0001209191-14-008013.txt : 20140206
0001209191-14-008013.hdr.sgml : 20140206
20140206161021
ACCESSION NUMBER: 0001209191-14-008013
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140206
DATE AS OF CHANGE: 20140206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORD MOTOR CO
CENTRAL INDEX KEY: 0000037996
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 380549190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
BUSINESS PHONE: 3133223000
MAIL ADDRESS:
STREET 1: ONE AMERICAN RD
CITY: DEARBORN
STATE: MI
ZIP: 48126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD WILLIAM CLAY JR
CENTRAL INDEX KEY: 0001230846
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03950
FILM NUMBER: 14580257
MAIL ADDRESS:
STREET 1: FORD MOTOR COMPANY
STREET 2: ONE AMERICAN ROAD
CITY: DEARBORN
STATE: MI
ZIP: 48126
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2013-12-31
0
0
0
0000037996
FORD MOTOR CO
F
0001230846
FORD WILLIAM CLAY JR
FORD MOTOR COMPANY
ONE AMERICAN ROAD
DEARBORN
MI
48126
1
1
0
0
Exec. Chairman and Chairman
Class B Stock, $0.01 par value
2013-01-04
5
G
0
2077
0.00
A
73193
I
By Spouse
Class B Stock, $0.01 par value
2013-01-18
5
G
0
996
0.00
A
74189
I
By Spouse
Class B Stock, $0.01 par value
2013-08-26
5
G
0
11179
0.00
D
0
I
By Spouse as Custodian
Class B Stock, $0.01 par value
2013-01-04
5
G
0
2077
0.00
A
6621769
I
By Voting Trust
Class B Stock, $0.01 par value
2013-01-18
5
G
0
8964
0.00
D
6612805
I
By Voting Trust
Class B Stock, $0.01 par value
2013-12-04
5
G
0
269000
0.00
D
6343805
I
By Voting Trust
Class B Stock, $0.01 par value
2013-12-04
5
G
0
269000
0.00
A
709230
I
By Annuity Trust
Class B Stock, $0.01 par value
2013-01-04
5
G
0
6231
0.00
A
419152
I
By Voting Trust-Children
Class B Stock, $0.01 par value
2013-01-18
5
G
0
5976
0.00
A
425128
I
By Voting Trust-Children
Class B Stock, $0.01 par value
2013-08-26
5
G
0
126159
0.00
A
551287
I
By Voting Trust-Children
Common Stock, $0.01 par value
2013-12-04
5
G
0
359116
0.00
A
1286347
D
Common Stock, $0.01 par value
2013-12-13
5
G
0
265000
0.00
D
1021347
D
Common Stock, $0.01 par value
2013-10-25
5
G
0
19153
0.00
D
0
I
By Spouse as Custodian
Common Stock, $0.01 par value
2013-10-25
5
G
0
51610
0.00
A
198039
I
By Trust-Children
Common Stock, $0.01 par value
2013-12-04
5
G
0
436279
0.00
D
115564
I
By Annuity Trust
Common Stock, $0.01 par value
92768
I
By Company Plan
Common Stock, $0.01 par value
12412
I
By Spouse
Common Stock, $0.01 par value
60843
I
by Spouse as Trustee
Common Stock, $0.01 par value
186964
I
By Voting Trust
Common Stock, $0.01 par value
44891
I
By Children
Class B Stock, $0.01 par value
187012
I
by Spouse as Trustee
BEP Ford Stock Fund Units
Common Stock, $0.01 par value
42143
42143
D
Employee Stock Option (Right to Buy)
12.46
2022-03-04
Common Stock, $0.01 par value
595238
595238
D
Employee Stock Option (Right to Buy)
2.84
2019-03-26
Common Stock, $0.01 par value
3470000
3470000
D
Employee Stock Option (Right to Buy)
12.98
2020-08-04
Common Stock, $0.01 par value
1320754
1320754
D
Employee Stock Option (Right to Buy)
12.69
2020-03-02
Common Stock, $0.01 par value
485436
485436
D
Employee Stock Option (Right to Buy)
14.76
2021-03-02
Common Stock, $0.01 par value
412735
412735
D
Employee Stock Option (Right to Buy)
12.75
2023-03-03
Common Stock, $0.01 par value
347912
347912
D
Employee Stock Option (Right to Buy)
12.49
2015-03-10
Common Stock, $0.01 par value
26849
26849
D
Ford Stock Units
Common Stock, $0.01 par value
2686
2686
D
Ford Stock Units
Common Stock, $0.01 par value
175473
175473
D
Ford Stock Units
Common Stock, $0.01 par value
171347
171347
D
I disclaim beneficial ownership of these shares owned by my wife.
I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
I am one of five trustees of the voting trust. As shown, it holds 6,343,805 shares of Class B Stock for my benefit. I disclaim benefical ownership of any other shares of Class B Stock in said voting trust.
These shares are held in a grantor retained annuity trust of which I am the trustee.
I am one of five trustees of the voting trust. As shown, it holds 551,287 shares of Class B Stock for the benefit of my children. I disclaim benefical ownership of these shares.
I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants.
I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.
I disclaim beneficial ownership of these shares owned by my children.
These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned as of August 5, 2010, 66% of the shares optioned after two years from the date of grant (03/27/2009), and in full after three years from the date of grant (03/27/2009).
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
This option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2005), 66% after two years, and in full after three years.
These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.
These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 5, 2014.
These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2015.
Jerome F. Zaremba,
Attorney-in-Fact
2014-02-06