10

Elect Director Aziz D. Syriani

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

ORACLE CORPORATION
Meeting Date:  NOV 07, 2012
Record Date:  SEP 10, 2012
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

For

1.2

Elect Director H. Raymond Bingham

Management

For

Withhold

1.3

Elect Director Michael J. Boskin

Management

For

For

1.4

Elect Director Safra A. Catz

Management

For

Withhold

1.5

Elect Director Bruce R. Chizen

Management

For

Withhold

1.6

Elect Director George H. Conrades

Management

For

For

1.7

Elect Director Lawrence J. Ellison

Management

For

For

1.8

Elect Director Hector Garcia-Molina

Management

For

For

1.9

Elect Director Jeffrey O. Henley

Management

For

For

1.10

Elect Director Mark V. Hurd

Management

For

For

1.11

Elect Director Donald L. Lucas

Management

For

For

1.12

Elect Director Naomi O. Seligman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Amend Non-Employee Director Stock Option Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

5

Adopt Multiple Performance Metrics Under Executive Incentive Plans

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Adopt Retention Ratio for Executives/Directors

Shareholder

Against

Against

8

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

 

 

 

PALL CORPORATION
Meeting Date:  DEC 12, 2012
Record Date:  OCT 23, 2012
Meeting Type:  ANNUAL

Ticker:  PLL
Security ID:  696429307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amy E. Alving

Management

For

For

1.2

Elect Director Robert B. Coutts

Management

For

For

1.3

Elect Director Mark E. Goldstein

Management

For

For

1.4

Elect Director Cheryl W. Grise

Management

For

For

1.5

Elect Director Ronald L. Hoffman

Management

For

For

1.6

Elect Director Lawrence D. Kingsley

Management

For

For

1.7

Elect Director Dennis N. Longstreet

Management

For

For

1.8

Elect Director B. Craig Owens

Management

For

For

1.9

Elect Director Katharine L. Plourde

Management

For

For

1.10

Elect Director Edward Travaglianti

Management

For

For

1.11

Elect Director Bret W. Wise

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Bylaws

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PEABODY ENERGY CORPORATION
Meeting Date:  APR 29, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  BTU
Security ID:  704549104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory H. Boyce

Management

For

For

1.2

Elect Director William A. Coley

Management

For

For

1.3

Elect Director William E. James

Management

For

For

1.4

Elect Director Robert B. Karn, III

Management

For

For

1.5

Elect Director Henry E. Lentz

Management

For

For

1.6

Elect Director Robert A. Malone

Management

For

For

1.7

Elect Director William C. Rusnack

Management

For

For

1.8

Elect Director John F. Turner

Management

For

For

1.9

Elect Director Sandra A. Van Trease

Management

For

For

1.10

Elect Director Alan H. Washkowitz

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

PEPSICO, INC.
Meeting Date:  MAY 01, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shona L. Brown

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Ian M. Cook

Management

For

For

1.4

Elect Director Dina Dublon

Management

For

For

1.5

Elect Director Victor J. Dzau

Management

For

For

1.6

Elect Director Ray L. Hunt

Management

For

For

1.7

Elect Director Alberto Ibarguen

Management

For

For

1.8

Elect Director Indra K. Nooyi

Management

For

For

1.9

Elect Director Sharon Percy Rockefeller

Management

For

For

1.10

Elect Director James J. Schiro

Management

For

For

1.11

Elect Director Lloyd G. Trotter

Management

For

For

1.12

Elect Director Daniel Vasella

Management

For

For

1.13

Elect Director Alberto Weisser

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PFIZER INC.
Meeting Date:  APR 25, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis A. Ausiello

Management

For

For

1.2

Elect Director M. Anthony Burns

Management

For

For

1.3

Elect Director W. Don Cornwell

Management

For

For

1.4

Elect Director Frances D. Fergusson

Management

For

For

1.5

Elect Director William H. Gray, III

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Constance J. Horner

Management

For

For

1.8

Elect Director James M. Kilts

Management

For

For

1.9

Elect Director George A. Lorch

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director Ian C. Read

Management

For

For

1.12

Elect Director Stephen W. Sanger

Management

For

For

1.13

Elect Director Marc Tessier-Lavigne

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Stock Retention/Holding Period

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

 

 

 

PHILLIPS 66
Meeting Date:  MAY 08, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  PSX
Security ID:  718546104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Greg C. Garland

Management

For

For

1b

Elect Director John E. Lowe

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

PRAXAIR, INC.
Meeting Date:  APR 23, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  PX
Security ID:  74005P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephen F. Angel

Management

For

For

1.2

Elect Director Oscar Bernardes

Management

For

For

1.3

Elect Director Bret K. Clayton

Management

For

For

1.4

Elect Director Nance K. Dicciani

Management

For

For

1.5

Elect Director Edward G. Galante

Management

For

For

1.6

Elect Director Claire W. Gargalli

Management

For

For

1.7

Elect Director Ira D. Hall

Management

For

For

1.8

Elect Director Raymond W. LeBoeuf

Management

For

For

1.9

Elect Director Larry D. McVay

Management

For

For

1.10

Elect Director Wayne T. Smith

Management

For

For

1.11

Elect Director Robert L. Wood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Require Consistency with Corporate Values and Report on Political Contributions

Shareholder

Against

Against

4

Ratify Auditors

Management

For

For

 

 

 

 

 

PRECISION CASTPARTS CORP.
Meeting Date:  AUG 14, 2012
Record Date:  JUN 12, 2012
Meeting Type:  ANNUAL

Ticker:  PCP
Security ID:  740189105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Donegan

Management

For

For

1.2

Elect Director Vernon E. Oechsle

Management

For

For

1.3

Elect Director Ulrich Schmidt

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 05, 2013
Record Date:  JAN 07, 2013
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Barbara T. Alexander

Management

For

Against

1b

Elect Director Donald G. Cruickshank

Management

For

For

1c

Elect Director Raymond V. Dittamore

Management

For

For

1d

Elect Director Susan Hockfield

Management

For

For

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Paul E. Jacobs

Management

For

For

1g

Elect Director Sherry Lansing

Management

For

For

1h

Elect Director Duane A. Nelles

Management

For

For

1i

Elect Director Francisco Ros

Management

For

For

1j

Elect Director Brent Scowcroft

Management

For

For

1k

Elect Director Marc I. Stern

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

QUEST DIAGNOSTICS INCORPORATED
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  DGX
Security ID:  74834L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John C. Baldwin

Management

For

For

1.2

Elect Director Gary M. Pfeiffer

Management

For

For

1.3

Elect Director Stephen H. Rusckowski

Management

For

For

2

Ratify Auditors

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Eliminate Class of Preferred Stock

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Reduce Supermajority Vote Requirement

Shareholder

None

For

7

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

RAYTHEON COMPANY
Meeting Date:  MAY 30, 2013
Record Date:  APR 09, 2013
Meeting Type:  ANNUAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James E. Cartwright

Management

For

For

1b

Elect Director Vernon E. Clark

Management

For

For

1c

Elect Director Stephen J. Hadley

Management

For

For

1d

Elect Director Michael C. Ruettgers

Management

For

For

1e

Elect Director Ronald L. Skates

Management

For

For

1f

Elect Director William R. Spivey

Management

For

For

1g

Elect Director Linda G. Stuntz

Management

For

For

1h

Elect Director William H. Swanson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Submit SERP to Shareholder Vote

Shareholder

Against

Against

7

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

 

 

 

RESEARCH IN MOTION LIMITED
Meeting Date:  JUL 10, 2012
Record Date:  MAY 22, 2012
Meeting Type:  ANNUAL

Ticker:  RIM
Security ID:  760975102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy Dattels

Management

For

For

1.2

Elect Director Thorsten Heins

Management

For

For

1.3

Elect Director David Kerr

Management

For

For

1.4

Elect Director Claudia Kotchka

Management

For

For

1.5

Elect Director Mike Lazaridis

Management

For

For

1.6

Elect Director Roger Martin

Management

For

For

1.7

Elect Director John E. Richardson

Management

For

For

1.8

Elect Director Barbara Stymiest

Management

For

For

1.9

Elect Director Prem Watsa

Management

For

For

1.10

Elect Director John Wetmore

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 05, 2013
Meeting Type:  ANNUAL

Ticker:  RHI
Security ID:  770323103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew S. Berwick, Jr.

Management

For

For

1.2

Elect Director Harold M. Messmer, Jr.

Management

For

For

1.3

Elect Director Barbara J. Novogradac

Management

For

For

1.4

Elect Director Robert J. Pace

Management

For

For

1.5

Elect Director Frederick A. Richman

Management

For

For

1.6

Elect Director M. Keith Waddell

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Amend Executive Incentive Bonus Plan

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

ROCKWELL COLLINS, INC.
Meeting Date:  FEB 07, 2013
Record Date:  DEC 10, 2012
Meeting Type:  ANNUAL

Ticker:  COL
Security ID:  774341101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Edwardson

Management

For

For

1.2

Elect Director Andrew J. Policano

Management

For

For

1.3

Elect Director Jeffrey L. Turner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Declassify the Board of Directors

Shareholder

None

For

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 21, 2013
Record Date:  APR 11, 2013
Meeting Type:  ANNUAL

Ticker:  RDSA
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Josef Ackermann as Director

Management

For

For

4

Re-elect Guy Elliott as Director

Management

For

For

5

Re-elect Simon Henry as Director

Management

For

For

6

Re-elect Charles Holliday as Director

Management

For

For

7

Re-elect Gerard Kleisterlee as Director

Management

For

For

8

Re-elect Jorma Ollila as Director

Management

For

For

9

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

10

Re-elect Linda Stuntz as Director

Management

For

For

11

Re-elect Peter Voser as Director

Management

For

For

12

Re-elect Hans Wijers as Director

Management

For

For

13

Elect Gerrit Zalm as Director

Management

For

For

14

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

15

Authorise Board to Fix Remuneration of Auditors

Management

For

For

16

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

 

 

 

 

 

SCHLUMBERGER LIMITED
Meeting Date:  APR 10, 2013
Record Date:  FEB 20, 2013
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter L.S. Currie

Management

For

For

1b

Elect Director Tony Isaac

Management

For

For

1c

Elect Director K. Vaman Kamath

Management

For

For

1d

Elect Director Paal Kibsgaard

Management

For

For

1e

Elect Director Nikolay Kudryavtsev

Management

For

For

1f

Elect Director Adrian Lajous

Management

For

For

1g

Elect Director Michael E. Marks

Management

For

For

1h

Elect Director Lubna S. Olayan

Management

For

For

1i

Elect Director L. Rafael Reif

Management

For

For

1j

Elect Director Tore I. Sandvold

Management

For

For

1k

Elect Director Henri Seydoux

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Employee Stock Purchase Plan

Management

For

For

 

 

SIGMA-ALDRICH CORPORATION
Meeting Date:  MAY 07, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  SIAL
Security ID:  826552101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rebecca M. Bergman

Management

For

For

1b

Elect Director George M. Church

Management

For

For

1c

Elect Director Michael L. Marberry

Management

For

For

1d

Elect Director W. Lee McCollum

Management

For

For

1e

Elect Director Avi M. Nash

Management

For

For

1f

Elect Director Steven M. Paul

Management

For

For

1g

Elect Director J. Pedro Reinhard

Management

For

For

1h

Elect Director Rakesh Sachdev

Management

For

For

1i

Elect Director D. Dean Spatz

Management

For

For

1j

Elect Director Barrett A. Toan

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 15, 2013
Record Date:  MAR 19, 2013
Meeting Type:  ANNUAL

Ticker:  LUV
Security ID:  844741108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David W. Biegler

Management

For

For

1b

Elect Director J. Veronica Biggins

Management

For

For

1c

Elect Director Douglas H. Brooks

Management

For

For

1d

Elect Director William H. Cunningham

Management

For

For

1e

Elect Director John G. Denison

Management

For

For

1f

Elect Director Gary C. Kelly

Management

For

For

1g

Elect Director Nancy B. Loeffler

Management

For

For

1h

Elect Director John T. Montford

Management

For

For

1i

Elect Director Thomas M. Nealon

Management

For

For

1j

Elect Director Daniel D. Villanueva

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Meeting Date:  MAY 30, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  HOT
Security ID:  85590A401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frits van Paasschen

Management

For

For

1.2

Elect Director Bruce W. Duncan

Management

For

For

1.3

Elect Director Adam M. Aron

Management

For

For

1.4

Elect Director Charlene Barshefsky

Management

For

For

1.5

Elect Director Thomas E. Clarke

Management

For

For

1.6

Elect Director Clayton C. Daley, Jr.

Management

For

For

1.7

Elect Director Lizanne Galbreath

Management

For

For

1.8

Elect Director Eric Hippeau

Management

For

For

1.9

Elect Director Aylwin B. Lewis

Management

For

For

1.10

Elect Director Stephen R. Quazzo

Management

For

For

1.11

Elect Director Thomas O. Ryder

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

STERICYCLE, INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  SRCL
Security ID:  858912108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark C. Miller

Management

For

For

1b

Elect Director Jack W. Schuler

Management

For

Against

1c

Elect Director Charles A. Alutto

Management

For

For

1d

Elect Director Thomas D. Brown

Management

For

For

1e

Elect Director Rod F. Dammeyer

Management

For

For

1f

Elect Director William K. Hall

Management

For

For

1g

Elect Director Jonathan T. Lord

Management

For

For

1h

Elect Director John Patience

Management

For

For

1i

Elect Director Ronald G. Spaeth

Management

For

For

1j

Elect Director Mike S. Zafirovski

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

STRYKER CORPORATION
Meeting Date:  APR 30, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  SYK
Security ID:  863667101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Howard E. Cox, Jr.

Management

For

For

1b

Elect Director Srikant M. Datar

Management

For

For

1c

Elect Director Roch Doliveux

Management

For

For

1d

Elect Director Louise L. Francesconi

Management

For

Against

1e

Elect Director Allan C. Golston

Management

For

For

1f

Elect Director Howard L. Lance

Management

For

For

1g

Elect Director Kevin A. Lobo

Management

For

For

1h

Elect Director William U. Parfet

Management

For

Against

1i

Elect Director Ronda E. Stryker

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

T. ROWE PRICE GROUP, INC.
Meeting Date:  APR 23, 2013
Record Date:  FEB 21, 2013
Meeting Type:  ANNUAL

Ticker:  TROW
Security ID:  74144T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Edward C. Bernard

Management

For

For

1b

Elect Director James T. Brady

Management

For

For

1c

Elect Director Mary K. Bush

Management

For

For

1d

Elect Director Donald B. Hebb, Jr.

Management

For

For

1e

Elect Director Freeman A. Hrabowski, III

Management

For

For

1f

Elect Director James A.C. Kennedy

Management

For

For

1g

Elect Director Robert F. MacLellan

Management

For

For

1h

Elect Director Brian C. Rogers

Management

For

For

1i

Elect Director Alfred Sommer

Management

For

For

1j

Elect Director Dwight S. Taylor

Management

For

For

1k

Elect Director Anne Marie Whittemore

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

TE CONNECTIVITY LTD.
Meeting Date:  MAR 06, 2013
Record Date:  FEB 14, 2013
Meeting Type:  ANNUAL

Ticker:  TEL
Security ID:  H84989104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pierre R. Brondeau

Management

For

For

1.2

Elect Director Juergen W. Gromer

Management

For

For

1.3

Elect Director William A. Jeffrey

Management

For

For

1.4

Elect Director Thomas J. Lynch

Management

For

For

1.5

Elect Director Yong Nam

Management

For

For

1.6

Elect Director Daniel J. Phelan

Management

For

For

1.7

Elect Director Frederic M. Poses

Management

For

For

1.8

Elect Director Lawrence S. Smith

Management

For

For

1.9

Elect Director Paula A. Sneed

Management

For

For

1.10

Elect Director David P. Steiner

Management

For

For

1.11

Elect Director John C. Van Scoter

Management

For

For

2.1

Accept Annual Report for Fiscal 2011/2012

Management

For

For

2.2

Accept Statutory Financial Statements for Fiscal 2012/2013

Management

For

For

2.3

Accept Consolidated Financial Statements for Fiscal 2012/2013

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4.1

Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013

Management

For

For

4.2

Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013

Management

For

For

4.3

Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Approve Ordinary Cash Dividend

Management

For

For

7

Renew Authorized Capital

Management

For

For

8

Approve Reduction in Share Capital

Management

For

For

9

Adjourn Meeting

Management

For

For

 

 

 

 

 

TELEFLEX INCORPORATED
Meeting Date:  MAY 03, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  TFX
Security ID:  879369106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patricia C. Barron

Management

For

For

1b

Elect Director W. Kim Foster

Management

For

For

1c

Elect Director Jeffrey A. Graves

Management

For

For

1d

Elect Director James W. Zug

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date:  SEP 12, 2012
Record Date:  AUG 13, 2012
Meeting Type:  ANNUAL

Ticker:  TEVA
Security ID:  881624209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011

Management

None

None

2

Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share

Management

For

For

3.1

Reelect Phillip Frost as Director

Management

For

For

3.2

Reelect Roger Abravanel as Director

Management

For

For

3.3

Elect Galia Maor as Director

Management

For

For

3.4

Reelect Richard A. Lerner as Director

Management

For

For

3.5

Reelect Erez Vigodman as Director

Management

For

For

4

Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee

Management

For

For

5

Approve Annual Fee and Reimbursement of Expenses of Chairman

Management

For

For

6

Approve Annual Fee and Reimbursement of Expenses of Vice Chairman

Management

For

For

7

Approve Certain Amendments to Articles of Association

Management

For

For

8

Approve Indemnification and Release Agreements for Directors of the Company

Management

For

For

9

Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation

Management

For

For

 

 

 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 18, 2013
Record Date:  FEB 19, 2013
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ralph W. Babb, JR.

Management

For

For

1b

Elect Director Mark A. Blinn

Management

For

For

1c

Elect Director Daniel A. Carp

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Pamela H. Patsley

Management

For

For

1f

Elect Director Robert E. Sanchez

Management

For

For

1g

Elect Director Wayne R. Sanders

Management

For

For

1h

Elect Director Ruth J. Simmons

Management

For

For

1i

Elect Director Richard K. Templeton

Management

For

For

1j

Elect Director Christine Todd Whitman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

TEXTRON INC.
Meeting Date:  APR 24, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  TXT
Security ID:  883203101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott C. Donnelly

Management

For

For

1.2

Elect Director Kathleen M. Bader

Management

For

For

1.3

Elect Director R. Kerry Clark

Management

For

For

1.4

Elect Director James T. Conway

Management

For

For

1.5

Elect Director Ivor J. Evans

Management

For

For

1.6

Elect Director Lawrence K. Fish

Management

For

For

1.7

Elect Director Paul E. Gagne

Management

For

For

1.8

Elect Director Dain M. Hancock

Management

For

For

1.9

Elect Director Lord Powell

Management

For

For

1.10

Elect Director Lloyd G. Trotter

Management

For

For

1.11

Elect Director James L. Ziemer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

THE BOEING COMPANY
Meeting Date:  APR 29, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  BA
Security ID:  097023105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David L. Calhoun

Management

For

For

1b

Elect Director Arthur D. Collins, Jr.

