0001047253-13-000003.txt : 20131007 0001047253-13-000003.hdr.sgml : 20131007 20131007181131 ACCESSION NUMBER: 0001047253-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131003 FILED AS OF DATE: 20131007 DATE AS OF CHANGE: 20131007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMON DEBORAH L CENTRAL INDEX KEY: 0001047253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 131139935 MAIL ADDRESS: STREET 1: C/O AVIS RENT A CAR INC STREET 2: 900 OLD COUNTRY RD CITY: GARDEN CITY STATE: NY ZIP: 11530 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-03 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001047253 HARMON DEBORAH L 2400 N STREET, NW - 6TH FL WASHINGTON DC 20037 1 0 0 0 Class A Common Stock 940 D Class A Common Stock 5681 D Class A Common Stock 2013-10-03 4 M 0 3609 14.74 A 3609 D Class A Common Stock 2013-10-03 4 S 0 1100 18.9201 D 2509 D Class A Common Stock 2013-10-03 4 S 0 2109 18.92 D 400 D Class A Common Stock 2013-10-03 4 S 0 678 19.07 D 6564 D 2008 Stock Option Grant (right to buy) 37.68 2009-04-07 2018-04-07 Class A Common 5319 5319 D 2011 Stock Option Grant (right to buy) 17.72 2012-04-13 2021-04-13 Class A Common 4463 4463 D 2012 Stock Option Grant (right to buy) 14.74 2013-10-03 4 M 0 3609 0 D 2013-04-11 2022-04-11 Class A Common 10825 7216 D 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. Shares are held in street account. Shares are held in Direct Registration Account. 1,678 restricted shares that vested 4/14/2013 and 940 restricted shares that vested 4/13/2013 were transferred to this account. 443 shares held in certificate were transferred to the DRS account. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015. Geralyn M. Presti, Attorney-In-Fact for Deborah L. Harmon 2013-10-07 EX-24 2 poa-dlharmon.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of February 26, 2013. By: \s\ Deborah L. Harmon Deborah L. Harmon