0001209191-19-009252.txt : 20190212 0001209191-19-009252.hdr.sgml : 20190212 20190212153844 ACCESSION NUMBER: 0001209191-19-009252 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR CENTRAL INDEX KEY: 0001230846 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03950 FILM NUMBER: 19590482 MAIL ADDRESS: STREET 1: FORD MOTOR COMPANY STREET 2: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 BUSINESS PHONE: 3133223000 MAIL ADDRESS: STREET 1: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2018-12-31 0 0 0 0000037996 FORD MOTOR CO F 0001230846 FORD WILLIAM CLAY JR FORD MOTOR COMPANY ONE AMERICAN ROAD DEARBORN MI 48126 1 1 0 0 Exec. Chairman and Chairman Class B Stock, $0.01 par value 2018-02-08 5 G 0 137953 0.00 D 230570 I By Voting Trust - Annuity Trusts Class B Stock, $0.01 par value 2018-02-08 5 G 0 137953 0.00 A 10857327 I By Voting Trust - Individually Class B Stock, $0.01 par value 2018-05-02 5 G 0 12060 0.00 D 10845267 I By Voting Trust - Individually Class B Stock, $0.01 par value 2018-06-06 5 G 0 1259 0.00 A 10846526 I By Voting Trust - Individually Class B Stock, $0.01 par value 2018-12-30 5 G 0 3851 0.00 D 10842675 I By Voting Trust - Individually Class B Stock, $0.01 par value 2018-05-02 5 G 0 10720 0.00 A 161697 I By Voting Trust - Children Class B Stock, $0.01 par value 2018-06-06 5 G 0 5036 0.00 A 166733 I By Voting Trust - Children Class B Stock, $0.01 par value 2018-05-02 5 G 0 1340 0.00 A 93812 I By Voting Trust - Spouse Class B Stock, $0.01 par value 247855 I By Voting Trust - Spouse as Trustee Class B Stock, $0.01 par value 1972356 I By Voting Trust - As Trustee Common Stock, $0.01 par value 137291 I By Company Plan Common Stock, $0.01 par value 1 D BEP Ford Stock Fund Units Common Stock, $0.01 par value 139953 139953 D Employee Stock Option (Right to Buy) 12.46 2022-03-04 Common Stock, $0.01 par value 595238 595238 D Employee Stock Option (Right to Buy) 12.98 2020-08-04 Common Stock, $0.01 par value 1320754 1320754 D Employee Stock Option (Right to Buy) 12.69 2020-03-02 Common Stock, $0.01 par value 485436 485436 D Employee Stock Option (Right to Buy) 14.76 2021-03-02 Common Stock, $0.01 par value 412735 412735 D Employee Stock Option (Right to Buy) 15.37 2024-03-03 Common Stock, $0.01 par value 286415 286415 D Employee Stock Option (Right to Buy) 12.75 2023-03-03 Common Stock, $0.01 par value 347912 347912 D Ford Stock Units Common Stock, $0.01 par value 3484 3484 D Ford Stock Units Common Stock, $0.01 par value 53361 53361 D Ford Stock Units Common Stock, $0.01 par value 136276 136276 D Ford Stock Units Common Stock, $0.01 par value 396153 396153 D I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 10,842,675 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein. I am one of four trustees of the voting trust. As shown, it holds 166,733 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares. I am one of four trustees of the voting trust. As shown, it holds 93,812 shares of Class B stock for the benefit of my spouse. I am one of four trustees of the voting trust. As shown, it holds 247,855 shares of Class B stock for the benefit of trusts, of which my spouse is a trustee, that benefit my family. I disclaim beneficial ownership of these shares. I am one of four trustees of the voting trust. As shown, it holds 1,972,356 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family. These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years. These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 53,361 shares on March 3, 2019. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 67,121 shares on March 2, 2019 and 69,155 shares on March 2, 2020. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years. Jerome F. Zaremba, Attorney-in-Fact 2019-02-12