-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TkqoCLrtXaZ0Ao6sOmqWRvk07YLdI8pUSuShqiIVjIJbVo60n8RxjdSRZySo+tzm 8skaxGpYsrwLY3DQW3yf5w== 0001193805-04-000008.txt : 20040102 0001193805-04-000008.hdr.sgml : 20040101 20040102135813 ACCESSION NUMBER: 0001193805-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUR INVESTORS LLC CENTRAL INDEX KEY: 0001271267 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 04500922 BUSINESS ADDRESS: STREET 1: 100 JERICHO CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEM FUR INVESTORS LLC CENTRAL INDEX KEY: 0001274894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 04500920 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: STE 214 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUR HOLDINGS LLC CENTRAL INDEX KEY: 0001275105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 04500919 BUSINESS ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 214 CITY: NEW YORK STATE: NY ZIP: 11753 BUSINESS PHONE: 5166813636 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 PARK AVENUE STREET 2: N/A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129051104 MAIL ADDRESS: STREET 1: 125 PARK AVENUE STREET 2: N/A CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 04500921 BUSINESS ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: 100 JERICHO QUADRANGLE CITY: NEW YORK STATE: NY ZIP: 11753 BUSINESS PHONE: 5168220022 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: 100 JERICHO QUADRANGLE CITY: NEW YORK STATE: NY ZIP: 11753 4 1 e300854_ex.xml X0201 4 2003-12-31 0 0000037008 FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS FUR 0001271267 FUR INVESTORS LLC 100 JERICHO QUADRANGLE SUITE 214 JERICHO NY 11753 0 0 1 0 0001139233 ASHNER MICHAEL L 100 JERICHO QUADRANGLE SUITE 214 JERICHO NY 11753 0 1 1 0 Chief Executive Officer 0001274894 WEM FUR INVESTORS LLC 100 JERICHO QUADRANGLE SUITE 214 JERICHO NY 11753 0 0 1 0 0001275105 FUR HOLDINGS LLC 100 JERICHO QUADRANGLE SUITE 214 JERICHO NY 11753 0 0 1 0 Shares of Beneficial Interest 2003-12-31 4 P 0 5000000 2.60 A 10000000 I See Footnote This statement is filed as a joint report pursuant to Rule 16a-3(j) promulgated under the Securities Exchange Act of 1934 (the "Act") by the undersigned Reporting Person and by the entities listed on the attached Joint Filer Information Sheet who are deemed to constitute a "group" beneficially owning more than 10% of the Issuer' shares of beneficial interest, par value $1.00 per share (the "Common Stock") under Section 13(d) of the Act. FUR Holdings LLC ("Holdings") is the sole member of FUR Investors LLC ("Investors"), WEM-FUR Investors LLC ("WEM") is the managing member of Holdings and Michael L. Ashner is the managing member of WEM and the Chief Executive Officer of the Issuer. Accordingly, for purposes of Section 16 of the Act, Holdings, WEM and Mr. Ashner may be deemed to beneficially own any securities held by reported herein which are held by Investors. Further, WEM holds a 35% interest in Holdings and Mr. Ashner holds a 71.43% interest in WEM and, accordingly, for purposes of Section 16 of the Act, Holdings, WEM and Mr. Ashner may be deemed to own a 100%, 35% and 25% beneficial interest, respectively, in any securities reported herein which are held by Investors. All shares are held by Investors. Holdings, WEM and Mr. Ashner do not hold any shares of Beneficial Interest in the Issuer. Accordingly, in accordance with the ownership percentages set forth in footnote (1) above, for purposes of Section 16 of the Act: (i) Investors beneficially owns the number of shares of Beneficial Interest listed as held by it, (ii) Holdings beneficially owns the number of shares of Beneficial Interest listed by Investors as held by Investors, (iii) WEM beneficially owns 3,500,000 shares of Beneficial Interest, and (iii) Mr. Ashner beneficially owns 2,500,000 shares of Beneficial Interest. Michael L. Ashner 2004-01-02 EX-99.1 3 e300854_ex99-1.txt JOINT FILER INFORMATION Joint Filer Information Each of the undersigned is jointly filing the attached Initial Statement of Beneficial Ownership of Securities on Form 3 with respect to the beneficial ownership of Beneficial Interests in First Union Real Estate Equity and Mortgage Investments. The Designated Filer is FUR Investors LLC Name: FUR Holdings LLC Name: WEM-FUR Investors LLC Address: 100 Jericho Quadrangle Address: 100 Jericho Quadrangle Suite 214 Suite 214 Jericho, New York 11753 Jericho, New York 11753 Signature: By: WEM-FUR Investors LLC Signature: /s/ Michael L. Ashner Managing Member ------------------------ Michael L. Ashner By: /s/ Michael L. Ashner Managing Member ------------------------ Michael L. Ashner President Name: Michael L. Ashner Address: 100 Jericho Quadrangle Suite 214 Jericho, New York 11753 Signature: /s/ Michael L. Ashner ---------------------------- Michael L. Ashner -----END PRIVACY-ENHANCED MESSAGE-----