0001209191-18-017178.txt : 20180306 0001209191-18-017178.hdr.sgml : 20180306 20180306152231 ACCESSION NUMBER: 0001209191-18-017178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thai-Tang Hau N CENTRAL INDEX KEY: 0001582109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03950 FILM NUMBER: 18669686 MAIL ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 BUSINESS PHONE: 3133223000 MAIL ADDRESS: STREET 1: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0000037996 FORD MOTOR CO F 0001582109 Thai-Tang Hau N ONE AMERICAN ROAD DEARBORN MI 48126 0 1 0 0 Executive Vice President Common Stock, $0.01 par value 2018-03-02 4 M 0 14596 A 28954 D Common Stock, $0.01 par value 2018-03-02 4 M 0 33547 6.14 A 62501 D Common Stock, $0.01 par value 2018-03-02 4 S 0 15517 10.347 D 46984 D Common Stock, $0.01 par value 2018-03-02 4 F 0 10625 10.41 D 36359 D Common Stock, $0.01 par value 2018-03-02 4 F 0 31641 10.40 D 4718 D Common Stock, $0.01 par value 2018-03-03 4 M 0 13405 A 18123 D Common Stock, $0.01 par value 2018-03-04 4 M 0 11666 A 29789 D Common Stock, $0.01 par value 2018-03-04 4 A 0 63817 A 93606 D Common Stock, $0.01 par value 4322 I By Company Plan Common Stock, $0.01 par value 102905 I By Spouse as Trustee Employee Stock Option (Right to Buy) 6.14 2018-03-02 4 M 0 33547 D 2018-03-04 Common Stock, $0.01 par value 33547 0 D Ford Stock Units 2018-03-04 4 M 0 11666 D Common Stock, $0.01 par value 11666 0 D Ford Stock Units 2018-03-03 4 M 0 13405 D Common Stock, $0.01 par value 13405 13811 D Ford Stock Units 2018-03-02 4 M 0 14596 D Common Stock, $0.01 par value 14596 29637 D Ford Stock Units 2018-03-02 4 A 0 131153 A Common Stock, $0.01 par value 131153 131153 D The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years. The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $10.345 to $10.35. A breakdown of each transaction will be provided upon request. The reporting person paid the exercise price of the option shown by delivering these shares to the Company. These shares were withheld by the Company to cover my income tax liability relating to March 2, 2018, March 3, 2018, and March 4, 2018 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 2, 2018. These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2015 performance-based restricted stock unit opportunity. These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years. Jerome F. Zaremba, Attorney-in-Fact 2018-03-06