-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JiyxPXvWnKZ3n06VzcU7xrmQcowoFLbo310WRU6uLsaRL3NZywb+EVYV3yxmV3C9 0utpXJbAuq8ThWmTjUSX2w== 0000769993-99-000422.txt : 19990713 0000769993-99-000422.hdr.sgml : 19990713 ACCESSION NUMBER: 0000769993-99-000422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FORD MOTOR CO CENTRAL INDEX KEY: 0000037996 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380549190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-03950 FILM NUMBER: 99662739 BUSINESS ADDRESS: STREET 1: THE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48121 BUSINESS PHONE: 3133223000 COMPANY DATA: COMPANY CONFORMED NAME: THORNTON JOHN L CENTRAL INDEX KEY: 0001029644 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129027202 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person* Thornton, John L. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Goldman, Sachs & Co. 85 Broad Street - -------------------------------------------------------------------------------- (Street) New York, New York 10004 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Ford Motor Company F(Common), F.PRB (Series B Pref.) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ================================================================================ 4. Statement for Month/Year June/1999 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ----------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
==================================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, | or Beneficially Owned | ==================================================================================================================================== | | | | |6. | | | | | 4. |5. |Owner- | | | | | Securities Acquired (A) or |Amount of |ship | | | | 3. | Disposed of (D) |Securities |Form: |7. | | | Transaction| (Instr. 3, 4 and 5) |Beneficially |Direct |Nature of | |2. | Code | -------------------------------|Owned at End |(D) or |Indirect | 1. |Transaction | (Instr. 8) | | (A) | |of Month |Indirect |Beneficial| Title of Security |Date | -----------| Amount | or | Price |(Instr. 3 |(I) |Ownership | (Instr. 3) |(mm/dd/yy) | Code | V | | (D) | |and 4) |(Instr.4)|(Instr. 4)| - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/01/99 | M(01)| | 575 | A | 01 | 11,921(02) | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/09/99 | P | | 900 | A | $57.68 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/09/99 | S | | 900 | D | $56.5625 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/15/99 | P | | 2,800 | A | $53.0625 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/15/99 | P | | 1,400 | A | $53.00 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/15/99 | P | | 30 | A | $53.3125 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/15/99 | S | | 4,200 | D | $53.0417 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/15/99 | S | | 30 | D | $53.3125 | | I | 03,04 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | 06/30/99 | S | | 400 | D | $56.4375 | -0- | I | 03,05 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | | | | | | | 3.702594(06) | I | 03,06 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | | | | | | | 44.56(07) | I | 03,07 | ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued)
==================================================================================================================================== Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ==================================================================================================================================== | | | | | | | |9. |10. | | | | | | | | | |Number |Owner- | | | | | | | | | |of |ship | | |2. | | | | | | |Deriv- |of | | |Conver-| | | 5. | |7. | |ative |Deriv- |11. | |sion | | | Number of | |Title and Amount | |Secur- |ative |Nature| |or | | | Derivative |6. |of Underlying |8. |ities |Secur- |of | |Exer- | |4. | Securities |Date |Securities |Price |Bene- |ity: |In- | |cise |3. |Trans- | Acquired (A) |Exercisable and |(Instr. 3 and 4) |of |ficially |Direct |direct| |Price |Trans- |action | or Disposed |Expiration Date |-----------------------|Deriv- |Owned |(D) or |Bene- | 1. |of |action |Code | of(D) |(Month/Day/Year) | |Amount |ative |at End |In- |ficial| Title of |Deriv- |Date |(Instr | (Instr. 3, |---------------- | |or |Secur- |of |direct |Owner-| Derivative |ative |(Month/ |8) | 4 and 5) |Date |Expira- | |Number |ity |Month |(I) |ship | Security |Secur- |Day/ |------ | ------------ |Exer- |tion | |of |(Instr. |(Instr. |(Instr |(Instr| (Instr. 3) |ity |Year) |Code |V| (A) | (D) |cisable |Date |Title |Shares |5) |4) |4) |4) | - ------------------------------------------------------------------------------------------------------------------------------------ Ford Stock | | | | | | | | | | | | | | | Equivalents | 08 |06/01/99|M(01)| | | 575 | 08 | 08 |Common Stock | 575 | | 1,150 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| Ford Stock | | | | | | | | | | | | | | | Units | 09 | | | | | | 09 | 09 |Common Stock | 6,008 | | 6,008 | D | | - -----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: 01: The reported transaction involved the conversion, without payment by the Reporting Person, of Ford Stock Equivalents into shares of Common Stock under the Company's Restricted Stock Plan for Non-Employee Directors. 02: Includes shares acquired under a dividend reinvestment program. 03: The Reporting Person is a Director, President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc. ("GS Group"). Goldman, Sachs & Co. ("Goldman Sachs") is an indirect wholly-owned subsidiary of GS Group. The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of his pecuniary interest therein. 04: The securities reported herein as indirectly purchased and sold were purchased and sold and may be deemed to have been beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. 05: The securities reported herein as indirectly sold were sold by Goldman Sachs, as part of a basket which did not meet the requirements for exemption as outlined by the Securities and Exchange Commission. These securities may be deemed to have been beneficially owned directly by Goldman Sachs. The subsequent purchase was part of an approved basket and therefore not reported. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. 06: Goldman Sachs and GS Group may be deemed to own beneficially and indirectly 3.702594 shares of Common Stock which are beneficially and directly owned by the Goldman Sachs 1998 Exchange Place Fund, L.P. (the "1998 Exchange Fund"). Goldman Sachs is the investment manager of the 1998 Exchange Fund. An affiliate of Goldman Sachs and GS Group is the general partner of the 1998 Exchange Fund. The 3.702594 shares reported herein as indirectly beneficially owned by Goldman Sachs and GS Group represents a change in GS Group's proportionate interest in the shares of the Issuer owned by the 1998 Exchange Fund. 07: Goldman Sachs and GS Group may be deemed to own beneficially and indirectly 44.56 shares of Common Stock which are beneficially and directly owned by the Goldman Sachs 1997 Exchange Place Fund, L.P. (the "1997 Exchange Fund"). Goldman Sachs is the investment manager of the 1997 Exchange Fund. An affiliate of Goldman Sachs and GS Group is the general partner of the 1997 Exchange Fund. The 44.56 shares reported herein as indirectly beneficially owned by Goldman Sachs and GS Group represents a change in GS Group's proportionate interest in the shares of the Issuer owned by the 1997 Exchange Fund. 08: These Ford Stock Equivalents were acquired under the Company's Restricted Stock Plan for Non-Employee Directors without payment by the Reporting Person. In general, 575 of these Ford Stock Equivalents will be converted and distributed to the Reporting Person, without payment, in shares of Common Stock on June 1 of each of the two years commencing 6/1/00. 09: These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to the Reporting Person, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. By: s/ Hans L. Reich July 12, 1999 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Alternatively, this Form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to Rule 101(b)(4) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----