Management

For

For

1c

Elect Director Linda Z. Cook

Management

For

For

1d

Elect Director Kenneth M. Duberstein

Management

For

For

1e

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1f

Elect Director Lawrence W. Kellner

Management

For

For

1g

Elect Director Edward M. Liddy

Management

For

For

1h

Elect Director W. James McNerney, Jr.

Management

For

For

1i

Elect Director Susan C. Schwab

Management

For

For

1j

Elect Director Ronald A. Williams

Management

For

For

1k

Elect Director Mike S. Zafirovski

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Submit SERP to Shareholder Vote

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

7

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

THE DUN & BRADSTREET CORPORATION
Meeting Date:  MAY 08, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  DNB
Security ID:  26483E100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Austin A. Adams

Management

For

For

1b

Elect Director John W. Alden

Management

For

For

1c

Elect Director Christopher J. Coughlin

Management

For

For

1d

Elect Director James N. Fernandez

Management

For

For

1e

Elect Director Paul R. Garcia

Management

For

For

1f

Elect Director Sara Mathew

Management

For

For

1g

Elect Director Sandra E. Peterson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

 

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 09, 2012
Record Date:  AUG 10, 2012
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Angela F. Braly

Management

For

For

1.2

Elect Director Kenneth I. Chenault

Management

For

For

1.3

Elect Director Scott D. Cook

Management

For

For

1.4

Elect Director Susan Desmond-Hellmann

Management

For

For

1.5

Elect Director Robert A. McDonald

Management

For

For

1.6

Elect Director W. James McNerney, Jr.

Management

For

For

1.7

Elect Director Johnathan A. Rodgers

Management

For

For

1.8

Elect Director Margaret C. Whitman

Management

For

For

1.9

Elect Director Mary Agnes Wilderotter

Management

For

For

1.10

Elect Director Patricia A. Woertz

Management

For

For

1.11

Elect Director Ernesto Zedillo

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

Shareholder

Against

Against

5

Report on Adopting Extended Producer Responsibility Policy

Shareholder

Against

Against

6

Reduce Supermajority Vote Requirement

Shareholder

Against

For

 

 

 

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 06, 2013
Record Date:  JAN 07, 2013
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.a

Elect Director Susan E. Arnold

Management

For

For

1.b

Elect Director John S. Chen

Management

For

For

1.c

Elect Director Judith L. Estrin

Management

For

For

1.d

Elect Director Robert A. Iger

Management

For

For

1.e

Elect Director Fred H. Langhammer

Management

For

For

1.f

Elect Director Aylwin B. Lewis

Management

For

For

1.g

Elect Director Monica C. Lozano

Management

For

For

1.h

Elect Director Robert W. Matschullat

Management

For

For

1.i

Elect Director Sheryl K. Sandberg

Management

For

For

1.j

Elect Director Orin C. Smith

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Amend Executive Incentive Bonus Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Adopt Proxy Access Right

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

THE WASHINGTON POST COMPANY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  WPO
Security ID:  939640108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1.

Elect Director Christopher C. Davis

Management

For

For

1.2

Elect Director Thomas S. Gayner

Management

For

Withhold

1.3

Elect Director Anne M. Mulcahy

Management

For

Withhold

1.4

Elect Director Larry D. Thompson

Management

For

For

 

 

TOYOTA MOTOR CORP.
Meeting Date:  JUN 14, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  7203
Security ID:  892331307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Allocation of Income, with a Final Dividend of JPY 60

Management

For

For

2.1

Elect Director Uchiyamada, Takeshi

Management

For

For

2.2

Elect Director Toyoda, Akio

Management

For

For

2.3

Elect Director Ozawa, Satoshi

Management

For

For

2.4

Elect Director Kodaira, Nobuyori

Management

For

For

2.5

Elect Director Kato, Mitsuhisa

Management

For

For

2.6

Elect Director Maekawa, Masamoto

Management

For

For

2.7

Elect Director Furuhashi, Mamoru

Management

For

For

2.8

Elect Director Ihara, Yasumori

Management

For

For

2.9

Elect Director Sudo, Seiichi

Management

For

For

2.10

Elect Director Saga, Koei

Management

For

For

2.11

Elect Director Ise, Kiyotaka

Management

For

For

2.12

Elect Director Terashi, Shigeki

Management

For

For

2.13

Elect Director Ishii, Yoshimasa

Management

For

For

2.14

Elect Director Uno, Ikuo

Management

For

For

2.15

Elect Director Kato, Haruhiko

Management

For

For

2.16

Elect Director Mark T.Hogan

Management

For

For

3

Amend Articles To Indemnify Directors

Management

For

For

4

Approve Annual Bonus Payment to Directors

Management

For

For

 

 

 

 

 

TRANSOCEAN LTD.
Meeting Date:  MAY 17, 2013
Record Date:  APR 30, 2013
Meeting Type:  PROXY CONTEST

Ticker:  RIGN
Security ID:  H8817H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Card)

1

Accept Financial Statements and Statutory Reports

Management

For

Did Not Vote

2

Approve Allocation of Income

Management

For

Did Not Vote

3A

Approve Payment of a Dividend in Principle

Management

For

Did Not Vote

3B1

Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share

Management

For

Did Not Vote

3B2

Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share

Shareholder

Against

Did Not Vote

4

Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights

Management

For

Did Not Vote

5

Declassify the Board of Directors

Shareholder

None

Did Not Vote

6A

Elect Director Frederico F. Curado

Management

For

Did Not Vote

6B

Elect Director Steven L. Newman

Management

For

Did Not Vote

6C

Elect Director Thomas W. Cason

Management

For

Did Not Vote

6D

Elect Director Robert M. Sprague

Management

For

Did Not Vote

6E

Elect Director J. Michael Talbert

Management

For

Did Not Vote

6F

Elect Director John J. Lipinski

Shareholder

Against

Did Not Vote

6G

Elect Director Jose Maria Alapont

Shareholder

Against

Did Not Vote

6H

Elect Director Samuel Merksamer

Shareholder

Against

Did Not Vote

7

Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term

Management

For

Did Not Vote

8

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Gold Card)

1

Accept Financial Statements and Statutory Reports

Management

None

For

2

Approve Allocation of Income

Management

None

For

3A

Approve Payment of a Dividend in Principle

Management

For

For

3B1

Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share

Management

Against

For

3B2

Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share

Shareholder

For

Against

4

Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights

Management

Against

For

5

Declassify the Board of Directors

Shareholder

For

For

6A

Elect Director Frederico F. Curado

Management

For

For

6B

Elect Director Steven L. Newman

Management

For

For

6C

Elect Director Thomas W. Cason

Management

Against

For

6D

Elect Director Robert M. Sprague

Management

Against

Against

6E

Elect Director J. Michael Talbert

Management

Against

Against

6F

Elect Directors John J. Lipinski

Shareholder

For

Against

6G

Elect Directors Jose Maria Alapont

Shareholder

For

For

6H

Elect Directors Samuel Merksamer

Shareholder

For

For

7

Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term

Management

For

For

8

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

None

For

 

 

 

 

 

TRIMBLE NAVIGATION LIMITED
Meeting Date:  MAY 07, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  TRMB
Security ID:  896239100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven W. Berglund

Management

For

For

1.2

Elect Director John B. Goodrich

Management

For

For

1.3

Elect Director William Hart

Management

For

For

1.4

Elect Director Merit E. Janow

Management

For

For

1.5

Elect Director Ulf J. Johansson

Management

For

For

1.6

Elect Director Ronald S. Nersesian

Management

For

For

1.7

Elect Director Mark S. Peek

Management

For

For

1.8

Elect Director Nickolas W. Vande Steeg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

TRIPADVISOR, INC.
Meeting Date:  JUN 28, 2013
Record Date:  MAY 01, 2013
Meeting Type:  ANNUAL

Ticker:  TRIP
Security ID:  896945201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory B. Maffei

Management

For

For

1.2

Elect Director Stephen Kaufer

Management

For

For

1.3

Elect Director Jonathan F. Miller

Management

For

For

1.4

Elect Director Jeremy Philips

Management

For

For

1.5

Elect Director Christopher W. Shean

Management

For

For

1.6

Elect Director Sukhinder Singh Cassidy

Management

For

For

1.7

Elect Director Robert S. Wiesenthal

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

 

 

 

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 16, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew H. Card, Jr.

Management

For

For

1.2

Elect Director Erroll B. Davis, Jr.

Management

For

For

1.3

Elect Director Thomas J. Donohue

Management

For

For

1.4

Elect Director Archie W. Dunham

Management

For

For

1.5

Elect Director Judith Richards Hope

Management

For

For

1.6

Elect Director John J. Koraleski

Management

For

For

1.7

Elect Director Charles C. Krulak

Management

For

For

1.8

Elect Director Michael R. McCarthy

Management

For

For

1.9

Elect Director Michael W. McConnell

Management

For

For

1.10

Elect Director Thomas F. McLarty, III

Management

For

For

1.11

Elect Director Steven R. Rogel

Management

For

For

1.12

Elect Director Jose H. Villarreal

Management

For

For

1.13

Elect Director James R. Young

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  UAL
Security ID:  910047109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carolyn Corvi

Management

For

For

1.2

Elect Director Jane C. Garvey

Management

For

For

1.3

Elect Director Walter Isaacson

Management

For

For

1.4

Elect Director Henry L. Meyer III

Management

For

For

1.5

Elect Director Oscar Munoz

Management

For

For

1.6

Elect Director Laurence E. Simmons

Management

For

For

1.7

Elect Director Jeffery A. Smisek

Management

For

For

1.8

Elect Director David J. Vitale

Management

For

For

1.9

Elect Director John H. Walker

Management

For

For

1.10

Elect Director Charles A. Yamarone

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Provide Right to Call Special Meeting

Management

For

For

 

 

 

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  APR 29, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Louis R. Chenevert

Management

For

For

1b

Elect Director John V. Faraci

Management

For

For

1c

Elect Director Jean-Pierre Garnier

Management

For

For

1d

Elect Director Jamie S. Gorelick

Management

For

For

1e

Elect Director Edward A. Kangas

Management

For

For

1f

Elect Director Ellen J. Kullman

Management

For

For

1g

Elect Director Marshall O. Larsen

Management

For

For

1h

Elect Director Harold McGraw, III

Management

For

For

1i

Elect Director Richard B. Myers

Management

For

For

1j

Elect Director H. Patrick Swygert

Management

For

For

1k

Elect Director Andre Villeneuve

Management

For

For

1l

Elect Director Christine Todd Whitman

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

VARIAN MEDICAL SYSTEMS, INC.
Meeting Date:  FEB 14, 2013
Record Date:  DEC 18, 2012
Meeting Type:  ANNUAL

Ticker:  VAR
Security ID:  92220P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Andrew Eckert

Management

For

For

1.2

Elect Director Mark R. Laret

Management

For

For

1.3

Elect Director Erich R. Reinhardt

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

VERISK ANALYTICS, INC.
Meeting Date:  MAY 15, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  VRSK
Security ID:  92345Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Lehman, Jr.

Management

For

For

1.2

Elect Director Andrew G. Mills

Management

For

For

1.3

Elect Director Constantine P. Iordanou

Management

For

For

1.4

Elect Director Scott G. Stephenson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

VF CORPORATION
Meeting Date:  APR 23, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  VFC
Security ID:  918204108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard T. Carucci

Management

For

For

1.2

Elect Director Juliana L. Chugg

Management

For

For

1.3

Elect Director George Fellows

Management

For

For

1.4

Elect Director Clarence Otis, Jr.

Management

For

For

1.5

Elect Director Matthew J. Shattock

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

VISA INC.
Meeting Date:  JAN 30, 2013
Record Date:  DEC 04, 2012
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gary P. Coughlan

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

Against

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Robert W. Matschullat

Management

For

For

1e

Elect Director Cathy E. Minehan

Management

For

For

1f

Elect Director Suzanne Nora Johnson

Management

For

For

1g

Elect Director David J. Pang

Management

For

For

1h

Elect Director Joseph W. Saunders

Management

For

For

1i

Elect Director Charles W. Scharf

Management

For

For

1j

Elect Director William S. Shanahan

Management

For

For

1k

Elect Director John A. Swainson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

W.W. GRAINGER, INC.
Meeting Date:  APR 24, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  GWW
Security ID:  384802104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian P. Anderson

Management

For

For

1.2

Elect Director V. Ann Hailey

Management

For

For

1.3

Elect Director William K. Hall

Management

For

For

1.4

Elect Director Stuart L. Levenick

Management

For

For

1.5

Elect Director John W. McCarter, Jr.

Management

For

For

1.6

Elect Director Neil S. Novich

Management

For

For

1.7

Elect Director Michael J. Roberts

Management

For

For

1.8

Elect Director Gary L. Rogers

Management

For

For

1.9

Elect Director James T. Ryan

Management

For

For

1.10

Elect Director E. Scott Santi

Management

For

For

1.11

Elect Director James D. Slavik

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

WATERS CORPORATION
Meeting Date:  MAY 09, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  WAT
Security ID:  941848103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joshua Bekenstein

Management

For

For

1.2

Elect Director Michael J. Berendt

Management

For

For

1.3

Elect Director Douglas A. Berthiaume

Management

For

For

1.4

Elect Director Edward Conard

Management

For

For

1.5

Elect Director Laurie H. Glimcher

Management

For

For

1.6

Elect Director Christopher A. Kuebler

Management

For

For

1.7

Elect Director William J. Miller

Management

For

For

1.8

Elect Director JoAnn A. Reed

Management

For

For

1.9

Elect Director Thomas P. Salice

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

WELLS FARGO & COMPANY
Meeting Date:  APR 23, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL

Ticker:  WFC
Security ID:  949746101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John D. Baker, II

Management

For

Against

1b

Elect Director Elaine L. Chao

Management

For

For

1c

Elect Director John S. Chen

Management

For

For

1d

Elect Director Lloyd H. Dean

Management

For

For

1e

Elect Director Susan E. Engel

Management

For

For

1f

Elect Director Enrique Hernandez, Jr.

Management

For

For

1g

Elect Director Donald M. James

Management

For

Against

1h

Elect Director Cynthia H. Milligan

Management

For

Against

1i

Elect Director Federico F. Pena

Management

For

For

1j

Elect Director Howard V. Richardson

Management

For

For

1k

Elect Director Judith M. Runstad

Management

For

For

1l

Elect Director Stephen W. Sanger

Management

For

For

1m

Elect Director John G. Stumpf

Management

For

For

1n

Elect Director Susan G. Swenson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Review Fair Housing and Fair Lending Compliance

Shareholder

Against

Against

 

 

WERNER ENTERPRISES, INC.
Meeting Date:  MAY 14, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  WERN
Security ID:  950755108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth M. Bird

Management

For

For

1.2

Elect Director Dwaine J. Peetz, Jr.

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

YAHOO! INC.
Meeting Date:  JUL 12, 2012
Record Date:  MAY 17, 2012
Meeting Type:  ANNUAL

Ticker:  YHOO
Security ID:  984332106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Alfred J. Amoroso

Management

For

For

2

Elect Director John D. Hayes

Management

For

For

3

Elect Director Susan M. James

Management

For

For

4

Elect Director David W. Kenny

Management

For

For

5

Elect Director Peter Liguori

Management

For

For

6

Elect Director Daniel S. Loeb

Management

For

For

7

Elect Director Thomas J. McInerney

Management

For

For

8

Elect Director Brad D. Smith

Management

For

For

9

Elect Director Maynard G. Webb, Jr.

Management

For

For

10

Elect Director Harry J. Wilson

Management

For

For

11

Elect Director Michael J. Wolf

Management

For

For

12

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

13

Amend Omnibus Stock Plan

Management

For

For

14

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

15

Ratify Auditors

Management

For

For

 

 

YAHOO! INC.
Meeting Date:  JUN 25, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  YHOO
Security ID:  984332106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John D. Hayes

Management

For

For

1.2

Elect Director Susan M. James

Management

For

For

1.3

Elect Director Max R. Levchin

Management

For

For

1.4

Elect Director Peter Liguori

Management

For

For

1.5

Elect Director Daniel S. Loeb

Management

For

For

1.6

Elect Director Marissa A. Mayer

Management

For

For

1.7

Elect Director Thomas J. McInerney

Management

For

For

1.8

Elect Director Maynard G. Webb, Jr.

Management

For

For

1.9

Elect Director Harry J. Wilson

Management

For

For

1.10

Elect Director Michael J. Wolf

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Sustainability

Shareholder

Against

Against

5

Report on Political Contributions

Shareholder

Against

For

 

 

 

 

 

ZIMMER HOLDINGS, INC.
Meeting Date:  MAY 07, 2013
Record Date:  MAR 08, 2013
Meeting Type:  ANNUAL

Ticker:  ZMH
Security ID:  98956P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher B. Begley

Management

For

For

1b

Elect Director Betsy J. Bernard

Management

For

For

1c

Elect Director Gail K. Boudreaux

Management

For

For

1d

Elect Director David C. Dvorak

Management

For

For

1e

Elect Director Larry C. Glasscock

Management

For

For

1f

Elect Director Robert A. Hagemann

Management

For

For

1g

Elect Director Arthur J. Higgins

Management

For

For

1h

Elect Director John L. McGoldrick

Management

For

For

1i

Elect Director Cecil B. Pickett

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

 

 

 

Franklin Income Fund

 

AGL RESOURCES INC.
Meeting Date:  APR 30, 2013
Record Date:  FEB 21, 2013
Meeting Type:  ANNUAL

Ticker:  GAS
Security ID:  001204106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sandra N. Bane

Management

For

For

1.2

Elect Director Thomas D. Bell, Jr.

Management

For

For

1.3

Elect Director Norman R. Bobins

Management

For

For

1.4

Elect Director Charles R. Crisp

Management

For

For

1.5

Elect Director Brenda J. Gaines

Management

For

Withhold

1.6

Elect Director Arthur E. Johnson

Management

For

For

1.7

Elect Director Wyck A. Knox, Jr.

Management

For

For

1.8

Elect Director Dennis M. Love

Management

For

For

1.9

Elect Director Charles H. "Pete" McTier

Management

For

For

1.10

Elect Director Dean R. O'Hare

Management

For

For

1.11

Elect Director Armando J. Olivera

Management

For

For

1.12

Elect Director John E. Rau

Management

For

For

1.13

Elect Director James A. Rubright

Management

For

For

1.14

Elect Director John W. Somerhalder II

Management

For

For

1.15

Elect Director Bettina M. Whyte

Management

For

For

1.16

Elect Director Henry C. Wolf

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Gender Identity

Shareholder

Against

For

 

 

AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 23, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  AEP
Security ID:  025537101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas K. Akins

Management

For

For

1.2

Elect Director David J. Anderson

Management

For

For

1.3

Elect Director Ralph D. Crosby, Jr.

Management

For

For

1.4

Elect Director Linda A. Goodspeed

Management

For

For

1.5

Elect Director Thomas E. Hoaglin

Management

For

For

1.6

Elect Director Sandra Beach Lin

Management

For

For

1.7

Elect Director Michael G. Morris

Management

For

For

1.8

Elect Director Richard C. Notebaert

Management

For

For

1.9

Elect Director Lionel L. Nowell, III

Management

For

For

1.10

Elect Director Stephen S. Rasmussen

Management

For

For

1.11

Elect Director Oliver G. Richard, III

Management

For

For

1.12

Elect Director Richard L. Sandor

Management

For

For

1.13

Elect Director Sara Martinez Tucker

Management

For

For

1.14

Elect Director John F. Turner

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

ANGLOGOLD ASHANTI LTD
Meeting Date:  MAR 11, 2013
Record Date:  FEB 15, 2013
Meeting Type:  SPECIAL

Ticker:  ANG
Security ID:  035128206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Long Term Incentive Plan 2005

Management

For

For

2

Amend Bonus Share Plan 2005

Management

For

For

3

Authorise Board to Ratify and Execute Approved Resolutions

Management

For

For

 

 

ANGLOGOLD ASHANTI LTD
Meeting Date:  MAR 27, 2013
Record Date:  FEB 15, 2013
Meeting Type:  SPECIAL

Ticker:  ANG
Security ID:  035128206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt New Memorandum of Incorporation

Management

For

For

1

Authorise Board to Ratify and Execute Approved Resolutions

Management

For

For

 

 

ANGLOGOLD ASHANTI LTD
Meeting Date:  MAY 13, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  ANG
Security ID:  035128206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Reappoint Ernst & Young Inc as Auditors of the Company

Management

For

For

2

Elect Michael Kirkwood as Director

Management

For

For

3

Elect Tony O'Neill as Director

Management

For

For

4

Re-elect Srinivasan Venkatakrishnan (Venkat) as Director

Management

For

For

5

Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee

Management

For

For

6

Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee

Management

For

For

7

Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee

Management

For

For

8

Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee

Management

For

For

9

Place Authorised but Unissued Shares under Control of Directors

Management

For

For

10

Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital

Management

For

For

11

Approve Remuneration Policy

Management

For

For

12

Approve Increase in Non-executive Directors Fees

Management

For

For

13

Approve Increase in Non-executive Directors' Fees for Board Committees and Statutory Committee Meetings

Management

For

For

14

Authorise Repurchase of Up to Five Percent of Issued Share Capital

Management

For

For

15

Approve Financial Assistance to Related or Inter-related Company or Corporation

Management

For

For

 

 

 

 

 

AT&T INC.
Meeting Date:  APR 26, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall L. Stephenson

Management

For

For

1.2

Elect Director Gilbert F. Amelio

Management

For

For

1.3

Elect Director Reuben V. Anderson

Management

For

For

1.4

Elect Director James H. Blanchard

Management

For

For

1.5

Elect Director Jaime Chico Pardo

Management

For

For

1.6

Elect Director Scott T. Ford

Management

For

For

1.7

Elect Director James P. Kelly

Management

For

For

1.8

Elect Director Jon C. Madonna

Management

For

For

1.9

Elect Director Michael B. McCallister

Management

For

For

1.10

Elect Director John B. McCoy

Management

For

For

1.11

Elect Director Joyce M. Roche

Management

For

For

1.12

Elect Director Matthew K. Rose

Management

For

For

1.13

Elect Director Laura D'Andrea Tyson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Purchase and Deferral Plan

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

6

Report on Reducing Lead Battery Health Hazards

Shareholder

Against

Against

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

For

8

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

BANCO SANTANDER S.A.
Meeting Date:  MAR 21, 2013
Record Date:  MAR 14, 2013
Meeting Type:  ANNUAL

Ticker:  SAN
Security ID:  E19790109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.A

Approve Consolidated and Standalone Financial Statements

Management

For

For

1.B

Approve Discharge of Board

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3.A

Reelect Guillermo de la Dehesa Romero as Director

Management

For

For

3.B

Reelect Abel Matutes Juan as Director

Management

For

For

3.C

Reelect Angel Jado Becerro de Bengoa as Director

Management

For

For

3.D

Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director

Management

For

Against

3.E

Reelect Isabel Tocino Biscarolasaga as Director

Management

For

For

3.F

Reelect Fernando de Asua Alvarez as Director

Management

For

Against

4

Renew Appointment of Deloitte as Auditor

Management

For

For

5

Approve Company's Corporate Website

Management

For

For

6

Approve Acquisition of Banco Espanol de Credito SA

Management

For

For

7

Approve Merger by Absorption of Banif Sa

Management

For

For

8.A

Amend Article 58 Re: Board Remuneration

Management

For

For

8.B

Amend Article 61 Re: Company's Corporate Website

Management

For

For

9

Approve Capital Raising

Management

For

For

10

Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent

Management

For

For

11.A

Authorize Capitalization of Reserves for Scrip Dividends

Management

For

For

11.B

Authorize Capitalization of Reserves for Scrip Dividends

Management

For

For

11.C

Authorize Capitalization of Reserves for Scrip Dividends

Management

For

For

11.D

Authorize Capitalization of Reserves for Scrip Dividends

Management

For

For

12.A

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion

Management

For

For

12.B

Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion

Management

For

For

13.A

Approve Deferred Share Bonus Plan

Management

For

For

13.B

Approve Deferred Share Bonus Plan

Management

For

For

13.C

Approve Employee Stock Purchase Plan

Management

For

For

14

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

15

Advisory Vote on Remuneration Policy Report

Management

For

For

 

 

 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  MAY 08, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sharon L. Allen

Management

For

For

1.2

Elect Director Susan S. Bies

Management

For

For

1.3

Elect Director Jack O. Bovender, Jr.

Management

For

For

1.4

Elect Director Frank P. Bramble, Sr.

Management

For

For

1.5

Elect Director Arnold W. Donald

Management

For

For

1.6

Elect Director Charles K. Gifford

Management

For

For

1.7

Elect Director Charles O. Holliday, Jr.

Management

For

For

1.8

Elect Director Linda P. Hudson

Management

For

For

1.9

Elect Director Monica C. Lozano

Management

For

For

1.10

Elect Director Thomas J. May

Management

For

For

1.11

Elect Director Brian T. Moynihan

Management

For

For

1.12

Elect Director Lionel L. Nowell, III

Management

For

For

1.13

Elect Director R. David Yost

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For

5

Adopt Proxy Access Right

Shareholder

Against

Against

6

Amend Bylaw to Limit Multiple Board Service

Shareholder

Against

Against

7

Report on Feasibility of Prohibiting Political Contributions

Shareholder

Against

Against

8

Review Fair Housing and Fair Lending Compliance

Shareholder

Against

Against

 

 

 

 

 

BARCLAYS PLC
Meeting Date:  APR 25, 2013
Record Date:  APR 23, 2013
Meeting Type:  ANNUAL

Ticker:  BARC
Security ID:  G08036124

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Elect Sir David Walker as Director

Management

For

For

4

Elect Tim Breedon as Director

Management

For

For

5

Elect Antony Jenkins as Director

Management

For

For

6

Elect Diane de Saint Victor as Director

Management

For

For

7

Re-elect David Booth as Director

Management

For

For

8

Re-elect Fulvio Conti as Director

Management

For

For

9

Re-elect Simon Fraser as Director

Management

For

For

10

Re-elect Reuben Jeffery III as Director

Management

For

For

11

Re-elect Chris Lucas as Director

Management

For

For

12

Re-elect Dambisa Moyo as Director

Management

For

For

13

Re-elect Sir Michael Rake as Director

Management

For

For

14

Re-elect Sir John Sunderland as Director

Management

For

For

15

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

16

Authorise Board to Fix Remuneration of Auditors

Management

For

For

17

Authorise EU Political Donations and Expenditure

Management

For

For

18

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes

Management

For

For

22

Authorise Market Purchase of Ordinary Shares

Management

For

For

23

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

24

Approve Scrip Dividend Programme

Management

For

For

25

Amend Articles of Association

Management

For

For

 

 

 

 

 

BARRICK GOLD CORPORATION
Meeting Date:  APR 24, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  ABX
Security ID:  067901108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Howard L. Beck

Management

For

For

1.2

Elect Director William D. Birchall

Management

For

For

1.3

Elect Director Donald J. Carty

Management

For

For

1.4

Elect Director Gustavo Cisneros

Management

For

For

1.5

Elect Director Robert M. Franklin

Management

For

For

1.6

Elect Director J. Brett Harvey

Management

For

For

1.7

Elect Director Dambisa Moyo

Management

For

For

1.8

Elect Director Brian Mulroney

Management

For

For

1.9

Elect Director Anthony Munk

Management

For

For

1.10

Elect Director Peter Munk

Management

For

For

1.11

Elect Director Steven J. Shapiro

Management

For

For

1.12

Elect Director Jamie C. Sokalsky

Management

For

For

1.13

Elect Director John L. Thornton

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

Against

 

 

BHP BILLITON PLC
Meeting Date:  OCT 25, 2012
Record Date:  OCT 23, 2012
Meeting Type:  ANNUAL

Ticker:  BLT
Security ID:  G10877101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Pat Davies as Director

Management

For

For

3

Re-elect Malcolm Broomhead as Director

Management

For

For

4

Re-elect Sir John Buchanan as Director

Management

For

For

5

Re-elect Carlos Cordeiro as Director

Management

For

For

6

Re-elect David Crawford as Director

Management

For

For

7

Re-elect Carolyn Hewson as Director

Management

For

For

8

Re-elect Marius Kloppers as Director

Management

For

For

9

Re-elect Lindsay Maxsted as Director

Management

For

For

10

Re-elect Wayne Murdy as Director

Management

For

For

11

Re-elect Keith Rumble as Director

Management

For

For

12

Re-elect John Schubert as Director

Management

For

For

13

Re-elect Shriti Vadera as Director

Management

For

For

14

Re-elect Jac Nasser as Director

Management

For

For

15

Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration

Management

For

For

16

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Approve Remuneration Report

Management

For

For

20

Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers

Management

For

For

 

 

 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 30, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdlatif Yousef Al-Hamad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Dennis D. Dammerman

Management

For

For

1d

Elect Director Jessica P. Einhorn

Management

For

For

1e

Elect Director Fabrizio Freda

Management

For

For

1f

Elect Director David H. Komansky

Management

For

For

1g

Elect Director James E. Rohr

Management

For

For

1h

Elect Director Susan L. Wagner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

BP PLC
Meeting Date:  APR 11, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  BP.
Security ID:  055622104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Bob Dudley as Director

Management

For

For

4

Re-elect Iain Conn as Director

Management

For

For

5

Re-elect Dr Brian Gilvary as Director

Management

For

For

6

Re-elect Paul Anderson as Director

Management

For

For

7

Re-elect Frank Bowman as Director

Management

For

For

8

Re-elect Antony Burgmans as Director

Management

For

For

9

Re-elect Cynthia Carroll as Director

Management

For

For

10

Re-elect George David as Director

Management

For

For

11

Re-elect Ian Davis as Director

Management

For

For

12

Re-elect Dame Ann Dowling as Director

Management

For

For

13

Re-elect Brendan Nelson as Director

Management

For

For

14

Re-elect Phuthuma Nhleko as Director

Management

For

For

15

Re-elect Andrew Shilston as Director

Management

For

For

16

Re-elect Carl-Henric Svanberg as Director

Management

For

For

17

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

CALLON PETROLEUM COMPANY
Meeting Date:  MAY 16, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  CPE
Security ID:  13123X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry D. McVay

Management

For

For

1.2

Elect Director John C. Wallace

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

CANADIAN OIL SANDS LIMITED
Meeting Date:  APR 30, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  COS
Security ID:  13643E105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

2.1

Elect Director C.E. (Chuck) Shultz

Management

For

For

2.2

Elect Director Ian A. Bourne

Management

For

For

2.3

Elect Director Marcel R. Coutu

Management

For

For

2.4

Elect Director Gerald W. Grandey

Management

For

For

2.5

Elect Director Arthur N. Korpach

Management

For

For

2.6

Elect Director Donald J. Lowry

Management

For

For

2.7

Elect Director Sarah E. Raiss

Management

For

For

2.8

Elect Director John K. Read

Management

For

For

2.9

Elect Director Brant G. Sangster

Management

For

For

2.10

Elect Director Wesley R. Twiss

Management

For

For

2.11

Elect Director John B. Zaozirny

Management

For

For

3

Approve Shareholder Rights Plan

Management

For

For

4

Approve Advance Notice Policy

Management

For

For

5

Amend Quorum Requirements

Management

For

For

6

Re-approve Stock Option Plan

Management

For

For

7

Amend Transition Option Plan

Management

For

For

8

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

 

 

 

CATERPILLAR INC.
Meeting Date:  JUN 12, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  CAT
Security ID:  149123101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David L. Calhoun

Management

For

For

1.2

Elect Director Daniel M. Dickinson

Management

For

For

1.3

Elect Director Juan Gallardo

Management

For

For

1.4

Elect Director David R. Goode

Management

For

For

1.5

Elect Director Jesse J. Greene, Jr.

Management

For

For

1.6

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1.7

Elect Director Peter A. Magowan

Management

For

For

1.8

Elect Director Dennis A. Muilenburg

Management

For

For

1.9

Elect Director Douglas R. Oberhelman

Management

For

For

1.10

Elect Director William A. Osborn

Management

For

For

1.11

Elect Director Charles D. Powell

Management

For

For

1.12

Elect Director Edward B. Rust, Jr.

Management

For

For

1.13

Elect Director Susan C. Schwab

Management

For

For

1.14

Elect Director Joshua I. Smith

Management

For

For

1.15

Elect Director Miles D. White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Stock Retention/Holding Period

Shareholder

Against

Against

7

Include Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Review and Assess Human Rights Policies

Shareholder

Against

Against

9

Prohibit Sales to the Government of Sudan

Shareholder

Against

Against

 

 

 

 

 

CENTURYLINK, INC.
Meeting Date:  MAY 22, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  CTL
Security ID:  156700106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director W. Bruce Hanks

Management

For

For

1.2

Elect Director C. G. Melville, Jr.

Management

For

For

1.3

Elect Director Fred R. Nichols

Management

For

For

1.4

Elect Director William A. Owens

Management

For

For

1.5

Elect Director Harvey P. Perry

Management

For

For

1.6

Elect Director Glen F. Post, III

Management

For

For

1.7

Elect Director Laurie A. Siegel

Management

For

For

1.8

Elect Director Joseph R. Zimmel

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4a

Share Retention Policy

Shareholder

Against

Against

4b

Adopt Policy on Bonus Banking

Shareholder

Against

Against

4c

Proxy Access

Shareholder

Against

For

4d

Provide for Confidential Voting

Shareholder

Against

Against

 

 

CHESAPEAKE ENERGY CORPORATION
Meeting Date:  JUN 14, 2013
Record Date:  APR 15, 2013
Meeting Type:  ANNUAL

Ticker:  CHK
Security ID:  165167107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bob G. Alexander

Management

For

For

1b

Elect Director Merrill A. ('Pete') Miller, Jr.

Management

For

For

1c

Elect Director Thomas L. Ryan

Management

For

For

1d

Elect Director Vincent J. Intrieri

Management

For

For

1e

Elect Director Frederic M. Poses

Management

For

For

1f

Elect Director Archie W. Dunham

Management

For

For

1g

Elect Director R. Brad Martin

Management

For

For

1h

Elect Director Louis A. Raspino

Management

For

For

2

Declassify the Board of Directors

Management

For

For

3

Provide Proxy Access Right

Management

For

For

4

Reduce Supermajority Vote Requirement

Management

For

For

5

Approve Non-Employee Director Restricted Stock Plan

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

7

Amend Omnibus Stock Plan

Management

For

For

8

Approve Executive Incentive Bonus Plan

Management

For

For

9

Ratify Auditors

Management

For

For

10

Establish Risk Oversight Committee

Shareholder

Against

Against

11

Reincorporate in Another State [from Oklahoma to Delaware]

Shareholder

Against

Against

12

Pro-rata Vesting of Equity Plans

Shareholder

Against

For

 

 

 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 29, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linnet F. Deily

Management

For

For

1b

Elect Director Robert E. Denham

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director George L. Kirkland

Management

For

For

1f

Elect Director Charles W. Moorman, IV

Management

For

For

1g

Elect Director Kevin W. Sharer

Management

For

For

1h

Elect Director John G. Stumpf

Management

For

For

1i

Elect Director Ronald D. Sugar

Management

For

For

1j

Elect Director Carl Ware

Management

For

For

1k

Elect Director John S. Watson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Management of Hydraulic Fracturing Risks and Opportunities

Shareholder

Against

Against

6

Report on Offshore Oil Wells and Spill Mitigation Measures

Shareholder

Against

Against

7

Report on Financial Risks of Climate Change

Shareholder

Against

Against

8

Report on Lobbying Payments and Policy

Shareholder

Against

Against

9

Prohibit Political Contributions

Shareholder

Against

Against

10

Provide for Cumulative Voting

Shareholder

Against

Against

11

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Against

Against

12

Require Director Nominee with Environmental Expertise

Shareholder

Against

Against

13

Adopt Guidelines for Country Selection

Shareholder

Against

Against

 

 

 

 

 

COMMONWEALTH BANK OF AUSTRALIA
Meeting Date:  OCT 30, 2012
Record Date:  OCT 28, 2012
Meeting Type:  ANNUAL

Ticker:  CBA
Security ID:  Q26915100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect David Turner as a Director

Management

For

For

2b

Elect Carolyn Kay as a Director

Management

For

For

2c

Elect Harrison Young as a Director

Management

For

For

3

Approve the Remuneration Report

Management

For

For

4

Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company

Management

For

For

5

Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities

Management

For

For

 

 

CONOCOPHILLIPS
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  COP
Security ID:  20825C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard L. Armitage

Management

For

For

1b

Elect Director Richard H. Auchinleck

Management

For

For

1c

Elect Director James E. Copeland, Jr.

Management

For

For

1d

Elect Director Jody L. Freeman

Management

For

For

1e

Elect Director Gay Huey Evans

Management

For

For

1f

Elect Director Ryan M. Lance

Management

For

For

1g

Elect Director Mohd H. Marican

Management

For

For

1h

Elect Director Robert A. Niblock

Management

For

For

1i

Elect Director Harald J. Norvik

Management

For

For

1j

Elect Director William E. Wade, Jr.

