0001217457-11-000001.txt : 20110317
0001217457-11-000001.hdr.sgml : 20110317
20110317170623
ACCESSION NUMBER: 0001217457-11-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110131
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESTI GERALYN M
CENTRAL INDEX KEY: 0001217457
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 11695770
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1160
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
5
1
edgar.xml
PRIMARY DOCUMENT
X0303
5
2011-01-31
0
0
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217457
PRESTI GERALYN M
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
0
1
0
0
Sr. V.P.; Gen. Counsel & Sec.
Class A Common Stock
1250
D
Class A Common Stock
1443
D
Class A Common Stock
7396
D
Class A Common Stock
4334
D
Class A Common Stock
2010-04-28
5
J
0
1313
0
A
8592
D
Class A Common Stock
2010-07-23
5
J
0
327
0
A
8919
D
Class A Common Stock
2010-12-22
5
G
0
63
16.31
D
8856
D
Class A Common Stock
2010-12-22
5
G
0
95
16.31
D
8761
D
Class A Common Stock
2010-12-22
5
G
0
158
16.31
D
8603
D
Class A Common Stock
2010-12-22
5
G
0
158
16.31
D
8445
D
Class A Common Stock
2010-12-22
5
G
0
190
16.31
D
8255
D
Class A Common Stock
2010-12-22
5
G
0
190
16.31
D
8065
D
Class A Common Stock
2010-12-22
5
G
0
316
16.31
D
7749
D
Class A Common Stock
2010-12-22
5
G
0
316
16.31
D
7433
D
Class A Common Stock
2010-12-22
5
G
0
316
16.31
D
7117
D
Class A Common Stock
2010-12-22
5
G
0
631
16.31
D
6486
D
Class A Common Stock
2010-04-28
5
J
0
1313
0
D
327
D
Class A Common Stock
2010-07-23
5
J
0
327
0
D
0
D
2003 Stock Option Grant (right to buy)
15.50
2005-03-17
2013-03-17
Class A Common
1810
1810
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
15000
15000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-06
Class A Common
15000
15000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
15000
15000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
6891
6891
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
3446
3446
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
6894
6894
D
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1236.2125
1236.2125
I
See footnote
2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010.
2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
Shares held in street account with Securities America. Shares from direct registration account were transferred to account
Shares are held by transfer agent in a direct registration account. Shares were transferred to street account. See footnote 5.
2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
401k Plan
Stocks are convertible from Class B to Class A on a 1-for-1 basis.
Geralyn M. Presti, Sr. Vice President, General Counsel
2011-03-17