-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FM5ulzNrSKGJ0gA+xv60mEd7EA9PXE2S9In863AHo59Y29/IHlj8Cy4p2aUCnNou smoVHxPiKwUBdhZ4wVmXCQ== 0001181431-04-045849.txt : 20041001 0001181431-04-045849.hdr.sgml : 20041001 20041001145206 ACCESSION NUMBER: 0001181431-04-045849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010116 FILED AS OF DATE: 20041001 DATE AS OF CHANGE: 20041001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tolbert Eric Brian CENTRAL INDEX KEY: 0001302438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07775 FILM NUMBER: 041058150 BUSINESS ADDRESS: BUSINESS PHONE: 804-739-4910 MAIL ADDRESS: STREET 1: 13631 BRANDY OAKS DRIVE CITY: CHESTERFIELD STATE: VA ZIP: 23832 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 4 1 rrd52515.xml FORM 4 X0202 4 2001-01-16 0 0000037748 MASSEY ENERGY CO MEE 0001302438 Tolbert Eric Brian 13631 BRANDY OAKS DRIVE CHESTERFIELD VA 23832 0 1 0 0 Controller Common Stock 2001-01-16 4 A 0 2100 15.25 A 5174 D Common Stock 2001-03-07 4 M 0 3042 10.5719 A 8216 D Common Stock 2001-03-07 4 S 0 3042 21.40 D 5174 D Common Stock 2001-03-07 4 M 0 1958 10.9264 A 7132 D Common Stock 2001-03-07 4 S 0 1958 21.40 D 5174 D Common Stock 2001-03-08 4 M 0 10700 10.9264 A 15874 D Common Stock 2001-03-08 4 S 0 10700 21.70 D 5174 D Common Stock 2001-09-10 4 M 0 74 A 5248 D Common Stock 2001-09-10 4 D 0 74 19.75 D 5174 D Common Stock 2001-10-29 4 A 0 1593 20.105 A 6767 D Common Stock 2001-12-11 4 M 0 1521 10.5719 A 8288 D Common Stock 2001-12-11 4 S 0 1521 18.77 D 6767 D Restricted Units (phantom stock units) 2001-01-16 4 A 0 1180 0 A Common Stock 1180 1180 D Employee Stock Option (right to buy) 10.5719 2001-03-07 4 M 0 3042 0 D 2008-12-08 Common Stock 3042 3042 D Employee Stock Option (right to buy) 10.9264 2001-03-07 4 M 0 1958 0 D 2009-12-07 Common Stock 1958 23674 D Employee Stock Option (right to buy) 10.9264 2001-03-08 4 M 0 10700 0 D 2009-12-07 Common Stock 10700 12974 D Employee Stock Option (right to buy) 19.42 2001-07-09 4 A 0 6916 0 A 2001-07-09 Common Stock 6916 6916 D Restricted Units (phantom stock units) 2001-09-10 4 M 0 74 0 D 2001-09-10 2001-09-10 Common Stock 74 511 D Restricted Units (phantom stock units) 2001-10-29 4 A 0 894 0 A Common Stock 894 894 D Employee Stock Option (right to buy) 20.105 2001-10-29 4 A 0 6927 0 A 2011-10-29 Common Stock 6927 6927 D Employee Stock Option (right to buy) 10.5719 2001-12-11 4 M 0 1521 0 D 2008-12-08 Common Stock 1521 1521 D The settlement price of each restricted unit is the cash value on each vesting date of one share of Massey common stock. These restricted units are payable in cash as they vest in four equal annual installments beginning on January 16, 2002. These stock options vested and became exercisable in four equal annual installments beginning on December 8, 1999. These stock options vested and became exercisable beginning on February 2, 2001. One quarter of these stock options vested and became exercisable beginning on July 9, 2002, one quarter vested and became exercisable beginning on January 16, 2003, one quarter vested and became exercisable beginning on January 16, 2004 and the remaining quarter vests and becomes exercisable beginning on January 16, 2005. These restricted units are payable in cash as they vest in four equal annual installments beginning on October 29, 2002. These stock options vest and become exercisable in four equal annual installments beginning on October 29, 2002. This form was inadvertently filed late due to a misunderstanding about whether the reporting person was considered to be an "officer" for reporting purposes pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, since the Company had determined that the reporting person was not considered to be an "officer" for reporting purposes pursuant to Item 401(b) of Regulation S-K under the Securities Act of 1933, as amended. This Form 4 has been filed in conjunction with a Form 3 and two additional Forms 4 filed by the reporting person on this same date. /s/ Eric B. Tolbert 2004-10-01 -----END PRIVACY-ENHANCED MESSAGE-----