-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+mITP4gyL7cCXT9Rpj8dxJ998W6oSTWL8kNrjIKL0WcSZiUFsJdkvbyFPPQeHKx i9hyO4AgOU93FuaKTUvl4A== 0001017062-96-000686.txt : 19961213 0001017062-96-000686.hdr.sgml : 19961213 ACCESSION NUMBER: 0001017062-96-000686 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961212 SROS: NYSE GROUP MEMBERS: FD ENGINEERS & CONSTRUCTORS, INC. GROUP MEMBERS: FLUOR CORP/DE/ GROUP MEMBERS: FLUOR CORPORATION GROUP MEMBERS: FLUOR DANIEL, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLUOR DANIEL GTI INC CENTRAL INDEX KEY: 0000795579 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 020324047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37965 FILM NUMBER: 96679925 BUSINESS ADDRESS: STREET 1: 100 RIVER RIDGE DR CITY: NORWOOD STATE: MA ZIP: 02062 BUSINESS PHONE: 6177697600 FORMER COMPANY: FORMER CONFORMED NAME: GROUNDWATER TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLUOR CORP/DE/ CENTRAL INDEX KEY: 0000037748 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 950740960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3333 MICHELSON DR CITY: IRVINE STATE: CA ZIP: 92730 BUSINESS PHONE: 7149752000 FORMER COMPANY: FORMER CONFORMED NAME: FLUOR CORP LTD DATE OF NAME CHANGE: 19710624 SC 13D/A 1 AMENDMENT #1 TO SCHEDULE 13D -------------------------- OMB APPROVAL -------------------------- OMB NUMBER 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form . . .14.90 -------------------------- UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20249 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fluor Daniel GTI, Inc. ------------------------------------------------------ (Name of Issuer) Common Stock, Par Value $.001 ------------------------------------------------------ (Title of Class of Securities) 34386C-10-6 ------------------------------------------------------- (CUSIP Number) Raymond M. Bukaty, Esq., Fluor Corporation 3353 Michelson Drive, Irvine, CA 92698 (714) 975-6692 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 11, 1996 -------------------------------------------------------- (Date of Event which Requires Filings of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject to this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for the other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). _____________________ SCHEDULE 13D _________________ CUSIP No. 34386C-10-6 Page 2 of 6 Pages _____________________ _________________ ________________________________________________________________________________ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FLUOR CORPORATION 95-0740960 ________________________________________________________________________________ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] ________________________________________________________________________________ SEC USE ONLY 3 ________________________________________________________________________________ SOURCE OF FUNDS* 4 WC ________________________________________________________________________________ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [_] ________________________________________________________________________________ CITIZENSHIP OR PLACE OF ORGANIZATION 6 DELAWARE ________________________________________________________________________________ NUMBER OF SOLE VOTING POWER 7 SHARES 0 _______________________________________________________________ BENEFICIALLY SHARED VOTING POWER 8 OWNED BY 6,168,970 _______________________________________________________________ EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 _______________________________________________________________ PERSON SHARED DISPOSITIVE POWER 10 WITH 6,168,970 ________________________________________________________________________________ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,168,970 ________________________________________________________________________________ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 12 SHARES* [_] ________________________________________________________________________________ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 62.2% ________________________________________________________________________________ TYPE OF REPORTING PERSON 14 CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT _____________________ SCHEDULE 13D _________________ CUSIP No. 34386C-10-6 Page 3 of 6 Pages _____________________ _________________ ________________________________________________________________________________ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FLUOR DANIEL, INC. 95-2758280 ________________________________________________________________________________ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] ________________________________________________________________________________ SEC USE ONLY 3 ________________________________________________________________________________ SOURCE OF FUNDS* 4 WC, AF ________________________________________________________________________________ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [_] ________________________________________________________________________________ CITIZENSHIP OR PLACE OF ORGANIZATION 6 CALIFORNIA ________________________________________________________________________________ NUMBER OF SOLE VOTING POWER 7 SHARES 0 _______________________________________________________________ BENEFICIALLY SHARED VOTING POWER 8 OWNED BY 6,168,970 _______________________________________________________________ EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 _______________________________________________________________ PERSON SHARED DISPOSITIVE POWER 10 WITH 6,168,970 ________________________________________________________________________________ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,168,970 ________________________________________________________________________________ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 12 SHARES* [_] ________________________________________________________________________________ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 62.2% ________________________________________________________________________________ TYPE OF REPORTING PERSON 14 CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT _____________________ SCHEDULE 13D _________________ CUSIP No. 34386C-10-6 Page 4 of 6 Pages _____________________ _________________ ________________________________________________________________________________ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FD ENGINEERS & CONSTRUCTORS, INC. 95-3361207 ________________________________________________________________________________ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] ________________________________________________________________________________ SEC USE ONLY 3 ________________________________________________________________________________ SOURCE OF FUNDS* 4 WC, AF ________________________________________________________________________________ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [_] ________________________________________________________________________________ CITIZENSHIP OR PLACE OF ORGANIZATION 6 CALIFORNIA ________________________________________________________________________________ NUMBER OF SOLE VOTING POWER 7 SHARES 0 _______________________________________________________________ BENEFICIALLY SHARED VOTING POWER 8 OWNED BY 6,168,970 _______________________________________________________________ EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 _______________________________________________________________ PERSON SHARED DISPOSITIVE POWER 10 WITH 6,168,970 ________________________________________________________________________________ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,168,970 ________________________________________________________________________________ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 12 SHARES* [_] ________________________________________________________________________________ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 62.2% ________________________________________________________________________________ TYPE OF REPORTING PERSON 14 CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT The Schedule 13D, filed May 20, 1996 (the "Schedule 13D") of Fluor Corporation, FD Constructors & Engineers, Inc. and Fluor Daniel, Inc. (collectively, "Fluor"), is amended as follows: Item 2 of the Schedule 13D is supplemented in that Don L. Blankenship, the Chairman of the Board and CEO of A.T. Massey Coal Company, having the business address and principal occupation indicated in Item 2 of the Schedule 13D, has been elected and serves as a director of Fluor Corporation. Item 5 of the Schedule 13D is amended and restated to read in its entirety as follows: (a) As of May 10, 1996, Fluor Daniel was the record owner of 4,400,000 shares of New Common Stock, which represented 54.5% of the Company's outstanding New Common Stock, based upon 8,077,288 outstanding shares (before taking into account the payment of cash in respect of fractional shares in the Company recapitalization) as reported by the Company to Fluor Daniel on May 10, 1996. Under the Option Agreement, Fluor Daniel has the right to purchase up to 1,768,970 shares of New Common Stock ("Option Shares") at $13.1274 per share. Fluor Daniel may exercise such right to purchase such shares at any time during the period from December 11, 1996 through December 11, 1998. The recent range of prices per share of New Common Stock quoted on the NASDAQ National Market is below the per share price payable under the Option Agreement. Consequently, it is unrealistic under current market conditions to assume that Fluor Daniel would exercise its purchase rights under the Option Agreement. As of October 31, 1996, the Company had 8,155,832 shares of New Common Stock outstanding. Assuming Fluor Daniel fully exercised its purchase rights under the Option Agreement and the Company issued an additional 1,768,970 shares of New Common Stock in connection with such exercise, Fluor Daniel's 6,168,970 shares would represent 62.2% of the Company's outstanding shares of New Common Stock after giving effect to such issuance. (b) FD Engineers shares the power, in its capacity as the direct parent of Fluor Daniel, to direct the vote and direct the disposition of the New Common Stock directly owned by Fluor Daniel. Fluor shares the power, in its capacity as the direct parent of FD Engineers and the indirect parent of Fluor Daniel, to direct the vote and disposition of the New Common Stock directly owned by Fluor Daniel. (c) Fluor Daniel acquired its shares of New Common Stock from the Company pursuant to the Investment Agreement. In connection with the Investment Agreement, Fluor Daniel acquired its rights under the Option Agreement upon the execution and delivery of such agreement and the payment of $1,650,000. Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 11, 1996 Fluor Corporation Fluor Daniel, Inc. By: /s/ LAWRENCE N. FISHER By: /s/ LAWRENCE N. FISHER -------------------------------------- -------------------------------- Lawrence N. Fisher, Senior Lawrence N. Fisher, Vice Vice President-Law & Secretary President-Law & Secretary FD Engineers & Constructors, Inc. By: /s/ LAWRENCE N. FISHER -------------------------------- Lawrence N. Fisher, Secretary Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----