0001111142-15-000002.txt : 20150915 0001111142-15-000002.hdr.sgml : 20150915 20150915191225 ACCESSION NUMBER: 0001111142-15-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150915 DATE AS OF CHANGE: 20150915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWEN SCOTT S CENTRAL INDEX KEY: 0001111142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 151108715 MAIL ADDRESS: STREET 1: 7=6823 ST CHARLES AVE CITY: NEW ORLEANS STATE: LA ZIP: 70118 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-11 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001111142 COWEN SCOTT S 600 PORT OF NEW ORLEANS PLACE - APT. 5B NEW ORLEANS LA 70130 1 0 0 0 Class A Common Stock 2015-09-11 4 P 0 3000 20.5376 A 39489 D Class A Common Stock 1894 D Class A Common Stock 4467 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 10800 10800 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 10800 10800 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 10800 10800 D 2009 Stock Option Grant (right to buy) 7.80 2010-04-21 2019-04-21 Class A Common 10966 10966 D Shares are held in street account. 1,893 shares vested 4/08/2015; 2,261 shares vested 4/11/2015; vested shares were transferred to this account. The price $20.53761 represents a weighed average of purchase prices ranging from $20.525 per share to $20.55 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 1,893 shares vested 4/08/2015 and were transferred to the street account. See footnote 1. 2015 Restricted Stock Grant - 100% vest on 3/26/2016. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010. 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012. Geralyn M. Presti, Attorney-In-Fact for Scott S. Cowen 2015-09-15 EX-24 2 poa-scowen.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of February 27, 2013. By: \s\ Scott S. Cowen Scott S. Cowen