-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjHw3YKjROK0lM0OopcFUtNPko9vzyZcnhuWU/vmz7m7QHbeejZItvJUJY81J8yr C/svoZ6cmlrqvwtxbvY7wg== 0001140361-07-022004.txt : 20071114 0001140361-07-022004.hdr.sgml : 20071114 20071114170418 ACCESSION NUMBER: 0001140361-07-022004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071112 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSEY ENERGY CO CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 9493492000 MAIL ADDRESS: STREET 1: 4 NORTH 4TH STREET CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauersachs Michael Dale CENTRAL INDEX KEY: 0001390765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07775 FILM NUMBER: 071246198 BUSINESS ADDRESS: BUSINESS PHONE: 804-788-1837 MAIL ADDRESS: STREET 1: 12180 MORESTEAD COURT CITY: GLEN ALLEN STATE: VA ZIP: 23059 4 1 doc1.xml FORM 4 X0202 4 2007-11-12 0 0000037748 MASSEY ENERGY CO MEE 0001390765 Bauersachs Michael Dale C/O MASSEY ENERGY COMPANY 4 NORTH 4TH STREET RICHMOND VA 23219 0 1 0 0 Vice President - Planning Common Stock 2007-11-12 4 A 0 2106 28.96 A 7635 D Common Stock 2007-11-12 4 M 0 521 A 8156 D Common Stock 2007-11-12 4 D 0 521 28.96 D 7635 D Common Stock 2127.513 I By the 401(k) Plan Common Stock 2100 I By a beneficially owned trust Employee Stock Option (right to buy) 28.96 2007-11-12 4 A 0 4082 0 A 2017-11-12 Common Stock 4082 4082 D Restricted Units (phantom stock units) 2007-11-12 4 A 0 1347 0 A 2010-11-12 Common Stock 1347 1347 D Restricted Units (phantom stock units) 2007-11-12 4 M 0 521 0 D 2007-11-12 2007-11-12 Common Stock 521 1042 D One third of these restricted shares vest and become free of restrictions beginning on November 12, 2008, one third on November 12, 2009, and the remaining third on November 12, 2010. The conversion price of each restricted unit is the cash value on each vesting date of one share of Massey common stock. As of October 31, 2007, the value of the units acquired and held directly by the reporting person under the Massey Coal Salary Deferral and Profit Sharing Plan, as amended and restated effective October 1, 2001 (the "401(k)") equated to 2,127.513 shares of Massey common stock plus a cash component of $2,808.32. These shares are held by the reporting person's spouse through a trust in her name. One third of these stock options vest and become exercisable beginning on November 12, 2008, one third on November 12, 2009, and the remaining third on November 12, 2010. One third of these restricted units vest and become payable beginning on November 12, 2008, one third on November 12, 2009, and the remaining third on November 12, 2010. This entry reflects the vesting of 521 restricted units that are part of a grant of restricted units made on November 12, 2006, of which 1,042 restricted units remain. Richard R. Grinnan, attorney-in-fact 2007-11-14 -----END PRIVACY-ENHANCED MESSAGE-----