Management

For

For

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Adopt Quantitative GHG Goals for Products and Operations

Shareholder

Against

Against

6

Amend EEO Policy to Prohibit Discrimination based on Gender Identity

Shareholder

Against

For

 

 

 

 

 

DEVON ENERGY CORPORATION
Meeting Date:  JUN 05, 2013
Record Date:  APR 08, 2013
Meeting Type:  ANNUAL

Ticker:  DVN
Security ID:  25179M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert H. Henry

Management

For

For

1.2

Elect Director John A. Hill

Management

For

For

1.3

Elect Director Michael M. Kanovsky

Management

For

For

1.4

Elect Director Robert A. Mosbacher, Jr.

Management

For

For

1.5

Elect Director J. Larry Nichols

Management

For

For

1.6

Elect Director Duane C. Radtke

Management

For

For

1.7

Elect Director Mary P. Ricciardello

Management

For

For

1.8

Elect Director John Richels

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

DIAGEO PLC
Meeting Date:  OCT 17, 2012
Record Date:  OCT 15, 2012
Meeting Type:  ANNUAL

Ticker:  DGE
Security ID:  G42089113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Final Dividend

Management

For

For

4

Re-elect Peggy Bruzelius as Director

Management

For

For

5

Re-elect Laurence Danon as Director

Management

For

For

6

Re-elect Lord Davies of Abersoch as Director

Management

For

For

7

Re-elect Betsy Holden as Director

Management

For

For

8

Re-elect Dr Franz Humer as Director

Management

For

For

9

Re-elect Deirdre Mahlan as Director

Management

For

For

10

Re-elect Philip Scott as Director

Management

For

For

11

Re-elect Todd Stitzer as Director

Management

For

For

12

Re-elect Paul Walsh as Director

Management

For

For

13

Elect Ho KwonPing as Director

Management

For

For

14

Elect Ivan Menezes as Director

Management

For

For

15

Reappoint KPMG Audit plc as Auditors

Management

For

For

16

Authorise Board to Fix Remuneration of Auditors

Management

For

For

17

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

18

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

19

Authorise Market Purchase of Ordinary Shares

Management

For

For

20

Authorise EU Political Donations and Expenditure

Management

For

For

21

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

DOMINION RESOURCES, INC.
Meeting Date:  MAY 03, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William P. Barr

Management

For

For

1.2

Elect Director Peter W. Brown

Management

For

For

1.3

Elect Director Helen E. Dragas

Management

For

For

1.4

Elect Director James O. Ellis, Jr.

Management

For

For

1.5

Elect Director Thomas F. Farrell, II

Management

For

For

1.6

Elect Director John W. Harris

Management

For

For

1.7

Elect Director Robert S. Jepson, Jr.

Management

For

For

1.8

Elect Director Mark J. Kington

Management

For

For

1.9

Elect Director Pamela J. Royal

Management

For

For

1.10

Elect Director Robert H. Spilman, Jr.

Management

For

For

1.11

Elect Director Michael E. Szymanczyk

Management

For

For

1.12

Elect Director David A. Wollard

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5

Report on Coal Use from Mountaintop Removal Mining

Shareholder

Against

Against

6

Include Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

7

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

8

Report on Financial Risks of Climate Change

Shareholder

Against

Against

 

 

 

 

 

DTE ENERGY COMPANY
Meeting Date:  MAY 02, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerard M. Anderson

Management

For

For

1.2

Elect Director David A. Brandon

Management

For

For

1.3

Elect Director Charles G. McClure, Jr.

Management

For

For

1.4

Elect Director Gail J. McGovern

Management

For

For

1.5

Elect Director James B. Nicholson

Management

For

For

1.6

Elect Director Charles W. Pryor, Jr.

Management

For

For

1.7

Elect Director Ruth G. Shaw

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 02, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Barnet, III

Management

For

For

1.2

Elect Director G. Alex Bernhardt, Sr.

Management

For

For

1.3

Elect Director Michael G. Browning

Management

For

For

1.4

Elect Director Harris E. DeLoach, Jr.

Management

For

For

1.5

Elect Director Daniel R. DiMicco

Management

For

Withhold

1.6

Elect Director John H. Forsgren

Management

For

Withhold

1.7

Elect Director Ann Maynard Gray

Management

For

Withhold

1.8

Elect Director James H. Hance, Jr.

Management

For

Withhold

1.9

Elect Director John T. Herron

Management

For

For

1.10

Elect Director James B. Hyler, Jr.

Management

For

For

1.11

Elect Director E. Marie McKee

Management

For

For

1.12

Elect Director E. James Reinsch

Management

For

For

1.13

Elect Director James T. Rhodes

Management

For

For

1.14

Elect Director James E. Rogers

Management

For

For

1.15

Elect Director Carlos A. Saladrigas

Management

For

For

1.16

Elect Director Philip R. Sharp

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

 

 

 

DYNEGY INC.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  DYN
Security ID:  26817R108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Hilary E. Ackermann

Management

For

For

1.2

Elect Director Paul M. Barbas

Management

For

For

1.3

Elect Director Robert C. Flexon

Management

For

For

1.4

Elect Director Richard Lee Kuersteiner

Management

For

For

1.5

Elect Director Jeffrey S. Stein

Management

For

For

1.6

Elect Director John R. Sult

Management

For

For

1.7

Elect Director Pat Wood, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

E. I. DU PONT DE NEMOURS AND COMPANY
Meeting Date:  APR 24, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  DD
Security ID:  263534109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lamberto Andreotti

Management

For

For

1b

Elect Director Richard H. Brown

Management

For

For

1c

Elect Director Robert A. Brown

Management

For

For

1d

Elect Director Bertrand P. Collomb

Management

For

For

1e

Elect Director Curtis J. Crawford

Management

For

For

1f

Elect Director Alexander M. Cutler

Management

For

For

1g

Elect Director Eleuthere I. Du Pont

Management

For

For

1h

Elect Director Marillyn A. Hewson

Management

For

For

1i

Elect Director Lois D. Juliber

Management

For

For

1j

Elect Director Ellen J. Kullman

Management

For

For

1k

Elect Director Lee M. Thomas

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Genetically Engineered Seed

Shareholder

Against

Against

7

Report on Pay Disparity

Shareholder

Against

Against

 

 

 

 

 

EDISON INTERNATIONAL
Meeting Date:  APR 25, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  EIX
Security ID:  281020107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jagjeet S. Bindra

Management

For

For

1.2

Elect Director Vanessa C.L. Chang

Management

For

For

1.3

Elect Director France A. Cordova

Management

For

For

1.4

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.5

Elect Director Bradford M. Freeman

Management

For

For

1.6

Elect Director Luis G. Nogales

Management

For

For

1.7

Elect Director Ronald L. Olson

Management

For

For

1.8

Elect Director Richard T. Schlosberg, III

Management

For

For

1.9

Elect Director Thomas C. Sutton

Management

For

For

1.10

Elect Director Peter J. Taylor

Management

For

For

1.11

Elect Director Brett White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

ENTERGY CORPORATION
Meeting Date:  MAY 03, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  ETR
Security ID:  29364G103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Maureen Scannell Bateman

Management

For

For

1b

Elect Director L.P. Denault

Management

For

For

1c

Elect Director Gary W. Edwards

Management

For

For

1d

Elect Director Alexis M. Herman

Management

For

For

1e

Elect Director Donald C. Hintz

Management

For

For

1f

Elect Director Stuart L. Levenick

Management

For

For

1g

Elect Director Blanche L. Lincoln

Management

For

For

1h

Elect Director Stewart C. Myers

Management

For

For

1i

Elect Director W.J. Tauzin

Management

For

For

1j

Elect Director Steven V. Wilkinson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

 

 

 

 

 

EXELON CORPORATION
Meeting Date:  APR 23, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  EXC
Security ID:  30161N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony K. Anderson

Management

For

For

1b

Elect Director Ann C. Berzin

Management

For

For

1c

Elect Director John A. Canning, Jr.

Management

For

For

1d

Elect Director Christopher M. Crane

Management

For

For

1e

Elect Director Yves C. de Balmann

Management

For

For

1f

Elect Director Nicholas DeBenedictis

Management

For

For

1g

Elect Director Nelson A. Diaz

Management

For

For

1h

Elect Director Sue L. Gin

Management

For

For

1i

Elect Director Paul L. Joskow

Management

For

For

1j

Elect Director Robert J. Lawless

Management

For

For

1k

Elect Director Richard W. Mies

Management

For

For

1l

Elect Director William C. Richardson

Management

For

For

1m

Elect Director Thomas J. Ridge

Management

For

For

1n

Elect Director John W. Rogers, Jr.

Management

For

For

1o

Elect Director Mayo A. Shattuck, III

Management

For

For

1p

Elect Director Stephen D. Steinour

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

 

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul T. Addison

Management

For

For

1.2

Elect Director Anthony J. Alexander

Management

For

For

1.3

Elect Director Michael J. Anderson

Management

For

For

1.4

Elect Director Carol A. Cartwright

Management

For

For

1.5

Elect Director William T. Cottle

Management

For

For

1.6

Elect Director Robert B. Heisler, Jr.

Management

For

Withhold

1.7

Elect Director Julia L. Johnson

Management

For

For

1.8

Elect Director Ted J. Kleisner

Management

For

Withhold

1.9

Elect Director Donald T. Misheff

Management

For

For

1.10

Elect Director Ernest J. Novak, Jr.

Management

For

For

1.11

Elect Director Christopher D. Pappas

Management

For

Withhold

1.12

Elect Director Catherine A. Rein

Management

For

Withhold

1.13

Elect Director George M. Smart

Management

For

For

1.14

Elect Director Wes M. Taylor

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Supermajority Vote Requirement

Management

For

For

5

Cease CEO Compensation Benchmarking Policy

Shareholder

Against

Against

6

Submit SERP to Shareholder Vote

Shareholder

Against

Against

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Require a Majority Vote for the Election of Directors

Shareholder

Against

Against

9

Provide Right to Act by Written Consent

Shareholder

Against

Against

 

 

FRANCE TELECOM
Meeting Date:  MAY 28, 2013
Record Date:  MAY 22, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FTE
Security ID:  F4113C103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Treatment of Losses and Dividends of EUR 0.78 per Share

Management

For

For

4

Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt"

Management

For

For

5

Elect Fonds Strategique d'Investissement as Director

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly

Management

For

For

8

Amend Article 13 of Bylaws Re: Directors' Mandates

Management

For

For

9

Amend Article 13.2 of Bylaws Re: Election of Representative of Employee

Management

For

For

10

Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders

Management

For

For

11

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

Management

For

For

12

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion

Management

For

For

13

Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion

Management

For

For

14

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13

Management

For

For

15

Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers

Management

For

For

16

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Management

For

For

17

Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement

Management

For

For

18

Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion

Management

For

For

19

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

Management

For

For

20

Approve Employee Stock Purchase Plan

Management

For

For

21

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

22

Authorize Filing of Required Documents/Other Formalities

Management

For

For

 

 

 

 

 

FRONTIER COMMUNICATIONS CORPORATION
Meeting Date:  MAY 08, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  FTR
Security ID:  35906A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leroy T. Barnes, Jr.

Management

For

For

1.2

Elect Director Peter C.B. Bynoe

Management

For

For

1.3

Elect Director Jeri B. Finard

Management

For

For

1.4

Elect Director Edward Fraioli

Management

For

For

1.5

Elect Director James S. Kahan

Management

For

For

1.6

Elect Director Pamela D.A. Reeve

Management

For

For

1.7

Elect Director Howard L. Schrott

Management

For

For

1.8

Elect Director Larraine D. Segil

Management

For

For

1.9

Elect Director Mark Shapiro

Management

For

For

1.10

Elect Director Myron A. Wick, III

Management

For

For

1.11

Elect Director Mary Agnes Wilderotter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Ratify Auditors

Management

For

For

 

 

GENERAL ELECTRIC COMPANY
Meeting Date:  APR 24, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  GE
Security ID:  369604103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director W. Geoffrey Beattie

Management

For

For

2

Elect Director John J. Brennan

Management

For

For

3

Elect Director James I. Cash, Jr.

Management

For

For

4

Elect Director Francisco D'Souza

Management

For

For

5

Elect Director Marijn E. Dekkers

Management

For

For

6

Elect Director Ann M. Fudge

Management

For

For

7

Elect Director Susan Hockfield

Management

For

For

8

Elect Director Jeffrey R. Immelt

Management

For

For

9

Elect Director Andrea Jung

Management

For

For

10

Elect Director Robert W. Lane

Management

For

For

11

Elect Director Ralph S. Larsen

Management

For

For

12

Elect Director Rochelle B. Lazarus

Management

For

For

13

Elect Director James J. Mulva

Management

For

For

14

Elect Director Mary L. Schapiro

Management

For

For

15

Elect Director Robert J. Swieringa

Management

For

For

16

Elect Director James S. Tisch

Management

For

For

17

Elect Director Douglas A. Warner, III

Management

For

For

18

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

19

Ratify Auditors

Management

For

For

20

Cessation of All Stock Options and Bonuses

Shareholder

Against

Against

21

Establish Term Limits for Directors

Shareholder

Against

Against

22

Require Independent Board Chairman

Shareholder

Against

Against

23

Provide Right to Act by Written Consent

Shareholder

Against

Against

24

Stock Retention/Holding Period

Shareholder

Against

Against

25

Require More Director Nominations Than Open Seats

Shareholder

Against

Against

 

 

 

 

 

GOLDCORP INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  G
Security ID:  380956409

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

a1

Elect Director John P. Bell

Management

For

For

a2

Elect Director Beverley A. Briscoe

Management

For

For

a3

Elect Director Peter J. Dey

Management

For

For

a4

Elect Director Douglas M. Holtby

Management

For

For

a5

Elect Director Charles A. Jeannes

Management

For

For

a6

Elect Director P. Randy Reifel

Management

For

For

a7

Elect Director A. Dan Rovig

Management

For

For

a8

Elect Director Ian W. Telfer

Management

For

For

a9

Elect Director Blanca Trevino

Management

For

For

a10

Elect Director Kenneth F. Williamson

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Amend Restricted Share Unit Plan

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

 

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 15, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan M. Bennett

Management

For

For

1.2

Elect Director James R. Boyd

Management

For

For

1.3

Elect Director Milton Carroll

Management

For

For

1.4

Elect Director Nance K. Dicciani

Management

For

For

1.5

Elect Director Murry S. Gerber

Management

For

For

1.6

Elect Director Jose C. Grubisich

Management

For

For

1.7

Elect Director Abdallah S. Jum'ah

Management

For

For

1.8

Elect Director David J. Lesar

Management

For

For

1.9

Elect Director Robert A. Malone

Management

For

For

1.10

Elect Director J. Landis Martin

Management

For

Against

1.11

Elect Director Debra L. Reed

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Human Rights Risk Assessment Process

Shareholder

Against

Against

 

 

HSBC HOLDINGS PLC
Meeting Date:  MAY 24, 2013
Record Date:  MAY 23, 2013
Meeting Type:  ANNUAL

Ticker:  HSBA
Security ID:  G4634U169

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3(a)

Re-elect Safra Catz as Director

Management

For

For

3(b)

Re-elect Laura Cha as Director

Management

For

For

3(c)

Re-elect Marvin Cheung as Director

Management

For

For

3(d)

Elect Jim Comey as Director

Management

For

For

3(e)

Re-elect John Coombe as Director

Management

For

For

3(f)

Re-elect Joachim Faber as Director

Management

For

For

3(g)

Re-elect Rona Fairhead as Director

Management

For

For

3(h)

Elect Renato Fassbind as Director

Management

For

For

3(i)

Re-elect Douglas Flint as Director

Management

For

For

3(j)

Re-elect Stuart Gulliver as Director

Management

For

For

3(k)

Re-elect James Hughes-Hallett as Director

Management

For

For

3(l)

Re-elect William Laidlaw as Director

Management

For

For

3(m)

Re-elect John Lipsky as Director

Management

For

For

3(n)

Re-elect Janis Lomax as Director

Management

For

For

3(o)

Re-elect Iain Mackay as Director

Management

For

For

3(p)

Re-elect Sir Simon Robertson as Director

Management

For

For

3(q)

Re-elect John Thornton as Director

Management

For

For

4

Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration

Management

For

For

5

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

6

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

7

Authorise Market Purchase of Ordinary Shares

Management

For

For

8

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

INTEL CORPORATION
Meeting Date:  MAY 16, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

Against

1b

Elect Director Andy D. Bryant

Management

For

For

1c

Elect Director Susan L. Decker

Management

For

For

1d

Elect Director John J. Donahoe

Management

For

For

1e

Elect Director Reed E. Hundt

Management

For

For

1f

Elect Director James D. Plummer

Management

For

For

1g

Elect Director David S. Pottruck

Management

For

For

1h

Elect Director Frank D. Yeary

Management

For

For

1i

Elect Director David B. Yoffie

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Stock Retention/Holding Period

Shareholder

Against

Against

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 25, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary Sue Coleman

Management

For

For

1.2

Elect Director James G. Cullen

Management

For

For

1.3

Elect Director Ian E.L. Davis

Management

For

For

1.4

Elect Director Alex Gorsky

Management

For

For

1.5

Elect Director Michael M.E. Johns

Management

For

For

1.6

Elect Director Susan L. Lindquist

Management

For

For

1.7

Elect Director Anne M. Mulcahy

Management

For

Against

1.8

Elect Director Leo F. Mullin

Management

For

For

1.9

Elect Director William D. Perez

Management

For

For

1.10

Elect Director Charles Prince

Management

For

Against

1.11

Elect Director A. Eugene Washington

Management

For

For

1.12

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Stock Retention/Holding Period

Shareholder

Against

Against

5

Screen Political Contributions for Consistency with Corporate Values

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

JOHNSON CONTROLS, INC.
Meeting Date:  JAN 23, 2013
Record Date:  NOV 15, 2012
Meeting Type:  ANNUAL

Ticker:  JCI
Security ID:  478366107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David P. Abney

Management

For

For

1.2

Elect Director Julie L. Bushman

Management

For

For

1.3

Elect Director Eugenio Clariond Reyes-Retana

Management

For

For

1.4

Elect Director Jeffrey A. Joerres

Management

For

For

2

Ratify Auditors

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James A. Bell

Management

For

For

1b

Elect Director Crandall C.Bowles

Management

For

For

1c

Elect Director Stephen B. Burke

Management

For

For

1d

Elect Director David M. Cote

Management

For

For

1e

Elect Director James S. Crown

Management

For

For

1f

Elect Director James Dimon

Management

For

For

1g

Elect Director Timothy P. Flynn

Management

For

For

1h

Elect Director Ellen V. Futter

Management

For

For

1i

Elect Director Laban P. Jackson, Jr.

