0001209191-20-008707.txt : 20200212
0001209191-20-008707.hdr.sgml : 20200212
20200212161331
ACCESSION NUMBER: 0001209191-20-008707
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR
CENTRAL INDEX KEY: 0001230846
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03950
FILM NUMBER: 20604241
MAIL ADDRESS:
STREET 1: FORD MOTOR COMPANY
STREET 2: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORD MOTOR CO
CENTRAL INDEX KEY: 0000037996
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 380549190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
BUSINESS PHONE: 3133223000
MAIL ADDRESS:
STREET 1: ONE AMERICAN RD
CITY: DEARBORN
STATE: MI
ZIP: 48126
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2019-12-31
0
0
0
0000037996
FORD MOTOR CO
F
0001230846
FORD WILLIAM CLAY JR
FORD MOTOR COMPANY
ONE AMERICAN ROAD
DEARBORN
MI
48126
1
1
0
0
Exec. Chairman and Chairman
Class B Stock, $0.01 par value
2019-10-24
5
G
0
1720
0.00
A
95532
I
By Voting Trust - Spouse
Class B Stock, $0.01 par value
2019-02-25
5
G
0
1261363
0.00
D
9581312
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2019-10-24
5
G
0
18920
0.00
D
9562392
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2019-12-17
5
G
0
3205
0.00
D
9559187
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2019-12-18
5
G
0
1584
0.00
A
9560771
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2019-10-24
5
G
0
10320
0.00
A
177053
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2019-12-17
5
G
0
16025
0.00
D
161028
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2019-12-18
5
G
0
4752
0.00
A
165780
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2019-02-25
5
G
0
1261363
0.00
A
3481574
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
2019-07-16
5
G
0
64346
0.00
A
3545920
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
2019-10-24
5
G
0
3440
0.00
A
3549360
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
2019-12-18
5
G
0
1584
0.00
A
3550944
I
By Voting Trust - As Trustee
Class B Stock, $0.01 par value
230570
I
By Voting Trust - Annuity Trusts
Common Stock, $0.01 par value
1100617
D
Common Stock, $0.01 par value
150143
I
By Company Plan
BEP Ford Stock Fund Units
Common Stock, $0.01 par value
168725
168725
D
Employee Stock Option (Right to Buy)
12.46
2022-03-04
Common Stock, $0.01 par value
595238
595238
D
Employee Stock Option (Right to Buy)
12.98
2020-08-04
Common Stock, $0.01 par value
1320754
1320754
D
Employee Stock Option (Right to Buy)
12.69
2020-03-02
Common Stock, $0.01 par value
485436
485436
D
Employee Stock Option (Right to Buy)
14.76
2021-03-02
Common Stock, $0.01 par value
412735
412735
D
Employee Stock Option (Right to Buy)
15.37
2024-03-03
Common Stock, $0.01 par value
286415
286415
D
Employee Stock Option (Right to Buy)
12.75
2023-03-03
Common Stock, $0.01 par value
347912
347912
D
Ford Stock Units
Common Stock, $0.01 par value
69155
69155
D
Ford Stock Units
Common Stock, $0.01 par value
265423
265423
D
Ford Stock Units
Common Stock, $0.01 par value
473563
473563
D
Ford Stock Units
Common Stock, $0.01 par value
3719
3719
D
I am one of four trustees of the voting trust. As shown, it holds 95,532 shares of Class B stock for the benefit of my spouse. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 9,560,771 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 165,780 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares and of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
The reported transaction involved a gift of Class B stock to a trust benefiting my family of which my spouse was trustee. I subsequently became trustee of the trust on March 25, 2019. Prior to me becoming trustee and prior to the reported transaction, the trust held 247,855 shares of Class B stock.
I am one of four trustees of the voting trust. As shown, it holds 3,550,944 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 2, 2020.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 130,730 shares on March 2, 2020 and 134,693 shares on March 2, 2021.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/19/2019), 66% after two years, and in full after three years.
These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.
Jerome F. Zaremba,
Attorney-in-Fact
2020-02-12