0001217457-11-000001.txt : 20110317 0001217457-11-000001.hdr.sgml : 20110317 20110317170623 ACCESSION NUMBER: 0001217457-11-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESTI GERALYN M CENTRAL INDEX KEY: 0001217457 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 11695770 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2011-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217457 PRESTI GERALYN M 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Sr. V.P.; Gen. Counsel & Sec. Class A Common Stock 1250 D Class A Common Stock 1443 D Class A Common Stock 7396 D Class A Common Stock 4334 D Class A Common Stock 2010-04-28 5 J 0 1313 0 A 8592 D Class A Common Stock 2010-07-23 5 J 0 327 0 A 8919 D Class A Common Stock 2010-12-22 5 G 0 63 16.31 D 8856 D Class A Common Stock 2010-12-22 5 G 0 95 16.31 D 8761 D Class A Common Stock 2010-12-22 5 G 0 158 16.31 D 8603 D Class A Common Stock 2010-12-22 5 G 0 158 16.31 D 8445 D Class A Common Stock 2010-12-22 5 G 0 190 16.31 D 8255 D Class A Common Stock 2010-12-22 5 G 0 190 16.31 D 8065 D Class A Common Stock 2010-12-22 5 G 0 316 16.31 D 7749 D Class A Common Stock 2010-12-22 5 G 0 316 16.31 D 7433 D Class A Common Stock 2010-12-22 5 G 0 316 16.31 D 7117 D Class A Common Stock 2010-12-22 5 G 0 631 16.31 D 6486 D Class A Common Stock 2010-04-28 5 J 0 1313 0 D 327 D Class A Common Stock 2010-07-23 5 J 0 327 0 D 0 D 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 1810 1810 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-06 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 6891 6891 D 2009 Stock Option Grant (right to buy) 7.80 2011-04-21 2019-04-21 Class A Common 3446 3446 D 2010 Stock Option Grant (right to buy) 15.89 2012-04-14 2020-04-14 Class A Common 6894 6894 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1236.2125 1236.2125 I See footnote 2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014. Shares held in street account with Securities America. Shares from direct registration account were transferred to account Shares are held by transfer agent in a direct registration account. Shares were transferred to street account. See footnote 5. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 401k Plan Stocks are convertible from Class B to Class A on a 1-for-1 basis. Geralyn M. Presti, Sr. Vice President, General Counsel 2011-03-17