0001683168-21-004695.txt : 20211005 0001683168-21-004695.hdr.sgml : 20211005 20211005160141 ACCESSION NUMBER: 0001683168-21-004695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Howard J CENTRAL INDEX KEY: 0001543871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34780 FILM NUMBER: 211306594 MAIL ADDRESS: STREET 1: C/O FORWARD INDUSTRIES, INC. STREET 2: 3110 MAIN STREET, SUITE 400 CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Industries, Inc. CENTRAL INDEX KEY: 0000038264 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 131950672 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 VETERANS MEMORIAL HWY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 561-465-0030 MAIL ADDRESS: STREET 1: 700 VETERANS MEMORIAL HWY, SUITE 100 CITY: HAUPPAUGE STATE: NY ZIP: 11788 FORMER COMPANY: FORMER CONFORMED NAME: FORWARD INDUSTRIES INC DATE OF NAME CHANGE: 19950105 FORMER COMPANY: FORMER CONFORMED NAME: PROGRESS HEAT SEALING CO INC DATE OF NAME CHANGE: 19721111 4 1 ownership.xml X0306 4 2021-10-01 0 0000038264 Forward Industries, Inc. FORD 0001543871 Morgan Howard J C/O FORWARD INDUSTRIES, INC. 700 VETERANS MEMORIAL HWY, SUITE 100 HAUPPAUGE NY 11788 1 0 0 0 Stock Options (Right to Buy) 2.39 2021-10-01 4 A 0 9551 A 2026-10-01 Common Stock 9551 9551 D Stock Options (Right to Buy) 2.39 2021-10-01 4 A 0 9901 A 2026-10-01 Common Stock 9901 9901 D The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date. Not applicable. Fully vested. /s/ Howard Morgan 2021-10-05