0001209191-21-009231.txt : 20210210 0001209191-21-009231.hdr.sgml : 20210210 20210210162400 ACCESSION NUMBER: 0001209191-21-009231 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR CENTRAL INDEX KEY: 0001230846 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03950 FILM NUMBER: 21614188 MAIL ADDRESS: STREET 1: FORD MOTOR COMPANY STREET 2: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 BUSINESS PHONE: 3133223000 MAIL ADDRESS: STREET 1: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0000037996 FORD MOTOR CO F 0001230846 FORD WILLIAM CLAY JR FORD MOTOR COMPANY ONE AMERICAN ROAD DEARBORN MI 48126 1 1 0 0 Exec. Chairman and Chairman Class B Stock, $0.01 par value 2020-12-04 5 G 0 1605 0.00 A 97137 I By Voting Trust - Spouse Class B Stock, $0.01 par value 2020-12-04 5 G 0 20871 0.00 D 11017088 I By Voting Trust - Individually Class B Stock, $0.01 par value 2020-12-18 5 G 0 1666 0.00 A 11018754 I By Voting Trust - Individually Class B Stock, $0.01 par value 2020-12-04 5 G 0 9633 0.00 A 175413 I By Voting Trust - Children Class B Stock, $0.01 par value 2020-12-18 5 G 0 4998 0.00 A 180411 I By Voting Trust - Children Class B Stock, $0.01 par value 2020-12-21 5 G 0 3370 0.00 D 177041 I By Voting Trust - Children Class B Stock, $0.01 par value 2020-12-04 5 G 0 3211 0.00 A 3554155 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 2020-12-18 5 G 0 1666 0.00 A 3555821 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 230570 I By Voting Trust - Annuity Trusts Common Stock, $0.01 par value 156957 I By Company Plan Common Stock, $0.01 par value 1 D BEP Ford Stock Fund Units Common Stock, $0.01 par value 196364 196364 D Employee Stock Option (Right to Buy) 12.46 2022-03-04 Common Stock, $0.01 par value 595238 595238 D Employee Stock Option (Right to Buy) 14.76 2021-03-02 Common Stock, $0.01 par value 412735 412735 D Employee Stock Option (Right to Buy) 15.37 2024-03-03 Common Stock, $0.01 par value 286415 286415 D Employee Stock Option (Right to Buy) 12.75 2023-03-03 Common Stock, $0.01 par value 347912 347912 D Employee Stock Option (Right to Buy) 6.19 2030-07-05 Common Stock, $0.01 par value 2102040 2102040 D Ford Stock Units Common Stock, $0.01 par value 3798 3798 D Ford Stock Units Common Stock, $0.01 par value 317288 317288 D Ford Stock Units Common Stock, $0.01 par value 134693 134693 D I am one of four trustees of the voting trust. As shown, it holds 97,137 shares of Class B stock for the benefit of my spouse. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 11,018,754 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 177,041 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares and of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 3,555,821 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years. This option vests to the extent of 33% of the total award after one year from the date of grant (07/06/2020), 66% after two years, and in full after three years. In addition, the option will not be exercisable until the price of Ford stock closes on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options. These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 156,276 shares on March 19, 2021 and 161,012 shares on March 19, 2022. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 2, 2021. Victoria Pool, Attorney-in-Fact 2021-02-10 EX-24.5_961611 2 poa.txt POA DOCUMENT POWER OF ATTORNEY I hereby constitute and appoint each of Douglas J. Cropsey, Corey M. MacGillivray, Jonathan E. Osgood, and Victoria Pool as my true and lawful attorney-in-fact, effective immediately, to: 1. Do anything on my behalf that is necessary or desirable to prepare, complete, and file Forms 3, 4, 5, and 144, and any amendment to those Forms, with the United States Securities and Exchange Commission ("SEC") and any stock exchange or similar authority, and any other documents required of me under Section 16 of the Securities Exchange Act of 1934, as Amended ("Section 16"), or Rule 144 under the Securities Act of 1933 ("Rule 144"), including completing and executing a Uniform Application for Access Codes to File on Edgar on Form ID 2. Execute such Forms or other documents or any amendments to those Forms or other documents for me in my name and file such Forms and amendments with the SEC and any stock exchange or similar authority as required by law or rule on my behalf; and 3. Take any other action in connection with those Forms or other documents or amendments that may be legally required or appropriate, in the opinion of the attorney-in-fact taking the action. I give each attorney-in-fact the power and authority to do anything that is required or appropriate in using his or her powers as attorney-in-fact, to the extent that I could act if I were personally present, with full power of substitution. I agree to everything these attorneys-in-fact (including substitutes for them) do under this Power of Attorney that is consistent with its terms. This Power of Attorney shall remain in effect until I have notified you in writing of its termination or it is superseded by a new power of attorney regarding the purposes outlined in the first paragraph hereof dated as of a later date. /s/William C. Ford, Jr. __________________________ William C. Ford, Jr. December 7, 2020