-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JbOdItYc4UEK8VnjCLb48INewtliZjfrE+ezC4HWSEiqhIX6iUIVnrwMEd7NJJCh oHX2z1edQKVvMn9TR//o4A== 0000931017-04-000023.txt : 20041130 0000931017-04-000023.hdr.sgml : 20041130 20041130172735 ACCESSION NUMBER: 0000931017-04-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041130 DATE AS OF CHANGE: 20041130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ BRUCE R CENTRAL INDEX KEY: 0001214344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 041175358 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175704614 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-30 0 0000037008 FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS fur 0001214344 BERKOWITZ BRUCE R 1 0 0 0 Common Shares of Beneficial Interest 2004-11-30 4 P 0 150000 3.7 A 534084 I see Shares are held by Fairholme Ventures II, L.L.C., an entity in which Mr. Berkowitz is a managing member. Mr. Berkowitz also directly holds an additional 36,600 shares. An additional 357,457 shares are held in investment accounts of clients of Fairholme Capital Management, L.L.C., a registered investment advisor and affiliate of Mr. Berkowitz. Mr. Berkowitz has disavowed management and supervision responsibility for the shares owned by clients of the advisor and therefore does not beneficially own such shares. Bruce R. Berkowitz 2004-11-30 -----END PRIVACY-ENHANCED MESSAGE-----