0001209191-21-009231.txt : 20210210
0001209191-21-009231.hdr.sgml : 20210210
20210210162400
ACCESSION NUMBER: 0001209191-21-009231
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR
CENTRAL INDEX KEY: 0001230846
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03950
FILM NUMBER: 21614188
MAIL ADDRESS:
STREET 1: FORD MOTOR COMPANY
STREET 2: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORD MOTOR CO
CENTRAL INDEX KEY: 0000037996
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 380549190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
BUSINESS PHONE: 3133223000
MAIL ADDRESS:
STREET 1: ONE AMERICAN RD
CITY: DEARBORN
STATE: MI
ZIP: 48126
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2020-12-31
0
0
0
0000037996
FORD MOTOR CO
F
0001230846
FORD WILLIAM CLAY JR
FORD MOTOR COMPANY
ONE AMERICAN ROAD
DEARBORN
MI
48126
1
1
0
0
Exec. Chairman and Chairman
Class B Stock, $0.01 par value
2020-12-04
5
G
0
1605
0.00
A
97137
I
By Voting Trust - Spouse
Class B Stock, $0.01 par value
2020-12-04
5
G
0
20871
0.00
D
11017088
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2020-12-18
5
G
0
1666
0.00
A
11018754
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2020-12-04
5
G
0
9633
0.00
A
175413
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2020-12-18
5
G
0
4998
0.00
A
180411
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2020-12-21
5
G
0
3370
0.00
D
177041
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2020-12-04
5
G
0
3211
0.00
A
3554155
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
2020-12-18
5
G
0
1666
0.00
A
3555821
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
230570
I
By Voting Trust - Annuity Trusts
Common Stock, $0.01 par value
156957
I
By Company Plan
Common Stock, $0.01 par value
1
D
BEP Ford Stock Fund Units
Common Stock, $0.01 par value
196364
196364
D
Employee Stock Option (Right to Buy)
12.46
2022-03-04
Common Stock, $0.01 par value
595238
595238
D
Employee Stock Option (Right to Buy)
14.76
2021-03-02
Common Stock, $0.01 par value
412735
412735
D
Employee Stock Option (Right to Buy)
15.37
2024-03-03
Common Stock, $0.01 par value
286415
286415
D
Employee Stock Option (Right to Buy)
12.75
2023-03-03
Common Stock, $0.01 par value
347912
347912
D
Employee Stock Option (Right to Buy)
6.19
2030-07-05
Common Stock, $0.01 par value
2102040
2102040
D
Ford Stock Units
Common Stock, $0.01 par value
3798
3798
D
Ford Stock Units
Common Stock, $0.01 par value
317288
317288
D
Ford Stock Units
Common Stock, $0.01 par value
134693
134693
D
I am one of four trustees of the voting trust. As shown, it holds 97,137 shares of Class B stock for the benefit of my spouse. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 11,018,754 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 177,041 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares and of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 3,555,821 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
This option vests to the extent of 33% of the total award after one year from the date of grant (07/06/2020), 66% after two years, and in full after three years. In addition, the option will not be exercisable until the price of Ford stock closes on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options.
These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 156,276 shares on March 19, 2021 and 161,012 shares on March 19, 2022.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 2, 2021.
Victoria Pool,
Attorney-in-Fact
2021-02-10
EX-24.5_961611
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
I hereby constitute and appoint each of Douglas J. Cropsey, Corey M.
MacGillivray, Jonathan E. Osgood, and Victoria Pool as my true and lawful
attorney-in-fact, effective immediately, to:
1. Do anything on my behalf that is necessary or desirable to prepare, complete,
and file Forms 3, 4, 5, and 144, and any amendment to those Forms, with the
United States Securities and Exchange Commission ("SEC") and any stock exchange
or similar authority, and any other documents required of me under Section 16 of
the Securities Exchange Act of 1934, as Amended ("Section 16"), or Rule 144
under the Securities Act of 1933 ("Rule 144"), including completing and
executing a Uniform Application for Access Codes to File on Edgar on Form ID
2. Execute such Forms or other documents or any amendments to those Forms or
other documents for me in my name and file such Forms and amendments with the
SEC and any stock exchange or similar authority as required by law or rule on my
behalf; and
3. Take any other action in connection with those Forms or other documents or
amendments that may be legally required or appropriate, in the opinion of the
attorney-in-fact taking the action.
I give each attorney-in-fact the power and authority to do anything that is
required or appropriate in using his or her powers as attorney-in-fact, to the
extent that I could act if I were personally present, with full power of
substitution. I agree to everything these attorneys-in-fact (including
substitutes for them) do under this Power of Attorney that is consistent with
its terms.
This Power of Attorney shall remain in effect until I have notified you in
writing of its termination or it is superseded by a new power of attorney
regarding the purposes outlined in the first paragraph hereof dated as of a
later date.
/s/William C. Ford, Jr.
__________________________
William C. Ford, Jr.
December 7, 2020