0001217466-12-000002.txt : 20120413
0001217466-12-000002.hdr.sgml : 20120413
20120413185529
ACCESSION NUMBER: 0001217466-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120411
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH
CENTRAL INDEX KEY: 0001217466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 12759653
MAIL ADDRESS:
STREET 1: 5803 NICHOSON LANE
CITY: WASHINGTON
STATE: DC
ZIP: 20852
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-11
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217466
RATNERSALZBERG DEBORAH
1615 L STREET NW, SUITE 400
WASHINGTON
DC
20036
1
0
1
0
Class A Common Stock
677809
I
See footnote
Class A Common Stock
44135
I
See footnote
Class A Common Stock
13465
I
See footnote
Class A Common Stock
18651
I
See footnote
Class A Common Stock
63418
I
See footnote
Class A Common Stock
532257
I
See footnote
Class A Common Stock
70000
I
See footnote
Class A Common Stock
1340
D
Class A Common Stock
7728
D
Class A Common Stock
5031
D
Class A Common Stock
5781
D
Class A Common Stock
2012-04-11
4
A
0
7954
0
A
7954
D
Class A Common Stock
3676
I
See footnote
Class A Common Stock
7352
I
See footnote
Class A Common Stock
7352
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
748338
748338
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
93988
93988
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
148800
148800
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
6402
6402
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
140400
140400
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5040
5040
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
81940
81940
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
81936
81936
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
58392
58392
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
179140
179140
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
180
180
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
515498
515498
I
See footnote
2003 Stock Option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
15600
15600
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
15000
15000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
15000
15000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
15000
15000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
9599
9599
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
4800
4800
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
8002
8002
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
9146
9146
D
2012 Performance Shares
0
2012-04-11
4
A
0
7954
0
A
2015-12-31
1988-08-08
Class A Common
7954
7954
D
U/A Deborah Ratner-Salzberg Trust dated 2/09/1987.
Michael Salzberg (spouse) shares held directly in street accounts.
Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 33,603 and Eric Salzberg (son) 29,815. Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 266,128 and Eric Salzberg (son) 266,129. Deborah Ratner-Salzberg disclaims any beneficial interest.
Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Anna Salzberg (daughter) 35,000 and Eric Salzberg (son) 35,000.
2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
General Partnership interest in RMS, Ltd., an Ohio limited partnership.
U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership. 377,828 shares are held as a direct limited partner of RMS, Ltd and 370,510 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.).
Deborah Ratner Salzberg 2001 Trust. - 18,651 Class A Shares are F/B/O Anna Salzberg (8,325) & Eric Salzberg (8,325) (children). Class B Share are held in FCE Management, L.P. as a limited partnership interest. 46,994 shares for the benefit of Anna and 46,994 shares for the benefit of Eric.
Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter).
Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 3,200 and Eric Salzberg (son) 3,202. Deborah Ratner-Salzberg disclaims any beneficial interest.
Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 70,200 and Eric Salzberg (son) 70,200. Deborah Ratner-Salzberg disclaims any beneficial interest.
Anna Salzberg (daughter), shares are held in street account at UBS Financial Services as limited partner in RMS, Ltd.
Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1987 Family Trust - (Class B shares are held as a limited partner in RMS, Ltd.) for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1989 Grandchildrens Trust - limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd., 44,367 shares are for the benefit of Anna Salzberg (daughter) and 134,773 shares are for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest.
Albert B. Ratner 1999 Revocable Trust- limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd.; 255,222 shares for the benefit of Anna Salzberg (daughter), and 260,267 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Deborah Ratner serves as an advisor to the trust. 7,352 Class A shares (3,676 - Anna & 3,676 - Eric) are not held as a limited partnership interest in FCE Management, LP.
2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exercisable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.
Geralyn M. Presti, Attorney-In-Fact for Deborah Ratner-Salzberg
2012-04-13
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Robert G. Gephart,
Geralyn M. Presti and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place and
stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, and any and all amendments thereto, to be
filed with the Securities and Exchange Commission pertaining to such
filing, with full power and authority to do and perform any and all acts
and things whatsoever required and necessary to be done in the premises,
hereby ratifying and approving the act of said attorney and any such
substitute.
EFFECTIVE as of October 25, 2002.
By: /s/ Deborah Ratner-Salzberg
Deborah Ratner-Salzberg