-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ie6kW0hhqZMiW9UrjD0c6V5KoIdJiPXpUZ+nYCKMk5aolIuKKJ6tKUoVRcDuIlP0 Ik+AtTxg0X5wF8BezsWXyA== 0000950133-96-000345.txt : 19960408 0000950133-96-000345.hdr.sgml : 19960408 ACCESSION NUMBER: 0000950133-96-000345 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960315 FILED AS OF DATE: 19960405 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED CAPITAL CORP CENTRAL INDEX KEY: 0000003845 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 530245085 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 811-00907 FILM NUMBER: 96544685 BUSINESS ADDRESS: STREET 1: 1666 K ST N W STE 901 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2023311112 MAIL ADDRESS: STREET 2: 1666 K STREET NW 9TH FL CITY: WASHINGTON STATE: DC ZIP: 20006 10-C 1 ALLIED CAPITAL CORPORATION FORM 10-C. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER ALLIED CAPITAL CORPORATION ------------------------------------------------- (Exact name of issuer as specified in charter) 1666 K Street, N.W., Ninth Floor, Washington, D.C. 20006 ------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (202) 331-1112 ---------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock ---------------------------------------------------------- ------------------------------------------------------------------------ 2. Number of shares outstanding before the change 6,228,126 ----------------------------- ------------------------------------------------------------------------ ------------------------------------------------------------------------ 3. Number of shares outstanding after the change 6,891,836 ------------------------------ ------------------------------------------------------------------------ ------------------------------------------------------------------------ 4. Effective date of change 3/15/96 --------------------------------------------------- ------------------------------------------------------------------------ 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) rights offering ------------------------------------------------------------------ Give brief description of transaction 1-for-7 non-transferable --------------------------------- rights offering ------------------------------------------------------------------ ------------------------------------------------------------------ II. CHANGE IN NAME OF ISSUER 1. Name prior to change -------------------------------------------------------- 2. Name after change ----------------------------------------------------------- 3. Effective date of charter amendment changing name --------------------------- 4. Date of shareholder approval of change, if required ------------------------- Date 4/5/96 /s/ Suzanne V. Sparrow ---------------------- ------------------------------------ Vice President, Investor Relations -----END PRIVACY-ENHANCED MESSAGE-----