Management

For

For

1j

Elect Director Lee R. Raymond

Management

For

For

1k

Elect Director William C. Weldon

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

Against

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

KELLOGG COMPANY
Meeting Date:  APR 26, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  K
Security ID:  487836108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gordon Gund

Management

For

For

1.2

Elect Director Mary Laschinger

Management

For

For

1.3

Elect Director Ann McLaughlin Korologos

Management

For

For

1.4

Elect Director Cynthia Milligan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

 

 

 

KONINKLIJKE KPN NV
Meeting Date:  SEP 11, 2012
Record Date:  AUG 14, 2012
Meeting Type:  SPECIAL

Ticker:  KPN
Security ID:  N4297B146

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Announce Intention to AppointEric Hageman to Executive Board

Management

None

None

3

Amend Articles Re: Right to Place Items on the Agenda

Management

For

For

4

Close Meeting

Management

None

None

 

 

L BRANDS, INC.
Meeting Date:  MAY 23, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  LTD
Security ID:  501797104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis S. Hersch

Management

For

For

1.2

Elect Director David T. Kollat

Management

For

For

1.3

Elect Director William R. Loomis, Jr.

Management

For

For

1.4

Elect Director Leslie H. Wexner

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Pro-rata Vesting of Equity Plans

Shareholder

Against

Against

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 25, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nolan D. Archibald

Management

For

For

1.2

Elect Director Rosalind G. Brewer

Management

For

Against

1.3

Elect Director David B. Burritt

Management

For

Against

1.4

Elect Director James O. Ellis, Jr.

Management

For

For

1.5

Elect Director Thomas J. Falk

Management

For

For

1.6

Elect Director Marillyn A. Hewson

Management

For

For

1.7

Elect Director Gwendolyn S. King

Management

For

For

1.8

Elect Director James M. Loy

Management

For

Against

1.9

Elect Director Douglas H. McCorkindale

Management

For

Against

1.10

Elect Director Joseph W. Ralston

Management

For

Against

1.11

Elect Director Anne Stevens

Management

For

Against

1.12

Elect Director Robert J. Stevens

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

LYONDELLBASELL INDUSTRIES NV
Meeting Date:  MAY 22, 2013
Record Date:  APR 24, 2013
Meeting Type:  ANNUAL

Ticker:  LYB
Security ID:  N53745100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jacques Aigrain

Management

For

For

1.2

Elect Director Scott M. Kleinman

Management

For

For

1.3

Elect Director Bruce A. Smith

Management

For

For

2

Adopt Financial Statements and Statutory Reports

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

7

Approve Remuneration of Supervisory Board

Management

For

For

8

Approve Dividends of USD 4.20 Per Share

Management

For

For

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

10

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

11

Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account

Management

For

For

12

Amend Articles of Association

Management

For

For

 

 

M&T BANK CORPORATION
Meeting Date:  APR 16, 2013
Record Date:  FEB 20, 2013
Meeting Type:  SPECIAL

Ticker:  MTB
Security ID:  55261F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Approve amendments to the terms of the Series A Preferred Shares that would serve to reduce the dividend rate on the Series A Preferred Shares from 9% per annum to 6.375% per annum

Management

For

For

3

Approve amendments to the terms of the Series C Preferred Shares that would serve to reduce the dividend rate on the Series C Preferred Shares from 9% per annum to 6.375% per annum

Management

For

For

4

Adjourn Meeting

Management

For

For

 

 

 

 

 

M&T BANK CORPORATION
Meeting Date:  APR 16, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  MTB
Security ID:  55261F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brent D. Baird

Management

For

For

1.2

Elect Director C. Angela Bontempo

Management

For

For

1.3

Elect Director Robert T. Brady

Management

For

Withhold

1.4

Elect Director T. Jefferson Cunningham, III

Management

For

For

1.5

Elect Director Mark J. Czarnecki

Management

For

For

1.6

Elect Director Gary N. Geisel

Management

For

For

1.7

Elect Director John D. Hawke, Jr

Management

For

For

1.8

Elect Director Patrick W.E. Hodgson

Management

For

For

1.9

Elect Director Richard G. King

Management

For

Withhold

1.10

Elect Director Jorge G. Pereira

Management

For

For

1.11

Elect Director Michael P. Pinto

Management

For

For

1.12

Elect Director Melinda R. Rich

Management

For

For

1.13

Elect Director Robert E. Sadler, Jr.

Management

For

For

1.14

Elect Director Herbert L. Washington

Management

For

For

1.15

Elect Director Robert G. Wilmers

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Auditors

Management

For

For

 

 

MERCK & CO., INC.
Meeting Date:  MAY 28, 2013
Record Date:  APR 01, 2013
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Thomas R. Cech

Management

For

For

1c

Elect Director Kenneth C. Frazier

Management

For

For

1d

Elect Director Thomas H. Glocer

Management

For

For

1e

Elect Director William B. Harrison Jr.

Management

For

For

1f

Elect Director C. Robert Kidder

Management

For

For

1g

Elect Director Rochelle B. Lazarus

Management

For

For

1h

Elect Director Carlos E. Represas

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Craig B. Thompson

Management

For

For

1k

Elect Director Wendell P. Weeks

Management

For

For

1l

Elect Director Peter C. Wendell

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Against

Against

6

Report on Charitable and Political Contributions

Shareholder

Against

Against

7

Report on Lobbying Activities

Shareholder

Against

Against

 

 

 

 

 

METLIFE, INC.
Meeting Date:  APR 23, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  MET
Security ID:  59156R108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Glenn Hubbard

Management

For

For

1.2

Elect Director Steven A. Kandarian

Management

For

For

1.3

Elect Director John M. Keane

Management

For

For

1.4

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1.5

Elect Director James M. Kilts

Management

For

For

1.6

Elect Director Catherine R. Kinney

Management

For

For

1.7

Elect Director Hugh B. Price

Management

For

For

1.8

Elect Director Kenton J. Sicchitano

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

NEWMONT MINING CORPORATION
Meeting Date:  APR 24, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  NEM
Security ID:  651639106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bruce R. Brook

Management

For

For

1.2

Elect Director J. Kofi Bucknor

Management

For

For

1.3

Elect Director Vincent A. Calarco

Management

For

For

1.4

Elect Director Joseph A. Carrabba

Management

For

For

1.5

Elect Director Noreen Doyle

Management

For

For

1.6

Elect Director Gary J. Goldberg

Management

For

For

1.7

Elect Director Veronica M. Hagen

Management

For

For

1.8

Elect Director Jane Nelson

Management

For

For

1.9

Elect Director Donald C. Roth

Management

For

For

1.10

Elect Director Simon R. Thompson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

Against

5

Approve Executive Incentive Bonus Plan

Management

For

For
 

 

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director Robert M. Beall, II

Management

For

For

1c

Elect Director James L. Camaren

Management

For

For

1d

Elect Director Kenneth B. Dunn

Management

For

For

1e

Elect Director Lewis Hay, III

Management

For

For

1f

Elect Director Toni Jennings

Management

For

For

1g

Elect Director James L. Robo

Management

For

For

1h

Elect Director Rudy E. Schupp

Management

For

For

1i

Elect Director John L. Skolds

Management

For

For

1j

Elect Director William H. Swanson

Management

For

For

1k

Elect Director Michael H. Thaman

Management

For

For

1l

Elect Director Hansel E. Tookes, II

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

 

 

 

 

 

PEABODY ENERGY CORPORATION
Meeting Date:  APR 29, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  BTU
Security ID:  704549104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory H. Boyce

Management

For

For

1.2

Elect Director William A. Coley

Management

For

For

1.3

Elect Director William E. James

Management

For

For

1.4

Elect Director Robert B. Karn, III

Management

For

For

1.5

Elect Director Henry E. Lentz

Management

For

For

1.6

Elect Director Robert A. Malone

Management

For

For

1.7

Elect Director William C. Rusnack

Management

For

For

1.8

Elect Director John F. Turner

Management

For

For

1.9

Elect Director Sandra A. Van Trease

Management

For

For

1.10

Elect Director Alan H. Washkowitz

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For

 

 

PEPCO HOLDINGS, INC.
Meeting Date:  MAY 17, 2013
Record Date:  MAR 20, 2013
Meeting Type:  ANNUAL

Ticker:  POM
Security ID:  713291102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jack B. Dunn, IV

Management

For

For

1.2

Elect Director H. Russell Frisby, Jr.

Management

For

For

1.3

Elect Director Terence C. Golden

Management

For

For

1.4

Elect Director Patrick T. Harker

Management

For

For

1.5

Elect Director Frank O. Heintz

Management

For

For

1.6

Elect Director Barbara J. Krumsiek

Management

For

For

1.7

Elect Director George F. MacCormack

Management

For

For

1.8

Elect Director Lawrence C. Nussdorf

Management

For

For

1.9

Elect Director Patricia A. Oelrich

Management

For

For

1.10

Elect Director Joseph M. Rigby

Management

For

For

1.11

Elect Director Frank K. Ross

Management

For

For

1.12

Elect Director Pauline A. Schneider

Management

For

For

1.13

Elect Director Lester P. Silverman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

PEPSICO, INC.
Meeting Date:  MAY 01, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shona L. Brown

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Ian M. Cook

Management

For

For

1.4

Elect Director Dina Dublon

Management

For

For

1.5

Elect Director Victor J. Dzau

Management

For

For

1.6

Elect Director Ray L. Hunt

Management

For

For

1.7

Elect Director Alberto Ibarguen

Management

For

For

1.8

Elect Director Indra K. Nooyi

Management

For

For

1.9

Elect Director Sharon Percy Rockefeller

Management

For

For

1.10

Elect Director James J. Schiro

Management

For

For

1.11

Elect Director Lloyd G. Trotter

Management

For

For

1.12

Elect Director Daniel Vasella

Management

For

For

1.13

Elect Director Alberto Weisser

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PFIZER INC.
Meeting Date:  APR 25, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis A. Ausiello

Management

For

For

1.2

Elect Director M. Anthony Burns

Management

For

For

1.3

Elect Director W. Don Cornwell

Management

For

For

1.4

Elect Director Frances D. Fergusson

Management

For

For

1.5

Elect Director William H. Gray, III

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Constance J. Horner

Management

For

For

1.8

Elect Director James M. Kilts

Management

For

For

1.9

Elect Director George A. Lorch

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director Ian C. Read

Management

For

For

1.12

Elect Director Stephen W. Sanger

Management

For

For

1.13

Elect Director Marc Tessier-Lavigne

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Stock Retention/Holding Period

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

 

 

 

PG&E CORPORATION
Meeting Date:  MAY 06, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  PCG
Security ID:  69331C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David R. Andrews

Management

For

For

1.2

Elect Director Lewis Chew

Management

For

For

1.3

Elect Director C. Lee Cox

Management

For

For

1.4

Elect Director Anthony F. Earley, Jr.

Management

For

For

1.5

Elect Director Fred J. Fowler

Management

For

For

1.6

Elect Director Maryellen C. Herringer

Management

For

For

1.7

Elect Director Roger H. Kimmel

Management

For

For

1.8

Elect Director Richard A. Meserve

Management

For

For

1.9

Elect Director Forrest E. Miller

Management

For

For

1.10

Elect Director Rosendo G. Parra

Management

For

For

1.11

Elect Director Barbara L. Rambo

Management

For

For

1.12

Elect Director Barry Lawson Williams

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

PINNACLE WEST CAPITAL CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  PNW
Security ID:  723484101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward N. Basha, Jr.

Management

For

For

1.2

Elect Director Donald E. Brandt

Management

For

For

1.3

Elect Director Susan Clark-Johnson

Management

For

For

1.4

Elect Director Denis A. Cortese

Management

For

For

1.5

Elect Director Michael L. Gallagher

Management

For

For

1.6

Elect Director Roy A. Herberger, Jr.

Management

For

For

1.7

Elect Director Dale E. Klein

Management

For

For

1.8

Elect Director Humberto S. Lopez

Management

For

For

1.9

Elect Director Kathryn L. Munro

Management

For

For

1.10

Elect Director Bruce J. Nordstrom

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

PPL CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  PPL
Security ID:  69351T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frederick M. Bernthal

Management

For

For

1.2

Elect Director John W. Conway

Management

For

For

1.3

Elect Director Philip G. Cox

Management

For

For

1.4

Elect Director Steven G. Elliott

Management

For

For

1.5

Elect Director Louise K. Goeser

Management

For

For

1.6

Elect Director Stuart E. Graham

Management

For

For

1.7

Elect Director Stuart Heydt

Management

For

For

1.8

Elect Director Raja Rajamannar

Management

For

For

1.9

Elect Director Craig A. Rogerson

Management

For

For

1.10

Elect Director William H. Spence

Management

For

For

1.11

Elect Director Natica von Althann

Management

For

For

1.12

Elect Director Keith H. Williamson

Management

For

For

2

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

 

 

PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Meeting Date:  APR 16, 2013
Record Date:  FEB 15, 2013
Meeting Type:  ANNUAL

Ticker:  PEG
Security ID:  744573106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Albert R. Gamper, Jr.

Management

For

For

1.2

Elect Director William V. Hickey

Management

For

For

1.3

Elect Director Ralph Izzo

Management

For

For

1.4

Elect Director Shirley Ann Jackson

Management

For

For

1.5

Elect Director David Lilley

Management

For

For

1.6

Elect Director Thomas A. Renyi

Management

For

For

1.7

Elect Director Hak Cheol Shin

Management

For

For

1.8

Elect Director Richard J. Swift

Management

For

For

1.9

Elect Director Susan Tomasky

Management

For

For

1.10

Elect Director Alfred W. Zollar

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Auditors

Management

For

For

6

Reduce Supermajority Vote Requirement

Shareholder

Against

For

 

 

 

 

 

QBE INSURANCE GROUP LTD.
Meeting Date:  MAR 27, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  QBE
Security ID:  Q78063114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Approve the Remuneration Report

Management

For

For

3

Approve the Grant of Up to 162,493 Conditional Rights to Frank O'Halloran, Former Group Chief Executive Officer

Management

For

For

4

Approve the Payment of a Retirement Allowance of A$2.34 Million to Frank O'Halloran, Former Group Chief Executive Officer

Management

For

For

5

Approve the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company

Management

For

For

6

Approve the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer

Management

For

For

7

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

Management

For

For

8

Elect John Graf as a Director

Management

For

For

9a

Elect Duncan Boyle as a Director

Management

For

For

9b

Elect John Green as a Director

Management

For

For

 

 

RAYTHEON COMPANY
Meeting Date:  MAY 30, 2013
Record Date:  APR 09, 2013
Meeting Type:  ANNUAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James E. Cartwright

Management

For

For

1b

Elect Director Vernon E. Clark

Management

For

For

1c

Elect Director Stephen J. Hadley

Management

For

For

1d

Elect Director Michael C. Ruettgers

Management

For

For

1e

Elect Director Ronald L. Skates

Management

For

For

1f

Elect Director William R. Spivey

Management

For

For

1g

Elect Director Linda G. Stuntz

Management

For

For

1h

Elect Director William H. Swanson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Submit SERP to Shareholder Vote

Shareholder

Against

Against

7

Pro-rata Vesting of Equity Awards

Shareholder

Against

For

 

 

 

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 09, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James W. Crownover

Management

For

For

1b

Elect Director William J. Flynn

Management

For

For

1c

Elect Director Michael Larson

Management

For

For

1d

Elect Director Nolan Lehmann

Management

For

For

1e

Elect Director W. Lee Nutter

Management

For

For

1f

Elect Director Ramon A. Rodriguez

Management

For

For

1g

Elect Director Donald W. Slager

Management

For

For

1h

Elect Director Allan C. Sorensen

Management

For

For

1i

Elect Director John M. Trani

Management

For

For

1j

Elect Director Michael W. Wickham

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives

Shareholder

Against

Against

6

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

RIO TINTO PLC
Meeting Date:  APR 18, 2013
Record Date:  MAR 14, 2013
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Robert Brown as Director

Management

For

For

4

Re-elect Vivienne Cox as Director

Management

For

For

5

Re-elect Jan du Plessis as Director

Management

For

For

6

Re-elect Guy Elliott as Director

Management

For

For

7

Re-elect Michael Fitzpatrick as Director

Management

For

For

8

Re-elect Ann Godbehere as Director

Management

For

For

9

Re-elect Richard Goodmanson as Director

Management

For

For

10

Re-elect Lord Kerr as Director

Management

For

For

11

Re-elect Chris Lynch as Director

Management

For

For

12

Re-elect Paul Tellier as Director

Management

For

For

13

Re-elect John Varley as Director

Management

For

For

14

Re-elect Sam Walsh as Director

Management

For

For

15

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

16

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

17

Approve Performance Share Plan

Management

For

For

18

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

ROCHE HOLDING LTD
Meeting Date:  MAR 05, 2013
Record Date:  
Meeting Type:  ANNUAL

Ticker:  ROG
Security ID:  H69293225

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Accept Financial Statements and Statutory Reports

Management

For

Did Not Vote

1.2

Approve Remuneration Report

Management

For

Did Not Vote

2

Approve Discharge of Board and Senior Management

Management

For

Did Not Vote

3

Approve Allocation of Income and Dividends of CHF 7.35 per Share and Non-Voting Equity Security

Management

For

Did Not Vote

4.1

Reelect Andreas Oeri as Director

Management

For

Did Not Vote

4.2

Reelect Pius Baschera as Director

Management

For

Did Not Vote

4.3

Reelect Paul Bulcke as Director

Management

For

Did Not Vote

4.4

Reelect William Burns as Director

Management

For

Did Not Vote

4.5

Reelect Christoph Franz as Director

Management

For

Did Not Vote

4.6

Reelect DeAnne Julius as Director

Management

For

Did Not Vote

4.7

Reelect Arthur Levinson as Director

Management

For

Did Not Vote

4.8

Reelect Peter Voser as Director

Management

For

Did Not Vote

4.9

Reelect Beatrice Weder di Mauro as Director

Management

For

Did Not Vote

4.10

Elect Severin Schwan as Director

Management

For

Did Not Vote

5

Ratify KPMG Ltd. as Auditors

Management

For

Did Not Vote

 

 

 

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 21, 2013
Record Date:  APR 11, 2013
Meeting Type:  ANNUAL

Ticker:  RDSA
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Josef Ackermann as Director

Management

For

For

4

Re-elect Guy Elliott as Director

Management

For

For

5

Re-elect Simon Henry as Director

Management

For

For

6

Re-elect Charles Holliday as Director

Management

For

For

7

Re-elect Gerard Kleisterlee as Director

Management

For

For

8

Re-elect Jorma Ollila as Director

Management

For

For

9

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

10

Re-elect Linda Stuntz as Director

Management

For

For

11

Re-elect Peter Voser as Director

Management

For

For

12

Re-elect Hans Wijers as Director

Management

For

For

13

Elect Gerrit Zalm as Director

Management

For

For

14

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

15

Authorise Board to Fix Remuneration of Auditors

Management

For

For

16

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

 

 

 

 

 

SAFEWAY INC.
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  SWY
Security ID:  786514208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janet E. Grove

Management

For

For

1b

Elect Director Mohan Gyani

Management

For

For

1c

Elect Director Frank C. Herringer

Management

For

For

1d

Elect Director George J. Morrow

Management

For

For

1e

Elect Director Kenneth W. Oder

Management

For

For

1f

Elect Director T. Gary Rogers

Management

For

For

1g

Elect Director Arun Sarin

Management

For

For

1h

Elect Director William Y. Tauscher

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

SANOFI
Meeting Date:  MAY 03, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  SAN
Security ID:  80105N105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 2.77 per Share

Management

For

For

4

Elect Fabienne Lecorvaisier as Director

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion

Management

For

For

7

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million

Management

For

For

8

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Management

For

For

9

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

Management

For

For

10

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value

Management

For

For

11

Approve Employee Stock Purchase Plan

Management

For

For

12

Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans

Management

For

For

13

Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan

Management

For

For

14

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

15

Authorize Filing of Required Documents/Other Formalities

Management

For

For

 

 

 

 

 

SCHLUMBERGER LIMITED
Meeting Date:  APR 10, 2013
Record Date:  FEB 20, 2013
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter L.S. Currie

Management

For

For

1b

Elect Director Tony Isaac

Management

For

For

1c

Elect Director K. Vaman Kamath

Management

For

For

1d

Elect Director Paal Kibsgaard

Management

For

For

1e

Elect Director Nikolay Kudryavtsev

Management

For

For

1f

Elect Director Adrian Lajous

Management

For

For

1g

Elect Director Michael E. Marks

Management

For

For

1h

Elect Director Lubna S. Olayan

Management

For

For

1i

Elect Director L. Rafael Reif

Management

For

For

1j

Elect Director Tore I. Sandvold

Management

For

For

1k

Elect Director Henri Seydoux

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Amend Employee Stock Purchase Plan

Management

For

For

 

 

 

 

 

SEMPRA ENERGY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan L. Boeckmann

Management

For

For

1.2

Elect Director James G. Brocksmith, Jr.

