0001185192-14-000001.txt : 20140401
0001185192-14-000001.hdr.sgml : 20140401
20140401164625
ACCESSION NUMBER: 0001185192-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESPOSITO MICHAEL P JR
CENTRAL INDEX KEY: 0001185192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 14734850
BUSINESS ADDRESS:
STREET 1: 435 L'AMBIANCE DRIVE
STREET 2: SUITE 706
CITY: LONGBOAT KEY
STATE: FL
ZIP: 34228-8908
BUSINESS PHONE: 941-383-9550
MAIL ADDRESS:
STREET 1: 435 L'AMBIANCE DRIVE
STREET 2: SUITE 706
CITY: LONGBOAT KEY
STATE: FL
ZIP: 34228-8908
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-28
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001185192
ESPOSITO MICHAEL P JR
1221 AVENUE OF THE AMERICAS
NEW YORK
NY
10020-1001
1
0
0
0
Class A Common Stock
2831.725
D
Class A Common Stock
97200
D
Class A Common Stock
11400
I
See footnote
Class A Common Stock
1100
I
See footnote
Class A Common Stock
5681
D
Class A Common Stock
2014-03-28
4
A
0
5872
0
A
5872
D
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
10800
10800
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
10800
10800
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
10800
10800
D
2008 Stock Option Grant (right to buy)
37.68
2009-04-07
2018-04-07
Class A Common
10637
10637
D
2009 Stock Option Grant (right to buy)
7.80
2010-04-21
2019-04-21
Class A Common
10966
10966
D
2010 Stock Option Grant (right to buy)
15.89
2011-04-14
2020-04-14
Class A Common
8007
8007
D
2011 Stock Option Grant (right to buy)
17.72
2012-04-13
2021-04-13
Class A Common
8927
8927
D
2012 Stock Option Grant (right to buy)
14.74
2013-04-11
2022-04-11
Class A Common
10825
10825
D
Held in a Dividend Reinvestment Account (DRIP).
Shares held direct in street account.
Ellen L. Esposito Trust, dated 11/05/2012 - for the benefit of spouse.
Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
2014 Restricted Stock Grant - 33.33% vest on 3/28/2015; 33.33% vest on 3/28/2016; and 33.33% vest on 3/28/2017.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
Geralyn M. Presti, Attorney-In-Fact for Michael P. Esposito, Jr.
2014-04-01
EX-24
2
poa-mesposito.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 5, 2013.
By: \s\ Michael P. Esposito, Jr.
Michael P. Esposito, Jr.