-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F51eEkmJtdWzoHMqMGyQ3lJEiEguIcBGiTultDmtzvo+DMgCnKzyMw3rM14P2n3P gYL7wsTAjtlTZFHzEXwCOw== 0000931017-06-000026.txt : 20061106 0000931017-06-000026.hdr.sgml : 20061106 20061106162954 ACCESSION NUMBER: 0000931017-06-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winthrop Realty Trust CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175704614 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ BRUCE R CENTRAL INDEX KEY: 0001214344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 061190700 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-03 0 0000037008 Winthrop Realty Trust FUR 0001214344 BERKOWITZ BRUCE R 1 0 0 0 Common Shares of Beneficial Interest 2006-11-03 4 P 0 400000 6 A 2035382.6 I see Includes 14,765.6 common shares of beneficial interest acquired on October 16, 2006 in connection with the reinvestment of dividends pursuant to Winthrop Realty Trust's Dividend Reinvestment and Stock Purchase Plan. Amount consists of (i) 42,122 common shares owned directly by Mr. Berkowitz, (ii) 1,062,916.7 common shares owned by Fairholme Ventures II, LLC, an entity in which Fairholme Capital Management is the managing member, (iii) 16,274.2 common shares owned by Fairholme Holdings Ltd., an entity in which Fairholme Capital Management, LLC is the investment manager and (iv) 914,069.7 owned by Fairholme Associates, L.P., an entity in which Fairholme Capital Management, LLC is the general partner. Mr. Berkowitz is managing member of Fairholme Capital Management, LLC. In addition to the foregoing, Fairholme Ventures II, LLC holds 400,000 of the Issuer's Series B-1 Preferred Shares which are convertible into 2,222,222 of the Issuer's common shares of beneficial interest Furthermore, Mr. Berkowitz and Fairholme Capital Management have disavowed management and supervision with respect to 547,247 shares of common stock held in the separate accounts of advisory clients, and, accordingly, Mr. Berkowitz and Fairholme Capital Management do not attribute such shares. Bruce R. Berkowitz 2006-11-06 -----END PRIVACY-ENHANCED MESSAGE-----