0001217465-12-000001.txt : 20120413
0001217465-12-000001.hdr.sgml : 20120413
20120413185329
ACCESSION NUMBER: 0001217465-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120411
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNER RONALD A
CENTRAL INDEX KEY: 0001217465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 12759652
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-11
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217465
RATNER RONALD A
50 PUBLIC SQUARE, SUIT 1100
CLEVELAND
OH
44113
1
1
1
0
Executive Vice President
Class A Common Stock
936539
I
See footnote
Class A Common Stock
231646
I
See footnote
Class A Common Stock
4696
I
See footnote
Class A Common Stock
28408
I
See footnote
Class A Common Stock
4531
D
Class A Common Stock
5079
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
784
784
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
728401
728401
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
715860
715860
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
468444
468444
I
See footnote
2003 Stock Option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
27000
27000
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
25200
25200
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
25200
25200
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
25200
25200
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
17721
17721
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
21797
21797
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
36635
36635
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
24103
24103
D
2012 Stock Option Grant (right to buy)
14.74
2012-04-11
4
A
0
32477
0
A
2014-04-11
2022-04-11
Class A Common
32477
32477
D
2012 Performance Shares
0
2012-04-11
4
A
0
20352
0
A
2015-12-31
1988-08-08
Class A Common
20352
20352
D
The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee).
Deborah Ratner Trust - individually trust of spouse, shares held in account at McDonald Investments.
Deborah B. Ratner, Trustee of the Irene Meldon 1998 Irrevocable dated 12/04/1998 - 2,348 shares for benefit of Matthew (son), and 2,348 shares for benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest.
Max Ratner Grandchildren's Trust dated 12/21/1988 - 18,939 sharesfor the benefit of Sarah (daughter) and 9,469 shares for Matthew (son), Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
General Partnership interest in RMS, Ltd. partnership a 10% sharelholder.
The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee); these shares are held by FCE Management, LP as a limited partner of RMS, Ltd. (limited partnership).
Max Ratner Grandchildren's Trust dated 12/21/1988 - 370,350 shares for the benefit of Sarah (daughter) and 345,510 for the benefit of Matthew (son) RMS, Ltd. - limited partnership interest. Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
Max Ratner Family 1999 Revocable Trust - 278,540 shares for the benefit of Sarah Ratner (daughter) and 189,904 shares for the benefit of Matthew (son). Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.
Geralyn M. Presti, Attorney-in-Fact for Ronald A. Ratner
2012-04-13
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Robert G. Gephart,
Geralyn M. Presti and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place and
stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, and any and all amendments thereto, to be
filed with the Securities and Exchange Commission pertaining to such
filing, with full power and authority to do and perform any and all acts
and things whatsoever required and necessary to be done in the premises,
hereby ratifying and approving the act of said attorney and any such
substitute.
EFFECTIVE as of October 25, 2002.
By: /s/ Ronald A. Ratner
Ronald A. Ratner