-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1M9BfCy7exH0A88v8dZVtX4WLTglj7e8VvROQBDj612WvzgTS6oTlRHuiTNPJFI cA+HkwVzpJ/sKLoPnKMlIw== 0001209191-03-012069.txt : 20030716 0001209191-03-012069.hdr.sgml : 20030716 20030716114001 ACCESSION NUMBER: 0001209191-03-012069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030715 FILED AS OF DATE: 20030716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN TELECOM INC CENTRAL INDEX KEY: 0000003721 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 380290950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25101 CHAGRIN BLVD # 350 CITY: BEACHWOOD STATE: OH ZIP: 44122-5619 BUSINESS PHONE: 2167655818 FORMER COMPANY: FORMER CONFORMED NAME: ALLEN GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLBURN PHILIP W CENTRAL INDEX KEY: 0001056667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06016 FILM NUMBER: 03788604 BUSINESS ADDRESS: STREET 1: 11611 SAN VICENTE BLVD STREET 2: SUITE 505 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 3108204969 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BLVD STREET 2: SUITE 505 CITY: LOS ANGELES STATE: CA ZIP: 90049 4 1 bcl02107_bcl1pc.xml MAIN DOCUMENT DESCRIPTION X0101 42003-07-1510000003721ALLEN TELECOM INC ALN0001056667COLBURN PHILIP W 1000Common Stock2003-07-151988-08-084D02108540.00D0DDirector Stock Option (right to buy)15.03442003-07-151988-08-084D01782580.00D1996-06-292004-06-29Common Stock1782580DDirector Stock Option (right to buy)6.102003-07-151988-08-084D0500000.00D2004-05-252012-04-25Common Stock500000DDirector Stock Option (right to buy)23.12502003-07-151988-08-084D0650000.00D1999-02-192007-02-19Common Stock650000DDisposed of pursuant to merger agreement between issuer and Andrew Cosporation in exchange for 374,266 shares of common stock of Andrew Corporation having a market value of $11.49 per share on the effective date of the merger This option which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary a nd 100% on the fourth anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $976,069.5 representing the difference between the exercise price of the option and the closing price of the underlying Issuer common stock on the day prior to the effictive date of the merger ($20.51)This option which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant, was assumed by Andrew Corporation and replaced with an option to purchase 88,750 shares of common stock of Andrew Corporation at an exercise price of $3.43366This option which provided for a vesting schedule of 50% on the second anniversary, 75% on the third anniversary and 100% on the fourth anniversary of the date of grant, was assumed by Andrew Corporation and replaced with an option to purchase 115,375 shares of common stock of Andrew Corporation at an exercise price o f $13.0282./s/ Laura C. Meagher, Attorney in Fact for Philip Wm. Colburn2003-07-15 -----END PRIVACY-ENHANCED MESSAGE-----