-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S171+pKDn1DHXhJbDkluVRJT+ikuHaNcSdtRDyEJtQkc3SYh3jPwPfqCIrRWNzEp oRsTiRTkDshz0PYTq+yIAg== 0001140361-09-025771.txt : 20091112 0001140361-09-025771.hdr.sgml : 20091111 20091112165701 ACCESSION NUMBER: 0001140361-09-025771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091109 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owings David Williams CENTRAL INDEX KEY: 0001309424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07775 FILM NUMBER: 091177842 MAIL ADDRESS: STREET 1: P.O. BOX 26765 CITY: RICHMOND STATE: VA ZIP: 23261 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 4 1 doc1.xml FORM 4 X0303 4 2009-11-09 0 0000037748 MASSEY ENERGY CO MEE 0001309424 Owings David Williams C/O MASSEY ENERGY COMPANY 4 NORTH 4TH STREET RICHMOND VA 23219 0 1 0 0 Controller Common Stock 2009-11-09 4 A 0 1351 34.05 A 9415 D Common Stock 2009-11-10 4 M 0 500 A 9915 D Common Stock 2009-11-10 4 D 0 500 35.15 D 9415 D Common Stock 2009-11-12 4 M 0 390 A 9805 D Common Stock 2009-11-12 4 D 0 390 35.96 D 9415 D Common Stock 2009-11-12 4 M 0 336 A 9751 D Common Stock 2009-11-12 4 D 0 336 35.96 D 9415 D Common Stock 63 I By 401(k) Plan Employee Stock Option (right to buy) 34.05 2009-11-09 4 A 0 2205 0 A 2019-11-09 Common Stock 2205 2205 D Restricted Units (phantom stock units) 2009-11-09 4 A 0 851 0 A 2012-11-09 Common Stock 851 851 D Restricted Units (phantom stock units) 2009-11-10 4 M 0 500 0 D 2009-11-10 2009-11-10 Common Stock 500 1000 D Restricted Units (phantom stock units) 2009-11-12 4 M 0 390 0 D 2009-11-12 2009-11-12 Common Stock 390 0 D Restricted Units (phantom stock) 2009-11-12 4 M 0 336 0 D 2009-11-12 2009-11-12 Common Stock 336 337 D One third of these restricted shares vest and become free of restrictions beginning on November 9, 2010, one third on November 9, 2011, and the remaining third on November 9, 2012. The conversion price of each restricted unit is the cash value on each vesting date of one share of Massey common stock. As of November 11, 2009, the value of the units acquired and held directly by the reporting person under Massey's Coal Salary Deferral and Profit Sharing Plan, as amended and restated effective October 1, 2001 (the "401(k) Plan") equated to 63.1856 shares of Massey common stock plus a cash component of $95.52. One third of these stock options vest and become exercisable beginning on November 9, 2010, one third on November 9, 2011, and the remaining third on November 9, 2012. One third of these restricted units vest and become payable beginning on November 9, 2010, one third on November 9, 2011, and the remaining third on November 9, 2012. This entry reflects the vesting of 500 restricted units which are part of a grant of restricted units made on November 10, 2008, of which 1,000 restricted units remain. This entry reflects the vesting of 390 restricted units which are part of a grant of restricted units made on November 12, 2006, of which 0 restricted units remain. This entry reflects the vesting of 336 restricted units which are part of a grant of restricted units made on November 12, 2007, of which 337 restricted units remain. Richard R. Grinnan, attorney-in-fact 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----