0001293301-13-000064.txt : 20131210 0001293301-13-000064.hdr.sgml : 20131210 20131210170545 ACCESSION NUMBER: 0001293301-13-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST LABORATORIES INC CENTRAL INDEX KEY: 0000038074 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 111798614 STATE OF INCORPORATION: DE FISCAL YEAR END: 0913 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212)421-7850 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimmerman Joseph CENTRAL INDEX KEY: 0001508967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05438 FILM NUMBER: 131268958 MAIL ADDRESS: STREET 1: C/O FOREST LABORATORIES, INC. STREET 2: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0000038074 FOREST LABORATORIES INC FRX 0001508967 Zimmerman Joseph C/O FOREST LABORATORIES, INC. 909 THIRD AVENUE NEW YORK NY 10022 0 1 0 0 SVP - Chief Compliance Officer Common Stock 2013-12-06 4 F 0 1031 56.335 D 27401 D Common Stock 2013-12-07 4 F 0 388 56.335 D 27013 D Common Stock 37 I By a limited liability company This amount includes shares of common stock which are subject to a risk of forfeiture. Since the transaction occurred on a non-trading day, the price represents the average of the high and low price of the shares of common stock on the New York Stock Exchange on December 6, 2013, the last trading day prior to the date of the reported transaction. These securities are held directly by a limited liability company ("LLC") of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of the shares held by the LLC, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/Joseph Zimmerman 2013-12-10