-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4wPT36y9N0pR0b4YGSem9xrdHfPFkEovb0wUszrd1+Nqf9wx6Y63AwbWPok8UJT 7fsLiLXkZbe+jvo5eNtdLg== 0001181431-04-009604.txt : 20040217 0001181431-04-009604.hdr.sgml : 20040216 20040217095409 ACCESSION NUMBER: 0001181431-04-009604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS BAXTER F JR CENTRAL INDEX KEY: 0001220279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07775 FILM NUMBER: 04603878 BUSINESS ADDRESS: STREET 1: C/O MASSEY ENERGY CORP STREET 2: 10210 WINDBLUFF DR CITY: RICHMOND STATE: VA ZIP: 23233 MAIL ADDRESS: STREET 1: 10210 WINDBLUFF DR CITY: RICHMOND STATE: VA ZIP: 23233 4 1 rrd33351.xml X0201 4 2004-02-12 0 0000037748 MASSEY ENERGY CO MEE 0001220279 PHILLIPS BAXTER F JR 10210 WINDBLUFF DRIVE RICHMOND VA 23233 0 1 0 0 SVP & Chief Financial Officer Common Stock 2004-02-12 4 M 0 4664 12.498 A 0 D Common Stock 2004-02-12 4 S 0 4664 20.539 D 0 D Common Stock 2004-02-12 4 M 0 9856 14.563 A 0 D Common Stock 2004-02-12 4 S 0 9856 20.539 D 0 D Common Stock 2004-02-12 4 M 0 9856 15.812 A 0 D Common Stock 2004-02-12 4 S 0 9856 20.539 D 0 D Common Stock 2004-02-12 4 M 0 2309 5.21 A 0 D Common Stock 2004-02-12 4 S 0 2309 20.539 A 0 D Common Stock 27875 D Employee Stock Option (right to buy) 12.498 2004-02-12 4 M 0 4664 12.498 D 2004-09-12 Common Stock 4664 0 D Employee Stock Option (right to buy) 14.563 2004-02-12 4 M 0 9856 14.563 D 2005-09-11 Common Stock 9856 0 D Employee Stock Option (right to buy) 15.812 2004-02-12 4 M 0 9856 15.812 D 2006-09-09 Common Stock 9856 0 D Employee Stock Option (right to buy) 5.21 2004-02-12 4 M 0 2309 5.21 D 2012-10-21 Common Stock 2309 6927 D Amount of Massey Energy Company stock (including restricted shares) currently held by Reporting Person. Amount of securities beneficially owned following all reported transactions in this Form 4 is 27,875. These options vest and become exerciseable in four equal annual installments beginning 9/12/1995. The number and exercise price of the options originally awarded (1150 options at $50.687) were converted on 11/30/2000 in connection with Massey Energy Company's spin-off with Fluor Corporation by a factor of 4.056, resulting in 4,664 options at an exercise price of $12.498. These options vest and become exerciseable in four equal annual installments beginning 9/11/1996. The number and exercise price of the options originally awarded (2,430 options at $59.0625) were converted on 11/30/2000 in connection with Massey Energy Company's spin-off with Fluor Corporation by a factor of 4.056, resulting in 9,856 options at an exercise price of $14.563. These options vest and become exerciseable in four equal annual installments beginning 9/9/1997. The number and exercise price of the options originally awarded (2,430 options at $64.125) were converted on 11/30/2000 in connection with Massey Energy Company's spin-off with Fluor Corporation by a factor of 4.056, resulting in 9,856 options at an exercise price of $15.812. These options vest and become exerciseable in four equal annual installments beginning 10/29/2003. /s/ Baxter F. Phillips, Jr. 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----