0001209191-14-008013.txt : 20140206 0001209191-14-008013.hdr.sgml : 20140206 20140206161021 ACCESSION NUMBER: 0001209191-14-008013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 BUSINESS PHONE: 3133223000 MAIL ADDRESS: STREET 1: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR CENTRAL INDEX KEY: 0001230846 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03950 FILM NUMBER: 14580257 MAIL ADDRESS: STREET 1: FORD MOTOR COMPANY STREET 2: ONE AMERICAN ROAD CITY: DEARBORN STATE: MI ZIP: 48126 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2013-12-31 0 0 0 0000037996 FORD MOTOR CO F 0001230846 FORD WILLIAM CLAY JR FORD MOTOR COMPANY ONE AMERICAN ROAD DEARBORN MI 48126 1 1 0 0 Exec. Chairman and Chairman Class B Stock, $0.01 par value 2013-01-04 5 G 0 2077 0.00 A 73193 I By Spouse Class B Stock, $0.01 par value 2013-01-18 5 G 0 996 0.00 A 74189 I By Spouse Class B Stock, $0.01 par value 2013-08-26 5 G 0 11179 0.00 D 0 I By Spouse as Custodian Class B Stock, $0.01 par value 2013-01-04 5 G 0 2077 0.00 A 6621769 I By Voting Trust Class B Stock, $0.01 par value 2013-01-18 5 G 0 8964 0.00 D 6612805 I By Voting Trust Class B Stock, $0.01 par value 2013-12-04 5 G 0 269000 0.00 D 6343805 I By Voting Trust Class B Stock, $0.01 par value 2013-12-04 5 G 0 269000 0.00 A 709230 I By Annuity Trust Class B Stock, $0.01 par value 2013-01-04 5 G 0 6231 0.00 A 419152 I By Voting Trust-Children Class B Stock, $0.01 par value 2013-01-18 5 G 0 5976 0.00 A 425128 I By Voting Trust-Children Class B Stock, $0.01 par value 2013-08-26 5 G 0 126159 0.00 A 551287 I By Voting Trust-Children Common Stock, $0.01 par value 2013-12-04 5 G 0 359116 0.00 A 1286347 D Common Stock, $0.01 par value 2013-12-13 5 G 0 265000 0.00 D 1021347 D Common Stock, $0.01 par value 2013-10-25 5 G 0 19153 0.00 D 0 I By Spouse as Custodian Common Stock, $0.01 par value 2013-10-25 5 G 0 51610 0.00 A 198039 I By Trust-Children Common Stock, $0.01 par value 2013-12-04 5 G 0 436279 0.00 D 115564 I By Annuity Trust Common Stock, $0.01 par value 92768 I By Company Plan Common Stock, $0.01 par value 12412 I By Spouse Common Stock, $0.01 par value 60843 I by Spouse as Trustee Common Stock, $0.01 par value 186964 I By Voting Trust Common Stock, $0.01 par value 44891 I By Children Class B Stock, $0.01 par value 187012 I by Spouse as Trustee BEP Ford Stock Fund Units Common Stock, $0.01 par value 42143 42143 D Employee Stock Option (Right to Buy) 12.46 2022-03-04 Common Stock, $0.01 par value 595238 595238 D Employee Stock Option (Right to Buy) 2.84 2019-03-26 Common Stock, $0.01 par value 3470000 3470000 D Employee Stock Option (Right to Buy) 12.98 2020-08-04 Common Stock, $0.01 par value 1320754 1320754 D Employee Stock Option (Right to Buy) 12.69 2020-03-02 Common Stock, $0.01 par value 485436 485436 D Employee Stock Option (Right to Buy) 14.76 2021-03-02 Common Stock, $0.01 par value 412735 412735 D Employee Stock Option (Right to Buy) 12.75 2023-03-03 Common Stock, $0.01 par value 347912 347912 D Employee Stock Option (Right to Buy) 12.49 2015-03-10 Common Stock, $0.01 par value 26849 26849 D Ford Stock Units Common Stock, $0.01 par value 2686 2686 D Ford Stock Units Common Stock, $0.01 par value 175473 175473 D Ford Stock Units Common Stock, $0.01 par value 171347 171347 D I disclaim beneficial ownership of these shares owned by my wife. I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children. I am one of five trustees of the voting trust. As shown, it holds 6,343,805 shares of Class B Stock for my benefit. I disclaim benefical ownership of any other shares of Class B Stock in said voting trust. These shares are held in a grantor retained annuity trust of which I am the trustee. I am one of five trustees of the voting trust. As shown, it holds 551,287 shares of Class B Stock for the benefit of my children. I disclaim benefical ownership of these shares. I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares. I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants. I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust. I disclaim beneficial ownership of these shares owned by my children. These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned as of August 5, 2010, 66% of the shares optioned after two years from the date of grant (03/27/2009), and in full after three years from the date of grant (03/27/2009). This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years. This option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years. This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2005), 66% after two years, and in full after three years. These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 5, 2014. These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2015. Jerome F. Zaremba, Attorney-in-Fact 2014-02-06