-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AyfPjKbyEjRFsnWNJ+4xemG/aOv/5Ur+JABMSqEnE+bkDZn3UpDbQFchbRELf6yE 9W2NzU+ppNHWGJVz33Yb7g== 0000931017-06-000033.txt : 20061121 0000931017-06-000033.hdr.sgml : 20061121 20061121161114 ACCESSION NUMBER: 0000931017-06-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061117 FILED AS OF DATE: 20061121 DATE AS OF CHANGE: 20061121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winthrop Realty Trust CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175704614 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 061233020 BUSINESS ADDRESS: BUSINESS PHONE: 5168220022 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: TWO JERICHO PLAZA WING A CITY: JERICHO STATE: NY ZIP: 11753 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-17 0 0000037008 Winthrop Realty Trust fur 0001139233 ASHNER MICHAEL L C/O WINTHROP FINANCIAL ASSOCIATES TWO JERICHO PLAZA WING A JERICHO NY 11753 1 1 1 0 Chairman and CEO Common Shares of Beneficial Interest 2006-11-17 4 P 0 25000 6.4 A 11027000 I see FUR Holdings LLC ("Holdings") is the sole member of FUR Investors LLC ("Investors"), WEM-FUR Investors LLC ("WEM") is the managing member of Holdings and Michael L. Ashner is the managing member of WEM and the Chief Executive Officer of the Issuer. Accordingly, for purposes of Section 16 of the Act, Holdings, WEM and Mr. Ashner may be deemed to beneficially own any securities held by reported herein which are held by Investors. Further, WEM holds a 35% interest in Holdings and Mr. Ashner holds a 71.43% interest in WEM and, accordingly, for purposes of Section 16 of the Act, Holdings, WEM and Mr. Ashner may be deemed to own a 100%, 35% and 25% beneficial interest, respectively, in any securities reported herein which are held by Investors. Shares are comprised of (i) 27,000 shares held directly by Michael L. Ashner and (ii) 10,416,667 shares held by FUR Investors LLC. Accordingly, in accordance with the ownership percentages set forth in footnote (2) above, for purposes of Section 16 of the Act: (i) Investors beneficially owns 10,416,667 shares of Beneficial Interest, (ii) Holdings beneficially owns the number of shares of Beneficial Interest listed by Investors as held by Investors, (iii) WEM beneficially owns 3,645,833 shares of Beneficial Interest, and (iii) Mr. Ashner beneficially owns 2,606,167 of Beneficial Interest. This statement is filed as a joint report pursuant to Rule 16a-3(j) promulgated under the Securities Exchange Act of 1934 (the "Act") by the undersigned Reporting Person and by the entities listed on the attached Joint Filer Information Sheet who are deemed to constitute a "group" beneficially owning more than 10% of the Issuer's shares of beneficial interest, par value $1.00 per share under Section 13(d) of the Act. Michael L.Ashner 2006-11-21 FUR Investors LLC 2006-11-21 FUR Holdings LLC 2006-11-21 WEM FUR Investors LLC 2006-11-21 -----END PRIVACY-ENHANCED MESSAGE-----