0001047253-15-000004.txt : 20151118 0001047253-15-000004.hdr.sgml : 20151118 20151118134441 ACCESSION NUMBER: 0001047253-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151118 FILED AS OF DATE: 20151118 DATE AS OF CHANGE: 20151118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMON DEBORAH L CENTRAL INDEX KEY: 0001047253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 151240322 MAIL ADDRESS: STREET 1: C/O AVIS RENT A CAR INC STREET 2: 900 OLD COUNTRY RD CITY: GARDEN CITY STATE: NY ZIP: 11530 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-18 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001047253 HARMON DEBORAH L 5425 WISCONSIN AVENUE, SUITE 802 CHEVY CHASE MD 20815 1 0 0 0 Class A Common Stock 1894 D Class A Common Stock 4467 D Class A Common Stock 400 D Class A Common Stock 14227 D 2008 Stock Option Grant (right to buy) 37.68 2009-04-07 2018-04-07 Class A Common 5319 5319 D 2011 Stock Option Grant (right to buy) 17.72 2012-04-13 2021-04-13 Class A Common 4463 4463 D 2012 Stock Option Grant (right to buy) 14.74 2013-04-11 2022-04-11 Class A Common 7216 7216 D 2014 Stock Option Grant (right to buy) 18.73 2015-03-28 2024-03-28 Class A Common 4743 4743 D Phantom Stock Dividend Equivalent Rights 0 2015-11-18 4 A 0 704.887 21.28 A 1988-08-08 1988-08-08 Class A Common 1875.691 2580.578 D 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 2015 Restricted Stock Grant - 100% vest on 3/26/2016. Shares are held in street account. Shares are held in Direct Registration Account. 1,893 shares vested 4/08/2015; vested shares were transferred to this account. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015. 2014 Stock Option Grant - 100% exercisable 3/28/2015. Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Ms Harmon is currently contributing $15,000 on a quarterly basis from director fees paid after each quarterly meeting. Exercisable at retirement, termination, death or disability. No present expiration date. Geralyn M. Presti, Attorney-In-Fact for Deborah L. Harmon 2015-11-18 EX-24 2 poa-dlharmon.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of February 26, 2013. By: \s\ Deborah L. Harmon Deborah L. Harmon