Management

For

For

1.3

Elect Director William D. Jones

Management

For

For

1.4

Elect Director William G. Ouchi

Management

For

For

1.5

Elect Director Debra L. Reed

Management

For

For

1.6

Elect Director William C. Rusnack

Management

For

For

1.7

Elect Director William P. Rutledge

Management

For

For

1.8

Elect Director Lynn Schenk

Management

For

For

1.9

Elect Director Jack T. Taylor

Management

For

For

1.10

Elect Director Luis M. Tellez

Management

For

For

1.11

Elect Director James C. Yardley

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

Against

 

 

 

 

 

SK TELECOM CO.
Meeting Date:  MAR 22, 2013
Record Date:  DEC 31, 2012
Meeting Type:  ANNUAL

Ticker:  017670
Security ID:  78440P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share

Management

For

For

2

Amend Articles of Incorporation

Management

For

For

3.1

Elect Cho Dae-Sik as Inside Director

Management

For

For

3.2

Elect Oh Dae-Sik as Outside Director

Management

For

Against

4

Elect Oh Dae-Sik as Member of Audit Committee

Management

For

Against

5

Approve Total Remuneration of Inside Directors and Outside Directors

Management

For

For

 

 

SPECTRA ENERGY CORP
Meeting Date:  APR 30, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  SE
Security ID:  847560109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William T. Esrey

Management

For

For

1b

Elect Director Gregory L. Ebel

Management

For

For

1c

Elect Director Austin A. Adams

Management

For

For

1d

Elect Director Joseph Alvarado

Management

For

For

1e

Elect Director Pamela L. Carter

Management

For

For

1f

Elect Director F. Anthony Comper

Management

For

For

1g

Elect Director Peter B. Hamilton

Management

For

For

1h

Elect Director Dennis R. Hendrix

Management

For

For

1i

Elect Director Michael McShane

Management

For

For

1j

Elect Director Michael G. Morris

Management

For

For

1k

Elect Director Michael E.J. Phelps

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Report on Methane Emissions

Shareholder

Against

Against

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

Withhold

1.2

Elect Director Tom L. Rankin

Management

For

Withhold

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

Abstain

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

 

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

Withhold

1.2

Elect Director Tom L. Rankin

Management

For

Withhold

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

Withhold

1.2

Elect Director Tom L. Rankin

Management

For

Withhold

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

 

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

Withhold

1.2

Elect Director Tom L. Rankin

Management

For

Withhold

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

Withhold

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

 

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Abstain

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

For

 

 

 

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Against

 

 

TELSTRA CORPORATION LIMITED.
Meeting Date:  OCT 16, 2012
Record Date:  OCT 14, 2012
Meeting Type:  ANNUAL

Ticker:  TLS
Security ID:  Q8975N105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

3a

Elect Timothy Chen as Director

Management

For

For

3b

Elect Geoffrey Cousins as Director

Management

For

For

3c

Elect Russell Higgins as Director

Management

For

For

3d

Elect Margaret Seale as Director

Management

For

For

3e

Elect Steven Vamos as Director

Management

For

For

3f

Elect John Zeglis as Director

Management

For

For

4

Approve the Increase in Aggregate Remuneration of Non-Executive Directors

Management

None

For

5

Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company

Management

For

For

6

Approve the Remuneration Report

Management

For

For

 

 

 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 18, 2013
Record Date:  FEB 19, 2013
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ralph W. Babb, JR.

Management

For

For

1b

Elect Director Mark A. Blinn

Management

For

For

1c

Elect Director Daniel A. Carp

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Pamela H. Patsley

Management

For

For

1f

Elect Director Robert E. Sanchez

Management

For

For

1g

Elect Director Wayne R. Sanders

Management

For

For

1h

Elect Director Ruth J. Simmons

Management

For

For

1i

Elect Director Richard K. Templeton

Management

For

For

1j

Elect Director Christine Todd Whitman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

THE DOW CHEMICAL COMPANY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  DOW
Security ID:  260543103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Arnold A. Allemang

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Jacqueline K. Barton

Management

For

For

1d

Elect Director James A. Bell

Management

For

For

1e

Elect Director Jeff M. Fettig

Management

For

For

1f

Elect Director Andrew N. Liveris

Management

For

For

1g

Elect Director Paul Polman

Management

For

For

1h

Elect Director Dennis H. Reilley

Management

For

For

1i

Elect Director James M. Ringler

Management

For

For

1j

Elect Director Ruth G. Shaw

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Stock Retention

Shareholder

Against

Against

 

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 22, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Juanita Powell Baranco

Management

For

For

1b

Elect Director Jon A. Boscia

Management

For

For

1c

Elect Director Henry A. 'Hal' Clark, III

Management

For

For

1d

Electi Director Thomas A. Fanning

Management

For

For

1e

Elect Director David J. Grain

Management

For

For

1f

Elect Director H. William Habermeyer, Jr.

Management

For

For

1g

Elect Director Veronica M. Hagen

Management

For

For

1h

Elect Director Warren A. Hood, Jr.

Management

For

For

1i

Elect Director Donald M. James

Management

For

For

1j

Elect Director Dale E. Klein

Management

For

For

1k

Elect Director William G. Smith, Jr.

Management

For

For

1l

Elect Director Steven R. Specker

Management

For

For

1m

Elect Director E. Jenner Wood, III

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Alter Mandatory Retirement Policy for Directors

Management

For

For

5

Reduce Supermajority Vote Requirement

Management

For

For

6

Reduce Supermajority Vote Requirement

Management

For

For

 

 

 

 

 

TOTAL SA
Meeting Date:  MAY 17, 2013
Record Date:  APR 09, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FP
Security ID:  89151E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 2.34 per Share

Management

For

For

4

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5

Reelect Thierry Desmarest as Director

Management

For

For

6

Reelect Gunnar Brock as Director

Management

For

For

7

Reelect Gerard Lamarche as Director

Management

For

For

8

Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board

Management

For

For

9

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million

Management

For

For

10

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan

Management

For

Against

11

Approve Employee Stock Purchase Plan

Management

For

For

12

Approve the Establishment of an Independent Ethics Committee

Shareholder

Against

Against

13

Approve to Link Remuneration to Positive Safety Indicators

Shareholder

Against

Against

14

Acquire the Diversity Label

Shareholder

Against

Against

15

Approve Nomination of Employees Representative to the Remuneration Committee

Shareholder

Against

Against

16

Allow Loyalty Dividends to Long-Term Registered Shareholders

Shareholder

Against

Against

 

 

 

 

 

VIVENDI
Meeting Date:  APR 30, 2013
Record Date:  APR 24, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  VIV
Security ID:  F97982106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Auditors' Special Report on Related-Party Transactions

Management

For

Against

4

Approve Treatment of Losses and Dividends of EUR 1 per Share

Management

For

For

5

Approve Severance Payment Agreement with Philippe Capron

Management

For

For

6

Elect Vincent Bollore as Supervisory Board Member

Management

For

Against

7

Elect Pascal Cagni as Supervisory Board Member

Management

For

For

8

Elect Yseulys Costes as Supervisory Board Member

Management

For

For

9

Elect Alexandre de Juniac as Supervisory Board Member

Management

For

For

10

Elect Nathalie Bricault as Representative of Employee Shareholders to the Supervisory Board

Management

For

For

11

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

13

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion

Management

For

For

14

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Management

For

For

15

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

Management

For

For

16

Approve Employee Stock Purchase Plan

Management

For

For

17

Approve Stock Purchase Plan Reserved for International Employees

Management

For

For

18

Authorize Filing of Required Documents/Other Formalities

Management

For

For

 

 

 

 

 

VODAFONE GROUP PLC
Meeting Date:  JUL 24, 2012
Record Date:  JUL 20, 2012
Meeting Type:  ANNUAL

Ticker:  VOD
Security ID:  G93882135

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Re-elect Gerard Kleisterlee as Director

Management

For

For

3

Re-elect Vittorio Colao as Director

Management

For

For

4

Re-elect Andy Halford as Director

Management

For

For

5

Re-elect Stephen Pusey as Director

Management

For

For

6

Re-elect Renee James as Director

Management

For

For

7

Re-elect Alan Jebson as Director

Management

For

For

8

Re-elect Samuel Jonah as Director

Management

For

For

9

Re-elect Nick Land as Director

Management

For

For

10

Re-elect Anne Lauvergeon as Director

Management

For

For

11

Re-elect Luc Vandevelde as Director

Management

For

For

12

Re-elect Anthony Watson as Director

Management

For

For

13

Re-elect Philip Yea as Director

Management

For

For

14

Approve Final Dividend

Management

For

For

15

Approve Remuneration Report

Management

For

For

16

Reappoint Deloitte LLP as Auditors

Management

For

For

17

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Authorise EU Political Donations and Expenditure

Management

For

For

22

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

WASTE MANAGEMENT, INC.
Meeting Date:  MAY 10, 2013
Record Date:  MAR 13, 2013
Meeting Type:  ANNUAL

Ticker:  WM
Security ID:  94106L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bradbury H. Anderson

Management

For

For

1b

Elect Director Frank M. Clark, Jr.

Management

For

For

1c

Elect Director Patrick W. Gross

Management

For

Against

1d

Elect Director Victoria M. Holt

Management

For

For

1e

Elect Director John C. Pope

Management

For

For

1f

Elect Director W. Robert Reum

Management

For

For

1g

Elect Director David P. Steiner

Management

For

For

1h

Elect Director Thomas H. Weidemeyer

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Stock Retention

Shareholder

Against

Against

5

Report on Political Contributions

Shareholder

Against

For

6

Adopt Compensation Benchmarking Policy

Shareholder

Against

Against

 

 

WELLS FARGO & COMPANY
Meeting Date:  APR 23, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL

Ticker:  WFC
Security ID:  949746101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John D. Baker, II

Management

For

Against

1b

Elect Director Elaine L. Chao

Management

For

For

1c

Elect Director John S. Chen

Management

For

For

1d

Elect Director Lloyd H. Dean

Management

For

For

1e

Elect Director Susan E. Engel

Management

For

For

1f

Elect Director Enrique Hernandez, Jr.

Management

For

For

1g

Elect Director Donald M. James

Management

For

Against

1h

Elect Director Cynthia H. Milligan

Management

For

Against

1i

Elect Director Federico F. Pena

Management

For

For

1j

Elect Director Howard V. Richardson

Management

For

For

1k

Elect Director Judith M. Runstad

Management

For

For

1l

Elect Director Stephen W. Sanger

Management

For

For

1m

Elect Director John G. Stumpf

Management

For

For

1n

Elect Director Susan G. Swenson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Review Fair Housing and Fair Lending Compliance

Shareholder

Against

Against

 

 

 

 

 

WOODSIDE PETROLEUM LTD.
Meeting Date:  APR 24, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  WPL
Security ID:  980228100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Frank Cooper as a Director

Management

For

For

2b

Elect Andrew Jamieson as a Director

Management

For

For

2c

Elect Sarah Ryan as a Director

Management

For

For

3

Approve the Remuneration Report

Management

For

For

 

 

XCEL ENERGY INC.
Meeting Date:  MAY 22, 2013
Record Date:  MAR 26, 2013
Meeting Type:  ANNUAL

Ticker:  XEL
Security ID:  98389B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gail Koziara Boudreaux

Management

For

For

1b

Elect Director Fredric W. Corrigan

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Benjamin G.S. Fowke, III

Management

For

For

1e

Elect Director Albert F. Moreno

Management

For

For

1f

Elect Director Richard T. O'Brien

Management

For

For

1g

Elect Director Christopher J. Policinski

Management

For

For

1h

Elect Director A. Patricia Sampson

Management

For

For

1i

Elect Director James J. Sheppard

Management

For

For

1j

Elect Director David A. Westerlund

Management

For

For

1k

Elect Director Kim Williams

Management

For

For

1l

Elect Director Timothy V. Wolf

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

 

Franklin U.S. Government Securities Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

Franklin Utilities Fund

 

AGL RESOURCES INC.
Meeting Date:  APR 30, 2013
Record Date:  FEB 21, 2013
Meeting Type:  ANNUAL

Ticker:  GAS
Security ID:  001204106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sandra N. Bane

Management

For

For

1.2

Elect Director Thomas D. Bell, Jr.

Management

For

For

1.3

Elect Director Norman R. Bobins

Management

For

For

1.4

Elect Director Charles R. Crisp

Management

For

For

1.5

Elect Director Brenda J. Gaines

Management

For

Withhold

1.6

Elect Director Arthur E. Johnson

Management

For

For

1.7

Elect Director Wyck A. Knox, Jr.

Management

For

For

1.8

Elect Director Dennis M. Love

Management

For

For

1.9

Elect Director Charles H. "Pete" McTier

Management

For

For

1.10

Elect Director Dean R. O'Hare

Management

For

For

1.11

Elect Director Armando J. Olivera

Management

For

For

1.12

Elect Director John E. Rau

Management

For

For

1.13

Elect Director James A. Rubright

Management

For

For

1.14

Elect Director John W. Somerhalder II

Management

For

For

1.15

Elect Director Bettina M. Whyte

Management

For

For

1.16

Elect Director Henry C. Wolf

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Gender Identity

Shareholder

Against

For

 

 

ALLETE, INC.
Meeting Date:  MAY 14, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  ALE
Security ID:  018522300

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kathryn W. Dindo

Management

For

For

1.2

Elect Director Heidi J. Eddins

Management

For

For

1.3

Elect Director Sidney W. Emery, Jr.

Management

For

For

1.4

Elect Director George G. Goldfarb

Management

For

For

1.5

Elect Director James S. Haines, Jr.

Management

For

For

1.6

Elect Director Alan R. Hodnik

Management

For

For

1.7

Elect Director James J. Hoolihan

Management

For

For

1.8

Elect Director Madeleine W. Ludlow

Management

For

For

1.9

Elect Director Douglas C. Neve

Management

For

For

1.10

Elect Director Leonard C. Rodman

Management

For

For

1.11

Elect Director Bruce W. Stender

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Non-Employee Director Restricted Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

 

 

 

ALLIANT ENERGY CORPORATION
Meeting Date:  MAY 09, 2013
Record Date:  MAR 14, 2013
Meeting Type:  ANNUAL

Ticker:  LNT
Security ID:  018802108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael L. Bennett

Management

For

For

1.2

Elect Director Darryl B. Hazel

Management

For

For

1.3

Elect Director David A. Perdue

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 23, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  AEP
Security ID:  025537101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas K. Akins

Management

For

For

1.2

Elect Director David J. Anderson

Management

For

For

1.3

Elect Director Ralph D. Crosby, Jr.

Management

For

For

1.4

Elect Director Linda A. Goodspeed

Management

For

For

1.5

Elect Director Thomas E. Hoaglin

Management

For

For

1.6

Elect Director Sandra Beach Lin

Management

For

For

1.7

Elect Director Michael G. Morris

Management

For

For

1.8

Elect Director Richard C. Notebaert

Management

For

For

1.9

Elect Director Lionel L. Nowell, III

Management

For

For

1.10

Elect Director Stephen S. Rasmussen

Management

For

For

1.11

Elect Director Oliver G. Richard, III

Management

For

For

1.12

Elect Director Richard L. Sandor

Management

For

For

1.13

Elect Director Sara Martinez Tucker

Management

For

For

1.14

Elect Director John F. Turner

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

 

 

 

AMERICAN WATER WORKS COMPANY, INC.
Meeting Date:  MAY 13, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  AWK
Security ID:  030420103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stephen P. Adik

Management

For

For

1b

Elect Director Martha Clark Goss

Management

For

For

1c

Elect Director Julie A. Dobson

Management

For

For

1d

Elect Director Paul J. Evanson

Management

For

For

1e

Elect Director Richard R. Grigg

Management

For

For

1f

Elect Director Julia L. Johnson

Management

For

For

1g

Elect Director George MacKenzie

Management

For

For

1h

Elect Director William J. Marrazzo

Management

For

For

1i

Elect Director Jeffry E. Sterba

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

AT&T INC.
Meeting Date:  APR 26, 2013
Record Date:  FEB 27, 2013
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall L. Stephenson

Management

For

For

1.2

Elect Director Gilbert F. Amelio

Management

For

For

1.3

Elect Director Reuben V. Anderson

Management

For

For

1.4

Elect Director James H. Blanchard

Management

For

For

1.5

Elect Director Jaime Chico Pardo

Management

For

For

1.6

Elect Director Scott T. Ford

Management

For

For

1.7

Elect Director James P. Kelly

Management

For

For

1.8

Elect Director Jon C. Madonna

Management

For

For

1.9

Elect Director Michael B. McCallister

Management

For

For

1.10

Elect Director John B. McCoy

Management

For

For

1.11

Elect Director Joyce M. Roche

Management

For

For

1.12

Elect Director Matthew K. Rose

Management

For

For

1.13

Elect Director Laura D'Andrea Tyson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Purchase and Deferral Plan

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

6

Report on Reducing Lead Battery Health Hazards

Shareholder

Against

Against

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

For

8

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

CENTERPOINT ENERGY, INC.
Meeting Date:  APR 25, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  CNP
Security ID:  15189T107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Milton Carroll

Management

For

For

1b

Elect Director Michael P. Johnson

Management

For

For

1c

Elect Director Janiece M. Longoria

Management

For

For

1d

Elect Director David M. McClanahan

Management

For

For

1e

Elect Director Susan O. Rheney

Management

For

For

1f

Elect Director R. A. Walker

Management

For

For

1g

Elect Director Peter S. Wareing

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CLECO CORPORATION
Meeting Date:  APR 26, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  CNL
Security ID:  12561W105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Logan W. Kruger

Management

For

For

1.2

ElectDirector Bruce A. Williamson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board

Management

For

For

5

Eliminate Cumulative Voting

Management

For

Against

6

Report on Sustainability

Shareholder

Against

For

 

 

 

 

 

CMS ENERGY CORPORATION
Meeting Date:  MAY 17, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  CMS
Security ID:  125896100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jon E. Barfield

Management

For

For

1.2

Elect Director Stephen E. Ewing

Management

For

For

1.3

Elect Director Richard M. Gabrys

Management

For

For

1.4

Elect Director William D. Harvey

Management

For

For

1.5

Elect Director David W. Joos

Management

For

For

1.6

Elect Director Philip R. Lochner, Jr.

