-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPb3s6bejjb5ZrXzbfZH5A5Cltt/z75KynFOXQYnzTonAMMycRLAAiQLA7V3+ZwB VXSxcdmrZ4X2VUb0+RzOcQ== 0000947871-02-001806.txt : 20020912 0000947871-02-001806.hdr.sgml : 20020912 20020912140332 ACCESSION NUMBER: 0000947871-02-001806 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020912 GROUP MEMBERS: ADAM USDAN GROUP MEMBERS: TRELLUS MANAGEMENT COMPANY, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOODARAMA SUPERMARKETS INC CENTRAL INDEX KEY: 0000037914 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 210717108 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1102 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-32085 FILM NUMBER: 02762388 BUSINESS ADDRESS: STREET 1: 922 HIGHWAY 33 STREET 2: BLDG 6 CITY: FREEHOLD STATE: NJ ZIP: 07728 BUSINESS PHONE: 7324624700 MAIL ADDRESS: STREET 1: 922 HIGHWAY 33 STREET 2: BLDG 6 CITY: FREEHOLD STATE: NJ ZIP: 07728 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRELLUS CO LLC CENTRAL INDEX KEY: 0001134487 IRS NUMBER: 133788938 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 152 WEST 57TH ST STREET 2: 57TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122453300 MAIL ADDRESS: STREET 1: C/O TRELLUS MANAGEMENT CO LLC STREET 2: 152 W 57TH ST. 57TH FL. CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 sc13g_091202-foodarama.txt SCHEDULE 13G U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Foodarama Supermarkets, Inc. ------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------ (Title of Class of Securities) 344820105 ------------------------------------------------ (CUSIP Number) August 12, 2002 ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 344820105 - ------------------------------------------------------------------------------ 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities Only) Trellus Management Company, LLC (13-3807183) - ------------------------------------------------------------------------------ 2) Check The Appropriate Box If a Member of a Group (See Instructions) (A) [ ] (B) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization DELAWARE LIMITED LIABILITY COMPANY - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power 0 ----------------------------------------------- 6) Shared Voting Power 51,300 ----------------------------------------------- 7) Sole Dispositive Power 0 ----------------------------------------------- 8) Shared Dispositive Power 51,300 - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially Owned by Each Reporting Person 51,300 - ------------------------------------------------------------------------------ 10) Check If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row (9) 5.20% - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) OO - ------------------------------------------------------------------------------ 2 CUSIP No. 344820105 - ------------------------------------------------------------------------------ 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities Only) Adam Usdan - ------------------------------------------------------------------------------ 2) Check The Appropriate Box If a Member of a Group (See Instructions) (A) [ ] (B) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power 0 ----------------------------------------------- 6) Shared Voting Power 51,300 ----------------------------------------------- 7) Sole Dispositive Power 0 ----------------------------------------------- 8) Shared Dispositive Power 51,300 - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially Owned by Each Reporting Person 51,300 - ------------------------------------------------------------------------------ 10) Check If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row (9) 5.20% - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------ 3 Item 1. (a) Name of Issuer: Foodarama Supermarkets, Inc. (b) Address of Issuer's Principal Executive Offices: 922 Highway 33 Bldg. 6 Freehold, New Jersey 07728 - ------------------------------------------------------------------------------ Item 2. (a) Name of Person Filing: Trellus Management Company, LLC Adam Usdan (b) Address of Principal Business Office or, if none, Residence: 350 Madison Avenue, 9th Floor New York, New York 10017 (c) Citizenship: Trellus Management Company, LLC is a Delaware limited liability company. Adam Usdan is a citizen of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 344820105 - ------------------------------------------------------------------------------ Item 3. If this statement is being filed pursuant to Rule 13d-1(b) or (c), or 13d-2(b), check whether the person filing is: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 4 (j) [ ] Group, in accordance with 13d-1(b)(1)(ii)(J) Item 4. Ownership: (a) Amount Beneficially Owned: 51,300* (b) Percent of Class: 5.20% (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or direct the vote: 51,300* (iii) Sole power to dispose or direct the disposition of: 0 (iv) Shared power to dispose or direct the disposition of: 51,300* *See Attachment A. - ------------------------------------------------------------------------------ Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ] - ------------------------------------------------------------------------------ Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A - ------------------------------------------------------------------------------ Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company N/A - ------------------------------------------------------------------------------ Item 8. Identification and Classification of Members of the Group N/A - ------------------------------------------------------------------------------ Item 9. Notice of Dissolution of Group N/A - ------------------------------------------------------------------------------ Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, 5 the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: Trellus Management Company, LLC /s/ Anthony G. Miller ---------------------------------------------- Name: Anthony G. Miller Title: Chief Financial Officer /s/ Adam Usdan ---------------------------------------------- Adam Usdan Date: September 10, 2002 ATTACHMENT A As of August 12, 2002, Trellus Management Company, LLC ("Trellus") became the beneficial owner of 51,300 shares of Common Stock of Foodarama Supermarkets, Inc. ("Common Stock") for a total beneficial ownership of 5.20% of the outstanding shares of Common Stock. Adam Usdan is the President of Trellus. Trellus and Adam Usdan are shown as sharing voting power and dispositive power of the same 51,300 shares of Common Stock. ATTACHMENT B AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a statement on Schedule 13G or any amendments thereto, with respect to the Common Stock of Foodarama Supermarkets, Inc. and that this Agreement be included as an attachment to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement on the 10th day of September, 2002. 6 By: Trellus Management Company, LLC /S/ Anthony G. Miller ------------------------------------------------ Name: Anthony G. Miller Title: Chief Financial Officer /s/ Adam Usdan ----------------------------------------------- Adam Usdan 7 -----END PRIVACY-ENHANCED MESSAGE-----