0001217406-15-000002.txt : 20151201
0001217406-15-000002.hdr.sgml : 20151201
20151201133612
ACCESSION NUMBER: 0001217406-15-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151130
FILED AS OF DATE: 20151201
DATE AS OF CHANGE: 20151201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS STAN
CENTRAL INDEX KEY: 0001217406
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 151261974
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST SUITE 1800
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-30
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217406
ROSS STAN
2029 CENTURY PARK EAST, SUITE 1530
LOS ANGELES
CA
90067
1
0
0
0
Class A Common Stock
947
D
Class A Common Stock
2233
D
Class A Common Stock
2015-11-20
5
G
0
3930
0
D
44495
D
Class A Common Stock
2015-11-30
4
M
0
4200
14.74
A
48695
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
10800
10800
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
10800
10800
D
2008 Stock Option Grant (right to buy)
37.68
2009-04-07
2018-04-07
Class A Common
5319
5319
D
2010 Stock Option Grant (right to buy)
15.89
2011-04-14
2020-04-14
Class A Common
2001
2001
D
2011 Stock Option Grant (right to buy)
17.72
2012-04-13
2021-04-13
Class A Common
2231
2231
D
2012 Stock Option Grant (right to buy)
14.74
2015-11-30
4
M
0
4200
0
D
2013-04-11
2022-04-11
Class A Common
10825
6625
D
2013 Stock Option Grant (right to buy)
17.60
2014-04-08
2023-04-08
Class A Common
4557
4557
D
2014 Stock Option Grant (right to buy)
18.73
2015-03-28
2024-03-28
Class A Common
4743
4743
D
2015 Stock Option Grant (right to buy)
24.62
2016-03-26
2025-03-26
Class A Common
7060
7060
D
Phantom Stock Dividend Equivalent Rights
0
1988-08-08
1988-08-08
Class A Common
12381.56
12381.56
D
2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 946 shares vested on 4/08/2015 and were transferred to brokerage account. See footnote #3.
2015 Restricted Stock Grant - 100% vest on 3/26/2016.
Shares held direct in street account. 946 shares vested on 4/08/2015 and were transferred to this aacount.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
2014 Stock Option Grant - 100% exercisable 3/28/2015.
2015 Stock Option Grant - 100% exercisable 3/26/2016.
Exercisable at retirement, termination, death or disability.
No present expiration date.
Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
Geralyn M. Presti, Attorney-In-Fact for Stan Ross
2015-12-01
EX-24
2
poa-sross.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 13, 2013.
By: \s\ Stan Ross
Stan Ross