0001217455-13-000004.txt : 20130424
0001217455-13-000004.hdr.sgml : 20130424
20130424160502
ACCESSION NUMBER: 0001217455-13-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130421
FILED AS OF DATE: 20130424
DATE AS OF CHANGE: 20130424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN ROBERT G
CENTRAL INDEX KEY: 0001217455
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 13779384
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1160
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-04-21
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217455
OBRIEN ROBERT G
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
0
1
0
0
Exec VP & CFO
Class A Common Stock
48277
I
See footnote
Class A Common Stock
67444
I
See footnote
Class A Common Stock
2013-04-21
4
F
0
10595
17.22
D
0
D
Class A Common Stock
30522
D
Class A Common Stock
49308
D
Class A Common Stock
57666
D
Class A Common Stock
48295
D
Class A Common Stock
10327
I
See footnote
Class A Common Stock
10343
I
See footnote
Class A Common Stock
10343
I
See footnote
Class A Common Stock
78854
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
25200
25200
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
25200
25200
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
25200
25200
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
28059
28059
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
14030
14030
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
36035
36035
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
44190
44190
D
2012 Stock Option Grant (right to buy)
14.74
2014-04-11
2022-04-11
Class A Common
39694
39694
D
2013 Stock Option Grant (right to buy)
17.60
2015-04-08
2023-04-08
Class A Common
33422
33422
D
2012 Performance Shares
0
2015-12-31
1988-08-08
Class A Common
24875
24875
D
2013 Performance Shares
0
2016-12-31
1988-08-08
Class A Common
19734
19734
D
2008 GRAT for Robert G. O'Brien.
Robert G. O'Brien Trust - account with Schwab .
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013. Of the 22,328 shares that vested, 10,595 shares were withheld to cover taxes, and the remaining 11,733 were moved to street account. See footnote 11.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
Shares held by Robert L. O'Brien, son - Indirect
Shares held by Kathleen G. O'Brien, daughter - Indirect
Shares held by Sara F. O'Brien, daughter - Indirect
Shares are held by Robert & Ann (wife) O'Brien in a street account at Commonwealth.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
Geralyn M. Presti, Attorney-In-Fact for Robert G. O'Brien
2013-04-24
EX-24
2
poa-robrien.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 1, 2013.
By: \s\ Robert G. O'Brien
Robert G. O'Brien