0001293301-14-000017.txt : 20140515 0001293301-14-000017.hdr.sgml : 20140515 20140515162859 ACCESSION NUMBER: 0001293301-14-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST LABORATORIES INC CENTRAL INDEX KEY: 0000038074 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 111798614 STATE OF INCORPORATION: DE FISCAL YEAR END: 0913 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212)421-7850 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAUNDERS BRENT L CENTRAL INDEX KEY: 0001268854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05438 FILM NUMBER: 14847784 MAIL ADDRESS: STREET 1: 2000 GALLOPING HILL ROAD STREET 2: C/O SCHERING PLOUGH CORP CITY: KENILWORTH STATE: NJ ZIP: 07033 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-13 0000038074 FOREST LABORATORIES INC FRX 0001268854 SAUNDERS BRENT L C/O FOREST LABORATORIES, INC. 909 THIRD AVENUE NEW YORK NY 10022 1 1 0 0 CEO & President Common Stock 2014-05-13 4 A 0 42257 0 A 255299 D Stock Option (Right to Buy) 92.645 2014-05-13 4 A 0 134590 A 2015-05-13 2024-05-12 Common Stock 134590 134590 D These shares of common stock are issued under the Company's 2007 Equity Incentive Plan and are subject to a risk of forfeiture, which lapses as to one-third of the shares on May 15, 2015, one-third of the shares on May 15, 2016 and one-third of the shares on May 15, 2017. This amount includes shares of common stock which are subject to a risk of forfeiture. The option becomes exercisable as to 25% of the shares covered by the option on each of the first four anniversaries of the grant date (May 13, 2014). Not Applicable. Power of Attorney given by Mr. Saunders was filed with the SEC on August 27, 2012 as an exhibit to a Form 4 filed with respect to Forest Laboratories, Inc. /s/ Rita Weinberger as attorney-in-fact for Brent Saunders 2014-05-15