-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bl4Mrb6fja6sCYzM0xBZr+0hFq79f/gOx6Wv/bgAnKaJBNl5NOTWqme3MSldoyV2 xuX0g55CU35P03yKIyBgMA== 0001209191-03-012078.txt : 20030716 0001209191-03-012078.hdr.sgml : 20030716 20030716114811 ACCESSION NUMBER: 0001209191-03-012078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030715 FILED AS OF DATE: 20030716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN TELECOM INC CENTRAL INDEX KEY: 0000003721 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 380290950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25101 CHAGRIN BLVD # 350 CITY: BEACHWOOD STATE: OH ZIP: 44122-5619 BUSINESS PHONE: 2167655818 FORMER COMPANY: FORMER CONFORMED NAME: ALLEN GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEPORTE JAMES L III CENTRAL INDEX KEY: 0001191162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06016 FILM NUMBER: 03788631 BUSINESS ADDRESS: STREET 1: 25101 CHAGRIN BLVD STREET 2: STE 350 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 2167655800 4 1 bcl02113_bcl1jll.xml MAIN DOCUMENT DESCRIPTION X0101 42003-07-1510000003721ALLEN TELECOM INC ALN0001191162LEPORTE JAMES L III 0100V.P. - FinanceCommon Stock2003-07-151988-08-084D018034.7820.00D0IBy 401(k) Plan TrusteeCommon Stock2003-03-311988-08-094G01000.00D47935DCommon Stock2003-07-151988-08-084 D0479350.00D0DEmployee Stock Option (options to buy)12.682003-07-151988-07-154D02000012.68D2003-04-272011-04-27Common Stock200000DEmployee Stock Option (option to buy)16.06252003-07-151988-08-084D01000016.0625D2000-05-012006-05-01Common Stock100000DEmployee Stock Option (option to buy)16.31252003-07-151988-08-084D02000016.3125D2002-04-282010-04-28Co mmon Stock200000DEmployee Stock Option (option to buy)14.13682003-07-151988-08-084D0557114.1368D1996-02-232004-02-23Common Stock55710DEmployee Stock Option (option to buy)8.002003-07-151988-08-084D0280008.00D2001-01-122009-01-12Common Stock280000DEmployee Stock Option (option to buy)< /securityTitle>17.002003-07-151988-08-084D0750017.00D1999-04-252007-04-25Common Stock75000DEmployee Stock Option (option to buy)6.102003-07-151988-08-084D0250006.10D2003-07-152012-04-25Common Stock250000DEmployee Stock Option (option to buy)20.502003-07-151988-08-084D0830020.50D1988-04-232006-04-23Common Stock83000DEmployee Stock Option (option to buy)20.75762003-07-151988-08-08< transactionCoding>4D0891320.7565D1997-04-272005-04-27Common Stock89130DDisposed of pursuant to merger agreement between issuer and Andrew Corporation in exchange for 32,011.738 shares of Andrew Corporation common stock having a market value of $11.49 per share on the effective date of merger.Disposed of pursuant to merger agreement between issuer and Andrew Corporation in exchange for 85,084 shares of Andrew Corporation common stock having a market value of $11.49 per share on the effective date of merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $156,600, representing the difference between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger. ($20.51)This option, which provided for a vesting schedule of 50 % on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $44,475, representing the difference between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $83,950, representing the difference between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $35,505.10, representing the differnce between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $350,280, representing the difference between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $26,32 5, representing the differnce between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $360,250, representing the difference between the exercise price of the option and the highest closing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was canceled in the merger in exchange for a cash payment of $83, representing the difference between the exercise price of the option and the highest clos ing price of the underlying issuer common stock during the 60 days prior to the effective date of the merger.This option, which for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant was assumed by Andrew Corporation in the merger and replaced with an option to purchase 15,820.58 shares of Andrew Corporation common stock for $11.6938 per share./s/ James L. LePorte III2003-07-15 -----END PRIVACY-ENHANCED MESSAGE-----