0001217398-13-000002.txt : 20130621
0001217398-13-000002.hdr.sgml : 20130621
20130621150831
ACCESSION NUMBER: 0001217398-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130620
FILED AS OF DATE: 20130621
DATE AS OF CHANGE: 20130621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFRAN JOAN K
CENTRAL INDEX KEY: 0001217398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 13926867
MAIL ADDRESS:
STREET 1: 26 LANDSDOWNE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-06-20
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217398
SHAFRAN JOAN K
26 LANDSDOWNE ST.
CAMBRIDGE
MA
02139
0
0
1
0
Class A Common Stock
354
I
See footnote
Class A Common Stock
7468
I
See footnote
Class A Common Stock
8920
I
See footnote
Class A Common Stock
33617
D
Class A Common Stock
2013-06-20
4
S
0
40000
17.629
D
109050
I
See footnote
Class A Common Stock
720
I
See footnote
Class A Common Stock
37156
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1879908
1879908
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
13500
13500
I
See foot note
Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner.
Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
Held by directly by Joan Shafran in a street account with Wells Fargo.
Joan Shafran, Trustee - held in street account with Raymond James. The price $17.629 represents a weighed average of sales prices ranging from $17.47 per share to $17.79 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
Held Indirect - General Partner of RMS, Ltd.
Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
Held Indirect - Powell Partners.
Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
/s/ Geralyn M. Presti, Attorney-In-Fact for Joan K. Shafran
2013-06-21
EX-24
2
poa-jkshafran.txt
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 5, 2013.
By: \s\ Joan K. Shafran
Joan K. Shafran