Management

For

For

1.7

Elect Director Michael T. Monahan

Management

For

For

1.8

Elect Director John G. Russell

Management

For

For

1.9

Elect Director Kenneth L. Way

Management

For

For

1.10

Elect Director Laura H. Wright

Management

For

For

1.11

Elect Director John B. Yasinsky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

CONSOLIDATED EDISON, INC.
Meeting Date:  MAY 20, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  ED
Security ID:  209115104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Burke

Management

For

For

1.2

Elect Director Vincent A. Calarco

Management

For

For

1.3

Elect Director George Campbell, Jr.

Management

For

For

1.4

Elect Director Gordon J. Davis

Management

For

For

1.5

Elect Director Michael J. Del Giudice

Management

For

For

1.6

Elect Director Ellen V. Futter

Management

For

For

1.7

Elect Director John F. Hennessy, III

Management

For

For

1.8

Elect Director John F. Killian

Management

For

For

1.9

Elect Director Eugene R. McGrath

Management

For

For

1.10

Elect Director Sally H. Pinero

Management

For

For

1.11

Elect Director Michael W. Ranger

Management

For

For

1.12

Elect Director L. Frederick Sutherland

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Cease CEO Compensation Benchmarking Policy

Shareholder

Against

Against

 

 

 

 

 

DOMINION RESOURCES, INC.
Meeting Date:  MAY 03, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William P. Barr

Management

For

For

1.2

Elect Director Peter W. Brown

Management

For

For

1.3

Elect Director Helen E. Dragas

Management

For

For

1.4

Elect Director James O. Ellis, Jr.

Management

For

For

1.5

Elect Director Thomas F. Farrell, II

Management

For

For

1.6

Elect Director John W. Harris

Management

For

For

1.7

Elect Director Robert S. Jepson, Jr.

Management

For

For

1.8

Elect Director Mark J. Kington

Management

For

For

1.9

Elect Director Pamela J. Royal

Management

For

For

1.10

Elect Director Robert H. Spilman, Jr.

Management

For

For

1.11

Elect Director Michael E. Szymanczyk

Management

For

For

1.12

Elect Director David A. Wollard

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Call Special Meeting

Management

For

For

5

Report on Coal Use from Mountaintop Removal Mining

Shareholder

Against

Against

6

Include Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

7

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

8

Report on Financial Risks of Climate Change

Shareholder

Against

Against

 

 

DTE ENERGY COMPANY
Meeting Date:  MAY 02, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerard M. Anderson

Management

For

For

1.2

Elect Director David A. Brandon

Management

For

For

1.3

Elect Director Charles G. McClure, Jr.

Management

For

For

1.4

Elect Director Gail J. McGovern

Management

For

For

1.5

Elect Director James B. Nicholson

Management

For

For

1.6

Elect Director Charles W. Pryor, Jr.

Management

For

For

1.7

Elect Director Ruth G. Shaw

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 02, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Barnet, III

Management

For

For

1.2

Elect Director G. Alex Bernhardt, Sr.

Management

For

For

1.3

Elect Director Michael G. Browning

Management

For

For

1.4

Elect Director Harris E. DeLoach, Jr.

Management

For

For

1.5

Elect Director Daniel R. DiMicco

Management

For

Withhold

1.6

Elect Director John H. Forsgren

Management

For

Withhold

1.7

Elect Director Ann Maynard Gray

Management

For

Withhold

1.8

Elect Director James H. Hance, Jr.

Management

For

Withhold

1.9

Elect Director John T. Herron

Management

For

For

1.10

Elect Director James B. Hyler, Jr.

Management

For

For

1.11

Elect Director E. Marie McKee

Management

For

For

1.12

Elect Director E. James Reinsch

Management

For

For

1.13

Elect Director James T. Rhodes

Management

For

For

1.14

Elect Director James E. Rogers

Management

For

For

1.15

Elect Director Carlos A. Saladrigas

Management

For

For

1.16

Elect Director Philip R. Sharp

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

EDISON INTERNATIONAL
Meeting Date:  APR 25, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  EIX
Security ID:  281020107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jagjeet S. Bindra

Management

For

For

1.2

Elect Director Vanessa C.L. Chang

Management

For

For

1.3

Elect Director France A. Cordova

Management

For

For

1.4

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.5

Elect Director Bradford M. Freeman

Management

For

For

1.6

Elect Director Luis G. Nogales

Management

For

For

1.7

Elect Director Ronald L. Olson

Management

For

For

1.8

Elect Director Richard T. Schlosberg, III

Management

For

For

1.9

Elect Director Thomas C. Sutton

Management

For

For

1.10

Elect Director Peter J. Taylor

Management

For

For

1.11

Elect Director Brett White

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

 

 

 

ENTERGY CORPORATION
Meeting Date:  MAY 03, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  ETR
Security ID:  29364G103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Maureen Scannell Bateman

Management

For

For

1b

Elect Director L.P. Denault

Management

For

For

1c

Elect Director Gary W. Edwards

Management

For

For

1d

Elect Director Alexis M. Herman

Management

For

For

1e

Elect Director Donald C. Hintz

Management

For

For

1f

Elect Director Stuart L. Levenick

Management

For

For

1g

Elect Director Blanche L. Lincoln

Management

For

For

1h

Elect Director Stewart C. Myers

Management

For

For

1i

Elect Director W.J. Tauzin

Management

For

For

1j

Elect Director Steven V. Wilkinson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

 

 

EXELON CORPORATION
Meeting Date:  APR 23, 2013
Record Date:  MAR 01, 2013
Meeting Type:  ANNUAL

Ticker:  EXC
Security ID:  30161N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony K. Anderson

Management

For

For

1b

Elect Director Ann C. Berzin

Management

For

For

1c

Elect Director John A. Canning, Jr.

Management

For

For

1d

Elect Director Christopher M. Crane

Management

For

For

1e

Elect Director Yves C. de Balmann

Management

For

For

1f

Elect Director Nicholas DeBenedictis

Management

For

For

1g

Elect Director Nelson A. Diaz

Management

For

For

1h

Elect Director Sue L. Gin

Management

For

For

1i

Elect Director Paul L. Joskow

Management

For

For

1j

Elect Director Robert J. Lawless

Management

For

For

1k

Elect Director Richard W. Mies

Management

For

For

1l

Elect Director William C. Richardson

Management

For

For

1m

Elect Director Thomas J. Ridge

Management

For

For

1n

Elect Director John W. Rogers, Jr.

Management

For

For

1o

Elect Director Mayo A. Shattuck, III

Management

For

For

1p

Elect Director Stephen D. Steinour

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

 

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 21, 2013
Record Date:  MAR 22, 2013
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul T. Addison

Management

For

For

1.2

Elect Director Anthony J. Alexander

Management

For

For

1.3

Elect Director Michael J. Anderson

Management

For

For

1.4

Elect Director Carol A. Cartwright

Management

For

For

1.5

Elect Director William T. Cottle

Management

For

For

1.6

Elect Director Robert B. Heisler, Jr.

Management

For

Withhold

1.7

Elect Director Julia L. Johnson

Management

For

For

1.8

Elect Director Ted J. Kleisner

Management

For

Withhold

1.9

Elect Director Donald T. Misheff

Management

For

For

1.10

Elect Director Ernest J. Novak, Jr.

Management

For

For

1.11

Elect Director Christopher D. Pappas

Management

For

Withhold

1.12

Elect Director Catherine A. Rein

Management

For

Withhold

1.13

Elect Director George M. Smart

Management

For

For

1.14

Elect Director Wes M. Taylor

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Supermajority Vote Requirement

Management

For

For

5

Cease CEO Compensation Benchmarking Policy

Shareholder

Against

Against

6

Submit SERP to Shareholder Vote

Shareholder

Against

Against

7

Stock Retention/Holding Period

Shareholder

Against

Against

8

Require a Majority Vote for the Election of Directors

Shareholder

Against

Against

9

Provide Right to Act by Written Consent

Shareholder

Against

Against

 

 

 

 

 

GREAT PLAINS ENERGY INCORPORATED
Meeting Date:  MAY 07, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL

Ticker:  GXP
Security ID:  391164100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Terry Bassham

Management

For

For

1.2

Elect Director David L. Bodde

Management

For

For

1.3

Elect Director Randall C. Ferguson, Jr.

Management

For

For

1.4

Elect Director Gary D. Forsee

Management

For

For

1.5

Elect Director Thomas D. Hyde

Management

For

For

1.6

Elect Director James A. Mitchell

Management

For

For

1.7

Elect Director Ann D. Murtlow

Management

For

For

1.8

Elect Director John J. Sherman

Management

For

For

1.9

Elect Director Linda H. Talbott

Management

For

For

1.10

Elect Director Robert H. West

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

HAWAIIAN ELECTRIC INDUSTRIES, INC.
Meeting Date:  MAY 08, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  HE
Security ID:  419870100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas B. Fargo

Management

For

For

1.2

Elect Director Kelvin H. Taketa

Management

For

For

1.3

Elect Director Jeffrey N. Watanabe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

IDACORP, INC.
Meeting Date:  MAY 16, 2013
Record Date:  MAR 28, 2013
Meeting Type:  ANNUAL

Ticker:  IDA
Security ID:  451107106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Judith A. Johansen

Management

For

For

1.2

Elect Director J. Lamont Keen

Management

For

For

1.3

Elect Director Robert A. Tinstman

Management

For

For

1.4

Elect Director Dennis L. Johnson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KINDER MORGAN, INC.
Meeting Date:  MAY 07, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  KMI
Security ID:  49456B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard D. Kinder

Management

For

For

1.2

Elect Director C. Park Shaper

Management

For

For

1.3

Elect Director Steven J. Kean

Management

For

For

1.4

Elect Director Anthony W. Hall, Jr.

Management

For

For

1.5

Elect Director Deborah A. Macdonald

Management

For

For

1.6

Elect Director Michael Miller

Management

For

For

1.7

Elect Director Michael C. Morgan

Management

For

For

1.8

Elect Director Fayez Sarofim

Management

For

For

1.9

Elect Director Joel V. Staff

Management

For

For

1.10

Elect Director John Stokes

Management

For

For

1.11

Elect Director Robert F. Vagt

Management

For

For

2

Ratify Auditors

Management

For

For

 

 

MDU RESOURCES GROUP, INC.
Meeting Date:  APR 23, 2013
Record Date:  FEB 25, 2013
Meeting Type:  ANNUAL

Ticker:  MDU
Security ID:  552690109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Everist

Management

For

For

1.2

Elect Director Karen B. Fagg

Management

For

For

1.3

Elect Director David L. Goodin

Management

For

For

1.4

Elect Director A. Bart Holaday

Management

For

For

1.5

Elect Director Dennis W. Johnson

Management

For

For

1.6

Elect Director Thomas C. Knudson

Management

For

For

1.7

Elect Director Patricia L. Moss

Management

For

For

1.8

Elect Director Harry J. Pearce

Management

For

For

1.9

Elect Director J. Kent Wells

Management

For

For

1.10

Elect Director John K. Wilson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

NATIONAL GRID PLC
Meeting Date:  JUL 30, 2012
Record Date:  JUL 28, 2012
Meeting Type:  ANNUAL

Ticker:  NG.
Security ID:  G6375K151

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Sir Peter Gershon as Director

Management

For

For

4

Re-elect Steve Holliday as Director

Management

For

For

5

Re-elect Andrew Bonfield as Director

Management

For

For

6

Re-elect Tom King as Director

Management

For

For

7

Re-elect Nick Winser as Director

Management

For

For

8

Re-elect Ken Harvey as Director

Management

For

For

9

Re-elect Linda Adamany as Director

Management

For

For

10

Re-elect Philip Aiken as Director

Management

For

For

11

Elect Nora Brownell as Director

Management

For

For

12

Elect Paul Golby as Director

Management

For

For

13

Elect Ruth Kelly as Director

Management

For

For

14

Re-elect Maria Richter as Director

Management

For

For

15

Re-elect George Rose as Director

Management

For

For

16

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

17

Authorise Board to Fix Remuneration of Auditors

Management

For

For

18

Approve Remuneration Report

Management

For

For

19

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

23

Amend Articles of Association

Management

For

For

 

 

 

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 23, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director Robert M. Beall, II

Management

For

For

1c

Elect Director James L. Camaren

Management

For

For

1d

Elect Director Kenneth B. Dunn

Management

For

For

1e

Elect Director Lewis Hay, III

Management

For

For

1f

Elect Director Toni Jennings

Management

For

For

1g

Elect Director James L. Robo

Management

For

For

1h

Elect Director Rudy E. Schupp

Management

For

For

1i

Elect Director John L. Skolds

Management

For

For

1j

Elect Director William H. Swanson

Management

For

For

1k

Elect Director Michael H. Thaman

Management

For

For

1l

Elect Director Hansel E. Tookes, II

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Minimize Pool Storage of Spent Nuclear Fuel

Shareholder

Against

Against

 

 

NISOURCE INC.
Meeting Date:  MAY 14, 2013
Record Date:  MAR 19, 2013
Meeting Type:  ANNUAL

Ticker:  NI
Security ID:  65473P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard A. Abdoo

Management

For

For

1.2

Elect Director Aristides S. Candris

Management

For

For

1.3

Elect Director Sigmund L. Cornelius

Management

For

For

1.4

Elect Director Michael E. Jesanis

Management

For

For

1.5

Elect Director Marty R. Kittrell

Management

For

For

1.6

Elect Director W. Lee Nutter

Management

For

For

1.7

Elect Director Deborah S. Parker

Management

For

For

1.8

Elect Director Robert C. Skaggs, Jr.

Management

For

For

1.9

Elect Director Teresa A. Taylor

Management

For

For

1.10

Elect Director Richard L. Thompson

Management

For

For

1.11

Elect Director Carolyn Y. Woo

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Adopt Compensation Benchmarking Policy

Shareholder

Against

Against

 

 

 

 

 

NORTHEAST UTILITIES
Meeting Date:  OCT 31, 2012
Record Date:  SEP 04, 2012
Meeting Type:  ANNUAL

Ticker:  NU
Security ID:  664397106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Booth

Management

For

For

1.2

Elect Director John S. Clarkeson

Management

For

For

1.3

Elect Director Cotton M. Cleveland

Management

For

For

1.4

Elect Director Sanford Cloud, Jr.

Management

For

For

1.5

Elect Director James S. DiStasio

Management

For

For

1.6

Elect Director Francis A. Doyle

Management

For

For

1.7

Elect Director Charles K. Gifford

Management

For

For

1.8

Elect Director Paul A. La Camera

Management

For

For

1.9

Elect Director Kenneth R. Leibler

Management

For

For

1.10

Elect Director Thomas J. May

Management

For

For

1.11

Elect Director Charles W. Shivery

Management

For

For

1.12

Elect Director William C. Van Faasen

Management

For

For

1.13

Elect Director Frederica M. Williams

Management

For

For

1.14

Elect Director Dennis R. Wraase

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

NORTHEAST UTILITIES
Meeting Date:  MAY 01, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  NU
Security ID:  664397106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Booth

Management

For

For

1.2

Elect Director John S. Clarkeson

Management

For

For

1.3

Elect Director Cotton M. Cleveland

Management

For

For

1.4

Elect Director Sanford Cloud, Jr.

Management

For

For

1.5

Elect Director James S. DiStasio

Management

For

For

1.6

Elect Director Francis A. Doyle

Management

For

For

1.7

Elect Director Charles K. Gifford

Management

For

For

1.8

Elect Director Paul A. La Camera

Management

For

For

1.9

Elect Director Kenneth R. Leibler

Management

For

For

1.10

Elect Director Thomas J. May

Management

For

For

1.11

Elect Director Charles W. Shivery

Management

For

For

1.12

Elect Director William C. Van Faasen

Management

For

For

1.13

Elect Director Frederica M. Williams

Management

For

For

1.14

Elect Director Dennis R. Wraase

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

NV ENERGY, INC.
Meeting Date:  MAY 08, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  NVE
Security ID:  67073Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Joseph B. Anderson, Jr.

Management

For

For

1b

Elect Director Glenn C. Christenson

Management

For

For

1c

Elect Director Susan F. Clark

Management

For

For

1d

Elect Director Stephen E. Frank

Management

For

Against

1e

Elect Director Brian J. Kennedy

Management

For

For

1f

Elect Director Maureen T. Mullarkey

Management

For

For

1g

Elect Director John F. O'Reilly

Management

For

For

1h

Elect Director Philip G. Satre

Management

For

For

1i

Elect Director Donald D. Snyder

Management

For

For

1j

Elect Director Michael W. Yackira

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

Against

4

Ratify Auditors

Management

For

For

 

 

PEPCO HOLDINGS, INC.
Meeting Date:  MAY 17, 2013
Record Date:  MAR 20, 2013
Meeting Type:  ANNUAL

Ticker:  POM
Security ID:  713291102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jack B. Dunn, IV

Management

For

For

1.2

Elect Director H. Russell Frisby, Jr.

Management

For

For

1.3

Elect Director Terence C. Golden

Management

For

For

1.4

Elect Director Patrick T. Harker

Management

For

For

1.5

Elect Director Frank O. Heintz

Management

For

For

1.6

Elect Director Barbara J. Krumsiek

Management

For

For

1.7

Elect Director George F. MacCormack

Management

For

For

1.8

Elect Director Lawrence C. Nussdorf

Management

For

For

1.9

Elect Director Patricia A. Oelrich

Management

For

For

1.10

Elect Director Joseph M. Rigby

Management

For

For

1.11

Elect Director Frank K. Ross

Management

For

For

1.12

Elect Director Pauline A. Schneider

Management

For

For

1.13

Elect Director Lester P. Silverman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

PG&E CORPORATION
Meeting Date:  MAY 06, 2013
Record Date:  MAR 07, 2013
Meeting Type:  ANNUAL

Ticker:  PCG
Security ID:  69331C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David R. Andrews

Management

For

For

1.2

Elect Director Lewis Chew

Management

For

For

1.3

Elect Director C. Lee Cox

Management

For

For

1.4

Elect Director Anthony F. Earley, Jr.

