0001217466-12-000002.txt : 20120413 0001217466-12-000002.hdr.sgml : 20120413 20120413185529 ACCESSION NUMBER: 0001217466-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120411 FILED AS OF DATE: 20120413 DATE AS OF CHANGE: 20120413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH CENTRAL INDEX KEY: 0001217466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 12759653 MAIL ADDRESS: STREET 1: 5803 NICHOSON LANE CITY: WASHINGTON STATE: DC ZIP: 20852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-11 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217466 RATNERSALZBERG DEBORAH 1615 L STREET NW, SUITE 400 WASHINGTON DC 20036 1 0 1 0 Class A Common Stock 677809 I See footnote Class A Common Stock 44135 I See footnote Class A Common Stock 13465 I See footnote Class A Common Stock 18651 I See footnote Class A Common Stock 63418 I See footnote Class A Common Stock 532257 I See footnote Class A Common Stock 70000 I See footnote Class A Common Stock 1340 D Class A Common Stock 7728 D Class A Common Stock 5031 D Class A Common Stock 5781 D Class A Common Stock 2012-04-11 4 A 0 7954 0 A 7954 D Class A Common Stock 3676 I See footnote Class A Common Stock 7352 I See footnote Class A Common Stock 7352 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 748338 748338 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 93988 93988 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 148800 148800 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 6402 6402 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 140400 140400 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 5040 5040 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 81940 81940 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 81936 81936 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 58392 58392 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 179140 179140 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 180 180 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 515498 515498 I See footnote 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 15600 15600 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 9599 9599 D 2009 Stock Option Grant (right to buy) 7.80 2011-04-21 2019-04-21 Class A Common 4800 4800 D 2010 Stock Option Grant (right to buy) 15.89 2012-04-14 2020-04-14 Class A Common 8002 8002 D 2011 Stock Option Grant (right to buy) 17.72 2013-04-13 2021-04-13 Class A Common 9146 9146 D 2012 Performance Shares 0 2012-04-11 4 A 0 7954 0 A 2015-12-31 1988-08-08 Class A Common 7954 7954 D U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. Michael Salzberg (spouse) shares held directly in street accounts. Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 33,603 and Eric Salzberg (son) 29,815. Deborah Ratner-Salzberg disclaims any beneficial interest. Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 266,128 and Eric Salzberg (son) 266,129. Deborah Ratner-Salzberg disclaims any beneficial interest. Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Anna Salzberg (daughter) 35,000 and Eric Salzberg (son) 35,000. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014. 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015. 2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016. General Partnership interest in RMS, Ltd., an Ohio limited partnership. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership. 377,828 shares are held as a direct limited partner of RMS, Ltd and 370,510 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.). Deborah Ratner Salzberg 2001 Trust. - 18,651 Class A Shares are F/B/O Anna Salzberg (8,325) & Eric Salzberg (8,325) (children). Class B Share are held in FCE Management, L.P. as a limited partnership interest. 46,994 shares for the benefit of Anna and 46,994 shares for the benefit of Eric. Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 3,200 and Eric Salzberg (son) 3,202. Deborah Ratner-Salzberg disclaims any beneficial interest. Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 70,200 and Eric Salzberg (son) 70,200. Deborah Ratner-Salzberg disclaims any beneficial interest. Anna Salzberg (daughter), shares are held in street account at UBS Financial Services as limited partner in RMS, Ltd. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1987 Family Trust - (Class B shares are held as a limited partner in RMS, Ltd.) for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Albert B. Ratner 1989 Grandchildrens Trust - limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd., 44,367 shares are for the benefit of Anna Salzberg (daughter) and 134,773 shares are for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Albert B. Ratner 1999 Revocable Trust- limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd.; 255,222 shares for the benefit of Anna Salzberg (daughter), and 260,267 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Deborah Ratner serves as an advisor to the trust. 7,352 Class A shares (3,676 - Anna & 3,676 - Eric) are not held as a limited partnership interest in FCE Management, LP. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exercisable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015. Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Geralyn M. Presti, Attorney-In-Fact for Deborah Ratner-Salzberg 2012-04-13 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Deborah Ratner-Salzberg Deborah Ratner-Salzberg