0001209191-20-008707.txt : 20200212 0001209191-20-008707.hdr.sgml : 20200212 20200212161331 ACCESSION NUMBER: 0001209191-20-008707 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR CENTRAL INDEX KEY: 0001230846 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03950 FILM NUMBER: 20604241 MAIL ADDRESS: STREET 1: FORD MOTOR COMPANY STREET 2: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 BUSINESS PHONE: 3133223000 MAIL ADDRESS: STREET 1: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2019-12-31 0 0 0 0000037996 FORD MOTOR CO F 0001230846 FORD WILLIAM CLAY JR FORD MOTOR COMPANY ONE AMERICAN ROAD DEARBORN MI 48126 1 1 0 0 Exec. Chairman and Chairman Class B Stock, $0.01 par value 2019-10-24 5 G 0 1720 0.00 A 95532 I By Voting Trust - Spouse Class B Stock, $0.01 par value 2019-02-25 5 G 0 1261363 0.00 D 9581312 I By Voting Trust - Individually Class B Stock, $0.01 par value 2019-10-24 5 G 0 18920 0.00 D 9562392 I By Voting Trust - Individually Class B Stock, $0.01 par value 2019-12-17 5 G 0 3205 0.00 D 9559187 I By Voting Trust - Individually Class B Stock, $0.01 par value 2019-12-18 5 G 0 1584 0.00 A 9560771 I By Voting Trust - Individually Class B Stock, $0.01 par value 2019-10-24 5 G 0 10320 0.00 A 177053 I By Voting Trust - Children Class B Stock, $0.01 par value 2019-12-17 5 G 0 16025 0.00 D 161028 I By Voting Trust - Children Class B Stock, $0.01 par value 2019-12-18 5 G 0 4752 0.00 A 165780 I By Voting Trust - Children Class B Stock, $0.01 par value 2019-02-25 5 G 0 1261363 0.00 A 3481574 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 2019-07-16 5 G 0 64346 0.00 A 3545920 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 2019-10-24 5 G 0 3440 0.00 A 3549360 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 2019-12-18 5 G 0 1584 0.00 A 3550944 I By Voting Trust - As Trustee Class B Stock, $0.01 par value 230570 I By Voting Trust - Annuity Trusts Common Stock, $0.01 par value 1100617 D Common Stock, $0.01 par value 150143 I By Company Plan BEP Ford Stock Fund Units Common Stock, $0.01 par value 168725 168725 D Employee Stock Option (Right to Buy) 12.46 2022-03-04 Common Stock, $0.01 par value 595238 595238 D Employee Stock Option (Right to Buy) 12.98 2020-08-04 Common Stock, $0.01 par value 1320754 1320754 D Employee Stock Option (Right to Buy) 12.69 2020-03-02 Common Stock, $0.01 par value 485436 485436 D Employee Stock Option (Right to Buy) 14.76 2021-03-02 Common Stock, $0.01 par value 412735 412735 D Employee Stock Option (Right to Buy) 15.37 2024-03-03 Common Stock, $0.01 par value 286415 286415 D Employee Stock Option (Right to Buy) 12.75 2023-03-03 Common Stock, $0.01 par value 347912 347912 D Ford Stock Units Common Stock, $0.01 par value 69155 69155 D Ford Stock Units Common Stock, $0.01 par value 265423 265423 D Ford Stock Units Common Stock, $0.01 par value 473563 473563 D Ford Stock Units Common Stock, $0.01 par value 3719 3719 D I am one of four trustees of the voting trust. As shown, it holds 95,532 shares of Class B stock for the benefit of my spouse. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 9,560,771 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 165,780 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares and of any other shares of Class B stock in said voting trust, unless otherwise provided herein. The reported transaction involved a gift of Class B stock to a trust benefiting my family of which my spouse was trustee. I subsequently became trustee of the trust on March 25, 2019. Prior to me becoming trustee and prior to the reported transaction, the trust held 247,855 shares of Class B stock. I am one of four trustees of the voting trust. As shown, it holds 3,550,944 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 2, 2020. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 130,730 shares on March 2, 2020 and 134,693 shares on March 2, 2021. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/19/2019), 66% after two years, and in full after three years. These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. Jerome F. Zaremba, Attorney-in-Fact 2020-02-12