0001217406-14-000001.txt : 20140214 0001217406-14-000001.hdr.sgml : 20140214 20140214145048 ACCESSION NUMBER: 0001217406-14-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS STAN CENTRAL INDEX KEY: 0001217406 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 14615124 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90067 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2013-12-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217406 ROSS STAN 2029 CENTURY PARK EAST, SUITE 1530 LOS ANGELES CA 90067 1 0 0 0 Class A Common Stock 1411 D Class A Common Stock 2840 D Class A Common Stock 2013-10-02 5 G 0 1704 0 D 42185 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 10800 10800 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2015-04-06 Class A Common 10800 10800 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 10800 10800 D 2008 Stock Option Grant (right to buy) 37.68 2009-04-07 2018-04-07 Class A Common 5319 5319 D 2010 Stock Option Grant (right to buy) 15.89 2011-04-14 2020-04-14 Class A Common 2001 2001 D 2011 Stock Option Grant (right to buy) 17.72 2012-04-13 2021-04-13 Class A Common 2231 2231 D 2012 Stock Option Grant (right to buy) 14.74 2013-04-11 2022-04-11 Class A Common 10825 10825 D 2013 Stock Option Grant (right to buy) 17.60 2014-04-08 2023-04-08 Class A Common 4557 4557 D Phantom Stock Dividend Equivalent Rights 0 1988-08-08 1988-08-08 Class A Common 12381.56 12381.56 D 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. Shares held direct in street account. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011. 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015. 2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016. Exercisable at retirement, termination, death or disability. No present expiration date. Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan. Geralyn M. Presti, Attorney-In-Fact for Stan Ross 2014-02-14 EX-24 2 poa-sross.htm

SEC FORMS 4 & 5



POWER OF ATTORNEY





The undersigned, designated by the Board of Directors as a Section 16

Company Insider, hereby constitutes and appoints Gerayln M. Presti,

J. Matthew Shady and Patricia A. Comai, with full power of substitution

and resubstitution, as attorney of the undersigned, their name, place

and stead, to sign and file under the Securities Exchange Act of 1934,

Section 16 Reporting Forms, any and all amendments and apply for EDGAR

Access Codes as required thereto, to be filed with the Securities and

Exchange Commission pertaining to such filing, with full power and

authority to do and perform any and all acts and things whatsoever

required and necessary to be done in the premises, hereby ratifying

and approving the act of said attorney and any such substitute.



EFFECTIVE as of March 13, 2013.





By: \s\ Stan Ross

 Stan Ross