0001209191-19-009252.txt : 20190212
0001209191-19-009252.hdr.sgml : 20190212
20190212153844
ACCESSION NUMBER: 0001209191-19-009252
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR
CENTRAL INDEX KEY: 0001230846
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03950
FILM NUMBER: 19590482
MAIL ADDRESS:
STREET 1: FORD MOTOR COMPANY
STREET 2: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORD MOTOR CO
CENTRAL INDEX KEY: 0000037996
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 380549190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
BUSINESS PHONE: 3133223000
MAIL ADDRESS:
STREET 1: ONE AMERICAN RD
CITY: DEARBORN
STATE: MI
ZIP: 48126
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2018-12-31
0
0
0
0000037996
FORD MOTOR CO
F
0001230846
FORD WILLIAM CLAY JR
FORD MOTOR COMPANY
ONE AMERICAN ROAD
DEARBORN
MI
48126
1
1
0
0
Exec. Chairman and Chairman
Class B Stock, $0.01 par value
2018-02-08
5
G
0
137953
0.00
D
230570
I
By Voting Trust - Annuity Trusts
Class B Stock, $0.01 par value
2018-02-08
5
G
0
137953
0.00
A
10857327
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2018-05-02
5
G
0
12060
0.00
D
10845267
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2018-06-06
5
G
0
1259
0.00
A
10846526
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2018-12-30
5
G
0
3851
0.00
D
10842675
I
By Voting Trust - Individually
Class B Stock, $0.01 par value
2018-05-02
5
G
0
10720
0.00
A
161697
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2018-06-06
5
G
0
5036
0.00
A
166733
I
By Voting Trust - Children
Class B Stock, $0.01 par value
2018-05-02
5
G
0
1340
0.00
A
93812
I
By Voting Trust - Spouse
Class B Stock, $0.01 par value
247855
I
By Voting Trust - Spouse as Trustee
Class B Stock, $0.01 par value
1972356
I
By Voting Trust - As Trustee
Common Stock, $0.01 par value
137291
I
By Company Plan
Common Stock, $0.01 par value
1
D
BEP Ford Stock Fund Units
Common Stock, $0.01 par value
139953
139953
D
Employee Stock Option (Right to Buy)
12.46
2022-03-04
Common Stock, $0.01 par value
595238
595238
D
Employee Stock Option (Right to Buy)
12.98
2020-08-04
Common Stock, $0.01 par value
1320754
1320754
D
Employee Stock Option (Right to Buy)
12.69
2020-03-02
Common Stock, $0.01 par value
485436
485436
D
Employee Stock Option (Right to Buy)
14.76
2021-03-02
Common Stock, $0.01 par value
412735
412735
D
Employee Stock Option (Right to Buy)
15.37
2024-03-03
Common Stock, $0.01 par value
286415
286415
D
Employee Stock Option (Right to Buy)
12.75
2023-03-03
Common Stock, $0.01 par value
347912
347912
D
Ford Stock Units
Common Stock, $0.01 par value
3484
3484
D
Ford Stock Units
Common Stock, $0.01 par value
53361
53361
D
Ford Stock Units
Common Stock, $0.01 par value
136276
136276
D
Ford Stock Units
Common Stock, $0.01 par value
396153
396153
D
I am one of four trustees of the voting trust. As shown, it holds 230,570 shares of Class B stock for the benefit of grantor retained annuity trusts of which I am the trustee. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 10,842,675 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
I am one of four trustees of the voting trust. As shown, it holds 166,733 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares.
I am one of four trustees of the voting trust. As shown, it holds 93,812 shares of Class B stock for the benefit of my spouse.
I am one of four trustees of the voting trust. As shown, it holds 247,855 shares of Class B stock for the benefit of trusts, of which my spouse is a trustee, that benefit my family. I disclaim beneficial ownership of these shares.
I am one of four trustees of the voting trust. As shown, it holds 1,972,356 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family.
These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 53,361 shares on March 3, 2019.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 67,121 shares on March 2, 2019 and 69,155 shares on March 2, 2020.
These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years.
Jerome F. Zaremba,
Attorney-in-Fact
2019-02-12