-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXSOjNEvtTUIkLVT/2dum8UhfvwDQIE1JKFXFFaWqPK5ZFOHNqpPsABZ6P+8q/ro gVyG/p0wcTOwgHbdxi48Pw== 0001140361-10-048656.txt : 20101207 0001140361-10-048656.hdr.sgml : 20101207 20101207170150 ACCESSION NUMBER: 0001140361-10-048656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS BAXTER F JR CENTRAL INDEX KEY: 0001220279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07775 FILM NUMBER: 101237827 MAIL ADDRESS: STREET 1: 10210 WINDBLUFF DR CITY: RICHMOND STATE: VA ZIP: 23233 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 4 1 doc1.xml FORM 4 X0303 4 2010-12-03 0 0000037748 MASSEY ENERGY CO MEE 0001220279 PHILLIPS BAXTER F JR C/O MASSEY ENERGY COMPANY 4 NORTH 4TH STREET RICHMOND VA 23219 1 1 0 0 CEO & President Common Stock 2010-12-03 4 A 0 17300 50.42 A 110904 D Common Stock 2010-12-03 4 A 0 9316 50.42 A 120220 D Common Stock 2010-12-03 4 M 0 2500 A 122720 D Common Stock 2010-12-03 4 D 0 2500 50.42 D 120220 D Common Stock 2010-12-03 4 M 0 3780 A 124000 D Common Stock 2010-12-03 4 D 0 3780 50.42 D 120220 D Common Stock 2010-12-03 4 M 0 2863 A 123083 D Common Stock 2010-12-03 4 D 0 2863 50.42 D 120220 D Common Stock 17173 I By the 401(k) Plan Common Stock 8911 I By wife Restricted Units (phantom stock units) 2010-12-03 4 A 0 11062 0 A 2011-12-03 2013-12-03 Common Stock 11062 11062 D Restricted Units (phantom stock units) 2010-12-03 4 A 0 5956 0 A 2011-12-30 2011-12-30 Common Stock 5956 5956 D Restricted Units (phantom stock units) 2010-12-03 4 M 0 2500 0 D 2010-12-03 2010-12-03 Common Stock 2500 0 D Restricted Units (phantom stock units) 2010-12-03 4 M 0 3780 0 D 2010-12-03 2010-12-03 Common Stock 3780 0 D Restricted Units (phantom stock units) 2010-12-03 4 M 0 2863 0 D 2010-12-03 2010-12-03 Common Stock 2863 0 D This grant was made pursuant to the Amendment to Employment and Change in Control Agreement dated December 3, 2010 between the reporting person and the Company. One third of these restricted shares vest and become free of restrictions on December 3, 2011, one third on December 3, 2012 and the remaining third on December 3, 2013. This grant was made pursuant to the Amendment to Employment and Change in Control Agreement dated December 3, 2010 between the reporting person and the Company. To the degree they are earned, these performance-based restricted shares vest and become free of restrictions on December 30, 2011. This entry, the next entry and their corresponding entry in Table II reflect the vesting of restricted units made pursuant to the Amendment to Employment and Change in Control Agreement dated December 3, 2010 between the reporting person and the Company. The conversion price of each restricted unit is the cash value on each vesting date of one share of Massey common stock. This grant was made pursuant to the Amendment to Employment and Change in Control Agreement dated December 3, 2010 between the reporting person and the Company. One third of these restricted units vest and become free of restrictions on December 3, 2011, one third on December 3, 2012 and the remaining third on December 3, 2013. This grant was made pursuant to the Amendment to Employment and Change in Control Agreement dated December 3, 2010 between the reporting person and the Company. To the degree they are earned, these performance-based restricted units vest and become free of restrictions on December 30, 2011. /s/ Richard R. Grinnan, attorney-in-fact 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----