0001185192-14-000001.txt : 20140401 0001185192-14-000001.hdr.sgml : 20140401 20140401164625 ACCESSION NUMBER: 0001185192-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140328 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESPOSITO MICHAEL P JR CENTRAL INDEX KEY: 0001185192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 14734850 BUSINESS ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 BUSINESS PHONE: 941-383-9550 MAIL ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-03-28 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001185192 ESPOSITO MICHAEL P JR 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020-1001 1 0 0 0 Class A Common Stock 2831.725 D Class A Common Stock 97200 D Class A Common Stock 11400 I See footnote Class A Common Stock 1100 I See footnote Class A Common Stock 5681 D Class A Common Stock 2014-03-28 4 A 0 5872 0 A 5872 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 10800 10800 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 10800 10800 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 10800 10800 D 2008 Stock Option Grant (right to buy) 37.68 2009-04-07 2018-04-07 Class A Common 10637 10637 D 2009 Stock Option Grant (right to buy) 7.80 2010-04-21 2019-04-21 Class A Common 10966 10966 D 2010 Stock Option Grant (right to buy) 15.89 2011-04-14 2020-04-14 Class A Common 8007 8007 D 2011 Stock Option Grant (right to buy) 17.72 2012-04-13 2021-04-13 Class A Common 8927 8927 D 2012 Stock Option Grant (right to buy) 14.74 2013-04-11 2022-04-11 Class A Common 10825 10825 D Held in a Dividend Reinvestment Account (DRIP). Shares held direct in street account. Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse. Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 2014 Restricted Stock Grant - 33.33% vest on 3/28/2015; 33.33% vest on 3/28/2016; and 33.33% vest on 3/28/2017. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012. 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015. Geralyn M. Presti, Attorney-In-Fact for Michael P. Esposito, Jr. 2014-04-01 EX-24 2 poa-mesposito.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of March 5, 2013. By: \s\ Michael P. Esposito, Jr. Michael P. Esposito, Jr.