0001217457-12-000003.txt : 20120417
0001217457-12-000003.hdr.sgml : 20120417
20120417174757
ACCESSION NUMBER: 0001217457-12-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120414
FILED AS OF DATE: 20120417
DATE AS OF CHANGE: 20120417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESTI GERALYN M
CENTRAL INDEX KEY: 0001217457
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 12764584
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1160
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-14
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217457
PRESTI GERALYN M
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
0
1
0
0
Sr. V.P.; Sec & Gen Counsel
Class A Common Stock
962
D
Class A Common Stock
5547
D
Class A Common Stock
2012-04-14
4
F
0
347
14.78
D
3251
D
Class A Common Stock
5248
D
Class A Common Stock
7220
D
Class A Common Stock
6919
D
Class A Common Stock
736
D
2003 Stock option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
1810
1810
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
15000
15000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
15000
15000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
15000
15000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
6891
6891
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
3446
3446
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
6894
6894
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
8302
8302
D
2012 Performance Shares
0
2015-12-31
1988-08-08
Class A Common
7220
7220
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1236.2125
1236.2125
I
401k Plan
2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014. Of the 1,083 shares vested, 347 shares were withheld to cover taxes, the remaining 736 were moved to a direct registration account with Wells Fargo. See footnote 7.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
Shares held in street account with Securities America.
DRS account with transfer agent Wells Fargo.
2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis.
Class B Common Stock - 401k account - Held indirect. Adjusted for excess contribution.
Geralyn M. Presti, Sr. Vice President, Secretary & General Counsel
2012-04-17