Management

For

For

1.5

Elect Director Fred J. Fowler

Management

For

For

1.6

Elect Director Maryellen C. Herringer

Management

For

For

1.7

Elect Director Roger H. Kimmel

Management

For

For

1.8

Elect Director Richard A. Meserve

Management

For

For

1.9

Elect Director Forrest E. Miller

Management

For

For

1.10

Elect Director Rosendo G. Parra

Management

For

For

1.11

Elect Director Barbara L. Rambo

Management

For

For

1.12

Elect Director Barry Lawson Williams

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

PINNACLE WEST CAPITAL CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  PNW
Security ID:  723484101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward N. Basha, Jr.

Management

For

For

1.2

Elect Director Donald E. Brandt

Management

For

For

1.3

Elect Director Susan Clark-Johnson

Management

For

For

1.4

Elect Director Denis A. Cortese

Management

For

For

1.5

Elect Director Michael L. Gallagher

Management

For

For

1.6

Elect Director Roy A. Herberger, Jr.

Management

For

For

1.7

Elect Director Dale E. Klein

Management

For

For

1.8

Elect Director Humberto S. Lopez

Management

For

For

1.9

Elect Director Kathryn L. Munro

Management

For

For

1.10

Elect Director Bruce J. Nordstrom

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

 

 

 

PNM RESOURCES, INC.
Meeting Date:  MAY 09, 2013
Record Date:  MAR 20, 2013
Meeting Type:  ANNUAL

Ticker:  PNM
Security ID:  69349H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Adelmo E. Archuleta

Management

For

For

1.2

Elect Director Patricia K. Collawn

Management

For

For

1.3

Elect Director Julie A. Dobson

Management

For

For

1.4

Elect Director Alan J. Fohrer

Management

For

For

1.5

Elect Director Robert R. Nordhaus

Management

For

For

1.6

Elect Director Bonnie S. Reitz

Management

For

For

1.7

Elect Director Donald K. Schwanz

Management

For

For

1.8

Elect Director Bruce W. Wilkinson

Management

For

For

1.9

Elect Director Joan B. Woodard

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date:  MAY 22, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  POR
Security ID:  736508847

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John W. Ballantine

Management

For

For

1.2

Elect Director Rodney L. Brown, Jr.

Management

For

For

1.3

Elect Director Jack E. Davis

Management

For

For

1.4

Elect Director David A. Dietzler

Management

For

For

1.5

Elect Director Kirby A. Dyess

Management

For

For

1.6

Elect Director Mark B. Ganz

Management

For

For

1.7

Elect Director Corbin A. McNeill, Jr.

Management

For

For

1.8

Elect Director Neil J. Nelson

Management

For

For

1.9

Elect Director M. Lee Pelton

Management

For

For

1.10

Elect Director James J. Piro

Management

For

For

1.11

Elect Director Robert T. F. Reid

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Ratify Auditors

Management

For

For

 

 

 

 

 

PPL CORPORATION
Meeting Date:  MAY 15, 2013
Record Date:  FEB 28, 2013
Meeting Type:  ANNUAL

Ticker:  PPL
Security ID:  69351T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frederick M. Bernthal

Management

For

For

1.2

Elect Director John W. Conway

Management

For

For

1.3

Elect Director Philip G. Cox

Management

For

For

1.4

Elect Director Steven G. Elliott

Management

For

For

1.5

Elect Director Louise K. Goeser

Management

For

For

1.6

Elect Director Stuart E. Graham

Management

For

For

1.7

Elect Director Stuart Heydt

Management

For

For

1.8

Elect Director Raja Rajamannar

Management

For

For

1.9

Elect Director Craig A. Rogerson

Management

For

For

1.10

Elect Director William H. Spence

Management

For

For

1.11

Elect Director Natica von Althann

Management

For

For

1.12

Elect Director Keith H. Williamson

Management

For

For

2

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

3

Ratify Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Political Contributions

Shareholder

Against

Against

 

 

 

 

 

PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Meeting Date:  APR 16, 2013
Record Date:  FEB 15, 2013
Meeting Type:  ANNUAL

Ticker:  PEG
Security ID:  744573106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Albert R. Gamper, Jr.

Management

For

For

1.2

Elect Director William V. Hickey

Management

For

For

1.3

Elect Director Ralph Izzo

Management

For

For

1.4

Elect Director Shirley Ann Jackson

Management

For

For

1.5

Elect Director David Lilley

Management

For

For

1.6

Elect Director Thomas A. Renyi

Management

For

For

1.7

Elect Director Hak Cheol Shin

Management

For

For

1.8

Elect Director Richard J. Swift

Management

For

For

1.9

Elect Director Susan Tomasky

Management

For

For

1.10

Elect Director Alfred W. Zollar

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Nonqualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Auditors

Management

For

For

6

Reduce Supermajority Vote Requirement

Shareholder

Against

For

 

 

QUESTAR CORPORATION
Meeting Date:  MAY 10, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  STR
Security ID:  748356102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Teresa Beck

Management

For

For

1b

Elect Director R. D. Cash

Management

For

For

1c

Elect Director Laurence M. Downes

Management

For

For

1d

Elect Director Christopher A. Helms

Management

For

For

1e

Elect Director Ronald W. Jibson

Management

For

For

1f

Elect Director Keith O. Rattie

Management

For

For

1g

Elect Director Harris H. Simmons

Management

For

For

1h

Elect Director Bruce A. Williamson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

 

 

SCANA CORPORATION
Meeting Date:  APR 25, 2013
Record Date:  MAR 05, 2013
Meeting Type:  ANNUAL

Ticker:  SCG
Security ID:  80589M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin B. Marsh

Management

For

Withhold

1.2

Elect Director Joshua W. Martin, III

Management

For

Withhold

1.3

Elect Director James M. Micali

Management

For

Withhold

1.4

Elect Director Harold C. Stowe

Management

For

Withhold

2

Ratify Auditors

Management

For

For

3

Declassify the Board of Directors

Shareholder

None

For

 

 

SEMPRA ENERGY
Meeting Date:  MAY 09, 2013
Record Date:  MAR 12, 2013
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan L. Boeckmann

Management

For

For

1.2

Elect Director James G. Brocksmith, Jr.

Management

For

For

1.3

Elect Director William D. Jones

Management

For

For

1.4

Elect Director William G. Ouchi

Management

For

For

1.5

Elect Director Debra L. Reed

Management

For

For

1.6

Elect Director William C. Rusnack

Management

For

For

1.7

Elect Director William P. Rutledge

Management

For

For

1.8

Elect Director Lynn Schenk

Management

For

For

1.9

Elect Director Jack T. Taylor

Management

For

For

1.10

Elect Director Luis M. Tellez

Management

For

For

1.11

Elect Director James C. Yardley

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

Against

 

 

SPECTRA ENERGY CORP
Meeting Date:  APR 30, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  SE
Security ID:  847560109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William T. Esrey

Management

For

For

1b

Elect Director Gregory L. Ebel

Management

For

For

1c

Elect Director Austin A. Adams

Management

For

For

1d

Elect Director Joseph Alvarado

Management

For

For

1e

Elect Director Pamela L. Carter

Management

For

For

1f

Elect Director F. Anthony Comper

Management

For

For

1g

Elect Director Peter B. Hamilton

Management

For

For

1h

Elect Director Dennis R. Hendrix

Management

For

For

1i

Elect Director Michael McShane

Management

For

For

1j

Elect Director Michael G. Morris

Management

For

For

1k

Elect Director Michael E.J. Phelps

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Report on Methane Emissions

Shareholder

Against

Against

 

 

 

 

 

SSE PLC
Meeting Date:  JUL 26, 2012
Record Date:  JUL 24, 2012
Meeting Type:  ANNUAL

Ticker:  SSE
Security ID:  G8842P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Final Dividend

Management

For

For

4

Re-elect Katie Bickerstaffe as Director

Management

For

For

5

Re-elect Jeremy Beeton as Director

Management

For

For

6

Re-elect Lord Smith of Kelvin as Director

Management

For

For

7

Re-elect Ian Marchant as Director

Management

For

For

8

Re-elect Gregor Alexander as Director

Management

For

For

9

Re-elect Alistair Phillips-Davies as Director

Management

For

For

10

Re-elect Lady Rice as Director

Management

For

For

11

Re-elect Richard Gillingwater as Director

Management

For

For

12

Re-elect Thomas Andersen as Director

Management

For

For

13

Reappoint KPMG Audit plc as Auditors

Management

For

For

14

Authorise Board to Fix Remuneration of Auditors

Management

For

For

15

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

17

Authorise Market Purchase of Ordinary Shares

Management

For

For

18

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

 

 

 

 

 

TECO ENERGY, INC.
Meeting Date:  MAY 01, 2013
Record Date:  FEB 22, 2013
Meeting Type:  ANNUAL

Ticker:  TE
Security ID:  872375100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John B. Ramil

Management

For

For

1.2

Elect Director Tom L. Rankin

Management

For

For

1.3

Elect Director William D. Rockford

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Shareholder

Against

Against

 

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 22, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Juanita Powell Baranco

Management

For

For

1b

Elect Director Jon A. Boscia

Management

For

For

1c

Elect Director Henry A. 'Hal' Clark, III

Management

For

For

1d

Electi Director Thomas A. Fanning

Management

For

For

1e

Elect Director David J. Grain

Management

For

For

1f

Elect Director H. William Habermeyer, Jr.

Management

For

For

1g

Elect Director Veronica M. Hagen

Management

For

For

1h

Elect Director Warren A. Hood, Jr.

Management

For

For

1i

Elect Director Donald M. James

Management

For

For

1j

Elect Director Dale E. Klein

Management

For

For

1k

Elect Director William G. Smith, Jr.

Management

For

For

1l

Elect Director Steven R. Specker

Management

For

For

1m

Elect Director E. Jenner Wood, III

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Alter Mandatory Retirement Policy for Directors

Management

For

For

5

Reduce Supermajority Vote Requirement

Management

For

For

6

Reduce Supermajority Vote Requirement

Management

For

For

 

 

 

 

 

THE WILLIAMS COMPANIES, INC.
Meeting Date:  MAY 16, 2013
Record Date:  MAR 25, 2013
Meeting Type:  ANNUAL

Ticker:  WMB
Security ID:  969457100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan S. Armstrong

Management

For

For

1.2

Elect Director Joseph R. Cleveland

Management

For

For

1.3

Elect Director Kathleen B. Cooper

Management

For

For

1.4

Elect Director John A. Hagg

Management

For

For

1.5

Elect Director Juanita H. Hinshaw

Management

For

For

1.6

Elect Director Ralph Izzo

Management

For

For

1.7

Elect Director Frank T. MacInnis

Management

For

For

1.8

Elect Director Steven W. Nance

Management

For

For

1.9

Elect Director Murray D. Smith

Management

For

For

1.10

Elect Director Janice D. Stoney

Management

For

For

1.11

Elect Director Laura A. Sugg

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

TRANSCANADA CORPORATION
Meeting Date:  APR 26, 2013
Record Date:  FEB 26, 2013
Meeting Type:  ANNUAL/SPECIAL

Ticker:  TRP
Security ID:  89353D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin E. Benson

Management

For

For

1.2

Elect Director Derek H. Burney

Management

For

For

1.3

Elect Director Paule Gauthier

Management

For

For

1.4

Elect Director Russell K. Girling

Management

For

For

1.5

Elect Director S. Barry Jackson

Management

For

For

1.6

Elect Director Paul L. Joskow

Management

For

For

1.7

Elect Director Paula Rosput Reynolds

Management

For

For

1.8

Elect Director Mary Pat Salomone

Management

For

For

1.9

Elect Director W. Thomas Stephens

Management

For

For

1.10

Elect Director D. Michael G. Stewart

Management

For

For

1.11

Elect Director Richard E. Waugh

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Approve Shareholder Rights Plan

Management

For

For

5

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

 

 

 

UGI CORPORATION
Meeting Date:  JAN 24, 2013
Record Date:  NOV 13, 2012
Meeting Type:  ANNUAL

Ticker:  UGI
Security ID:  902681105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lon R. Greenberg

Management

For

For

1.2

Elect Director Marvin O. Schlanger

Management

For

For

1.3

Elect Director Anne Pol

Management

For

For

1.4

Elect Director Ernest E. Jones

Management

For

For

1.5

Elect Director John L. Walsh

Management

For

For

1.6

Elect Director Roger B. Vincent

Management

For

For

1.7

Elect Director M. Shawn Puccio

Management

For

For

1.8

Elect Director Richard W. Gochnauer

Management

For

For

1.9

Elect Director Frank S. Hermance

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Auditors

Management

For

For

 

 

UIL HOLDINGS CORPORATION
Meeting Date:  MAY 14, 2013
Record Date:  MAR 11, 2013
Meeting Type:  ANNUAL

Ticker:  UIL
Security ID:  902748102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thelma R. Albright

Management

For

For

1.2

Elect Director Arnold L. Chase

Management

For

Withhold

1.3

Elect Director Betsy Henley-Cohn

Management

For

For

1.4

Elect Director Suedeen G. Kelly

Management

For

For

1.5

Elect Director John L. Lahey

Management

For

For

1.6

Elect Director Daniel J. Miglio

Management

For

For

1.7

Elect Director William F. Murdy

Management

For

For

1.8

Elect Director William B. Plummer

Management

For

For

1.9

Elect Director Donald R. Shassian

Management

For

For

1.10

Elect Director James P. Torgerson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

Against

 

 

 

 

 

UNITED UTILITIES GROUP PLC
Meeting Date:  JUL 27, 2012
Record Date:  JUL 25, 2012
Meeting Type:  ANNUAL

Ticker:  UU.
Security ID:  G92755100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Re-elect Dr John McAdam as Director

Management

For

For

5

Re-elect Steve Mogford as Director

Management

For

For

6

Re-elect Russ Houlden as Director

Management

For

For

7

Re-elect Dr Catherine Bell as Director

Management

For

For

8

Re-elect Paul Heiden as Director

Management

For

For

9

Re-elect Nick Salmon as Director

Management

For

For

10

Elect Sara Weller as Director

Management

For

For

11

Reappoint KPMG Audit plc as Auditors

Management

For

For

12

Authorise Board to Fix Remuneration of Auditors

Management

For

For

13

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

14

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

15

Authorise Market Purchase of Ordinary Shares

Management

For

For

16

Authorise the Company to Call EGM with Two Weeks' Notice

Management

For

For

17

Authorise EU Political Donations and Expenditure

Management

For

For

 

 

VECTREN CORPORATION
Meeting Date:  MAY 23, 2013
Record Date:  MAR 15, 2013
Meeting Type:  ANNUAL

Ticker:  VVC
Security ID:  92240G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carl L. Chapman

Management

For

For

1.2

Elect Director James H. DeGraffenreidt, Jr.

Management

For

For

1.3

Elect Director Niel C. Ellerbrook

Management

For

For

1.4

Elect Director John D. Engelbrecht

Management

For

For

1.5

Elect Director Anton H. George

Management

For

For

1.6

Elect Director Martin C. Jischke

Management

For

For

1.7

Elect Director Robert G. Jones

Management

For

For

1.8

Elect Director J. Timothy McGinley

Management

For

For

1.9

Elect Director R. Daniel Sadlier

Management

For

For

1.10

Elect Director Michael L. Smith

Management

For

For

1.11

Elect Director Jean L. Wojtowicz

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 02, 2013
Record Date:  MAR 04, 2013
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard L. Carrion

Management

For

For

1.2

Elect Director Melanie L. Healey

Management

For

For

1.3

Elect Director M. Frances Keeth

Management

For

For

1.4

Elect Director Robert W. Lane

Management

For

For

1.5

Elect Director Lowell C. McAdam

Management

For

For

1.6

Elect Director Sandra O. Moose

Management

For

For

1.7

Elect Director Joseph Neubauer

Management

For

Against

1.8

Elect Director Donald T. Nicolaisen

Management

For

For

1.9

Elect Director Clarence Otis, Jr.

Management

For

For

1.10

Elect Director Hugh B. Price

Management

For

For

1.11

Elect Director Rodney E. Slater

Management

For

For

1.12

Elect Director Kathryn A. Tesija

Management

For

For

1.13

Elect Director Gregory D. Wasson

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Commit to Wireless Network Neutrality

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Adopt Proxy Access Right

Shareholder

Against

For

8

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

9

Amend Articles/Bylaws/Charter- Call Special Meetings

Shareholder

Against

For

10

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

 

 

 

WESTAR ENERGY, INC.
Meeting Date:  MAY 16, 2013
Record Date:  MAR 18, 2013
Meeting Type:  ANNUAL

Ticker:  WR
Security ID:  95709T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard L. Hawley

Management

For

For

1.2

Elect Director B. Anthony Isaac

Management

For

For

1.3

Elect Director S. Carl Soderstrom, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

WISCONSIN ENERGY CORPORATION
Meeting Date:  MAY 02, 2013
Record Date:  FEB 21, 2013
Meeting Type:  ANNUAL

Ticker:  WEC
Security ID:  976657106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Bergstrom

Management

For

For

1.2

Elect Director Barbara L. Bowles

Management

For

For

1.3

Elect Director Patricia W. Chadwick

Management

For

For

1.4

Elect Director Curt S. Culver

Management

For

For

1.5

Elect Director Thomas J. Fischer

Management

For

For

1.6

Elect Director Gale E. Klappa

Management

For

For

1.7

Elect Director Henry W. Knueppel

Management

For

For

1.8

Elect Director Ulice Payne, Jr.

Management

For

For

1.9

Elect Director Mary Ellen Stanek

Management

For

Against

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

XCEL ENERGY INC.
Meeting Date:  MAY 22, 2013
Record Date:  MAR 26, 2013
Meeting Type:  ANNUAL

Ticker:  XEL
Security ID:  98389B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gail Koziara Boudreaux

Management

For

For

1b

Elect Director Fredric W. Corrigan

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Benjamin G.S. Fowke, III

Management

For

For

1e

Elect Director Albert F. Moreno

Management

For

For

1f

Elect Director Richard T. O'Brien

Management

For

For

1g

Elect Director Christopher J. Policinski

Management

For

For

1h

Elect Director A. Patricia Sampson

Management

For

For

1i

Elect Director James J. Sheppard

Management

For

For

1j

Elect Director David A. Westerlund

Management

For

For

1k

Elect Director Kim Williams

Management

For

For

1l

Elect Director Timothy V. Wolf

Management

For

For

2

Ratify Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

 

 

 

 

Franklin U.S. Government Securities Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

(Registrant)      Franklin Custodian Funds                                                                               

 

 

 

By (Signature and Title)* /s/ LAURA F. FERGERSON________________________________

   Laura F. Fergerson,

   Chief Executive Officer – Finance and Administration

 

Date  August 23, 2013 

 

* Print the name and title of each signing officer under his or her signature.