FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MASSEY ENERGY CO [ MEE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/06/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/06/2008 | M | 346 | A | $20.105 | 6,064 | D | |||
Common Stock | 02/06/2008 | M | 500 | A | $5.21 | 6,564 | D | |||
Common Stock | 02/06/2008 | M | 1,200 | A | $13.595 | 7,765 | D | |||
Common Stock | 02/06/2008 | M | 1,250 | A | $24.73 | 9,014 | D | |||
Common Stock | 02/06/2008 | S | 100 | D | $39.61 | 8,914 | D | |||
Common Stock | 02/06/2008 | S | 200 | D | $39.6 | 8,714 | D | |||
Common Stock | 02/06/2008 | S | 596 | D | $39.58 | 8,118 | D | |||
Common Stock | 02/06/2008 | S | 1,700 | D | $39.57 | 6,418 | D | |||
Common Stock | 02/06/2008 | S | 600 | D | $39.54 | 5,818 | D | |||
Common Stock | 02/06/2008 | S | 100 | D | $39.52 | 5,718 | D | |||
Common Stock | 60.8244 | I | By 401(k) Plan(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $20.105 | 02/06/2008 | M | 346 | (2) | 10/29/2011 | Common Stock | 346 | (3) | 0 | D | ||||
Employee Stock Option (right to buy) | $5.21 | 02/06/2008 | M | 500 | (4) | 10/21/2012 | Common Stock | 500 | (3) | 931 | D | ||||
Employee Stock Option (right to buy) | $13.595 | 02/06/2008 | M | 1,200 | (5) | 11/17/2013 | Common Stock | 1,200 | (3) | 1,109 | D | ||||
Employee Stock Option (right to buy) | $24.73 | 02/06/2008 | M | 1,250 | (6) | 11/12/2016 | Common Stock | 1,250 | (3) | 2,500 | D |
Explanation of Responses: |
1. As of January 31, 2008, the value of the units acquired and held directly by the reporting person under the Massey Coal Salary Deferral and Profit Sharing Plan, as amended and restated effective October 1, 2001 (the "401(k)") equated to 60.8244 shares of Massey common stock plus a cash component of $93.87. |
2. The grant of stock options to which this cashless exercise of stock options is a part was made on 10/29/2001. One fourth of these options vested and became exercisable on 10/29/2002, one fourth vested and became exercisable on 10/29/2003, one fourth vested and became exercisable on 10/29/2004, and the remaining fourth vested and became exercisable on 10/29/2005. |
3. Consideration for these options is in the form of labor performed for or services actually rendered to Massey Energy Company, having a fair market value of not less than the present fair market value of a like number of options of the Common Stock of Massey Energy Company. |
4. The grant of stock options to which this cashless exercise of stock options is a part was made on 10/21/2002. One fourth of these options vested and became exercisable on 10/21/2003, one fourth vested and became exercisable on 10/21/2004, one fourth vested and became exercisable on 10/21/2005, and the remaining fourth vested and became exercisable on 10/21/2006. |
5. The grant of stock options to which this cashless exercise of stock options is a part was made on 11/17/2003. One fourth of these options vested and became exercisable on 11/17/2004, one fourth vested and became exercisable on 11/17/2005, one fourth vested and became exercisable on 11/17/2006, and the remaining fourth vested and became exercisable on 11/17/2007. |
6. The grant of stock options to which this cashless exercise of stock options is a part was made on 11/12/2006. One third of these options vested and became exercisable on 11/12/2007, one third vests and becomes exercisable on 11/12/2008, and the remaining third vests and becomes exercisable on 11/12/2009. |
Remarks: |
Richard R. Grinnan, attorney-in-fact | 02/07/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |