0001217463-11-000001.txt : 20110317
0001217463-11-000001.hdr.sgml : 20110317
20110317165420
ACCESSION NUMBER: 0001217463-11-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNER CHARLES A
CENTRAL INDEX KEY: 0001217463
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 11695655
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
5
1
edgar.xml
PRIMARY DOCUMENT
X0303
5
2011-01-31
0
0
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217463
RATNER CHARLES A
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
1
1
1
0
CEO & Pres
Class A Common Stock
2010-04-23
5
G
0
284657
0
D
526362
I
See footnote
Class A Common Stock
2010-12-21
5
G
0
6300
0
D
520062
I
See footnote
Class A Common Stock
2010-12-23
5
G
0
9850
0
D
510212
I
See footnote
Class A Common Stock
2010-12-28
5
G
0
1696
0
D
508516
I
See footnote
Class A Common Stock
4626
I
See footnote
Class A Common Stock
4204
I
See footnote
Class A Common Stock
2010-04-23
5
G
0
284657
0
A
522157
I
See footnote
Class A Common Stock
2010-12-23
5
G
0
16150
0
D
506007
I
See footnote
Class A Common Stock
441806
I
See footnote
Class A Common Stock
2236
I
See footnote
Class A Common Stock
8198
I
See footnote
Class A Common Stock
3215
I
See footnote
Class A Common Stock
11327
I
See footnote
Class A Common Stock
5034
D
Class A Common Stock
18679
I
See footnote
Class A Common Stock
15151
I
See footnote
Class A Common Stock
10227
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
75078
75078
I
See footnote
Class B Common - Convertible
0
2010-12-16
5
G
0
18851
0
D
1988-08-08
1988-08-08
Common Stock
490587
471736
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
23531
23531
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
233080
233080
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
378500
378500
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
3120
3120
I
See footnote
2003 Stock Option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
43200
43200
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
40000
40000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2015-04-06
Class A Common
40000
40000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
40000
40000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
19691
19691
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
24220
24220
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
40289
40289
D
2008 Performance Shares
0
2012-01-31
1988-08-08
Class A Common
21990
21990
D
Charles Ratner Revocable Trust dated 7/17/1981.
Charles Ratner 2001 Trust - dated 11/01/01. Trust holds 33,803 shares to split among children; son Adam has an interest in 8,451 shares. Charles Ratner disclaims beneficial interest.
Held by spouse in an account at UBS Investments.
Illana Horowitz Ratner Trust - dated 12/29/92 (spouse).
Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children.
Max Ratner 1986 Family Trust for the Benefit of Kevin Ratner (adult child of Charles Ratner) - Charles Ratner is trustee.
Max Ratner 1986 Family Trust for the Benefit of Rachel Ratner (adult child of Charles Ratner) - Charles Ratner is trustee.
Max Ratner 1988 Grandchildrens Trust - a limited partner in RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Charles Ratner 1986 Family Trust Agreement U/A/D 12/18/86 FBO Adam Ratner. Charles Ratner disclaims beneficial interest.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
General Partnership interest in RMS, Ltd. limited partnership.
The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee). RMS, Ltd. limited partnership interest.
The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee) FCE Management, L.P. interest as limited partner in RMS, Ltd.
Charles Ratner 2001 Trust - dated 11/01/01 - FCE Management, L.P. interest as limited partner in RMS, Ltd. - total holdings of trust are 94,124, shares are split among children, son Adam has an interest in 23,531.
Max Ratner 1986 Family Trust for the benefit of Kevin Ratner (son) - Charles Ratner is Trustee.
Max Ratner 1986 Family Trust for the benefit of Rachel Ratner (daughter) - Charles Ratner is Trustee.
Max Ratner 1986 Family Trust for the benefit of Jonathan Ratner (son) - Charles Ratner is Trustee.
Max Ratner 1986 Family Trust for the benefit of Adam Ratner (son) - Charles Ratner is Trustee.
Max Ratner 1999 Irrevocable Trust - a limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Adam Ratner - individual account (son). Charles Ratner disclaims any beneficial interest.
2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009.
2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exercisable on 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.
Geralyn M. Presti, Attorney-in-Fact for Charles A. Ratner
2011-03-17
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Robert G. Gephart,
Geralyn M. Presti and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place and
stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, and any and all amendments thereto, to be
filed with the Securities and Exchange Commission pertaining to such
filing, with full power and authority to do and perform any and all acts
and things whatsoever required and necessary to be done in the premises,
hereby ratifying and approving the act of said attorney and any such
substitute.
EFFECTIVE as of October 25, 2002.
By: /s/ Charles A. Ratner
Charles A. Ratner