0001217462-11-000001.txt : 20110317
0001217462-11-000001.hdr.sgml : 20110317
20110317165103
ACCESSION NUMBER: 0001217462-11-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNER BRIAN J
CENTRAL INDEX KEY: 0001217462
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 11695634
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
5
1
edgar.xml
PRIMARY DOCUMENT
X0303
5
2011-01-31
0
0
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217462
RATNER BRIAN J
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
1
1
1
0
Executive Vice President
Class A Common Stock
2010-12-28
5
G
0
1696
0
D
887614
I
See footnote
Class A Common Stock
3192
I
See footnote
Class A Common Stock
1988
D
Class A Common Stock
10189
D
Class A Common Stock
4975
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
228858
228858
I
See footnote
Class B Common - Convertible
0
2010-12-16
5
G
0
6420
0
A
1988-08-08
1988-08-08
Common Stock
332204
338624
I
See footnote
Class B Common - Convertible
0
2011-01-04
5
G
0
6112
0
A
1988-08-08
1988-08-08
Common Stock
338624
344736
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
182090
182090
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
86396
86396
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
225547
225547
I
See footnote
2003 Stock Option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
16200
16200
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
15000
15000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
15000
15000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
15000
15000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
9492
9492
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
4746
4746
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
7913
7913
D
Brian Ratner Revocable Trust dated 8/18/1986.
Albert B. Ratner 1989 Grand Childrens Trust - 1,596 shares for the benefit of David (son), and 1,596 shares for the benefit of Emily (daughter). Brian Ratner is a Trustee for the trust.
2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
General Partnership interest in RMS, Ltd. partnership a 10% sharelholder.
Brian Ratner Trust dated 1/15/1958 - limited partnership interest in FCE Management, L.P. a limited partner of RMS, Ltd.
Albert Ratner 1989 Grandchildren Trust - 172,547 shares for the benefit of David (son), and 172,189 shares for the benefit of Emily (daughter) as a limited partner of FCE Managment, L.P., a limited partner of RMS, Ltd. Gift was allocated 4,296 shares to David and 3,938 shares to Emily. Brian Ratner serves as a Trustee for the trust.
Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of David (son). Brian Ratner disclaims any beneficial interest.
Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of Emily (daughter). Brian Ratner is a Trustee for the trust.
Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., 107,771 shares for the benefit of David (son), and 117,776 shares for the benefit of Emily (daughter). Brian Ratner disclaims any benefical interest. Brian Ratner serves as an advisor to the trust.
2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/4/2008; 25% exercisable 4/4/2009; and 50% exercisable on 4/4/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
Geralyn M. Presti, Attorney-in-Fact for Brian J. Ratner
2011-03-17
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Robert G. Gephart,
Geralyn M. Presti and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place and
stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, and any and all amendments thereto, to be
filed with the Securities and Exchange Commission pertaining to such
filing, with full power and authority to do and perform any and all acts
and things whatsoever required and necessary to be done in the premises,
hereby ratifying and approving the act of said attorney and any such
substitute.
EFFECTIVE as of October 25, 2002.
By: /s/ Brian J. Ratner
Brian J. Ratner