-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nh96X4A8cZPoKUKGc4EJuly2FEMK6c3yGfF39s7dVwX1is4v6IZmymhYYfm6gocr 5UPzEEOftgoJTBXCPLVZ3g== 0001127602-08-001226.txt : 20080221 0001127602-08-001226.hdr.sgml : 20080221 20080221155653 ACCESSION NUMBER: 0001127602-08-001226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080219 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON G KENNEDY CENTRAL INDEX KEY: 0001190149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 08633038 BUSINESS ADDRESS: BUSINESS PHONE: 9043551781 MAIL ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-02-19 0000036995 WACHOVIA CORP NEW WB 0001190149 THOMPSON G KENNEDY ONE WACHOVIA CENTER 301 S. COLLEGE ST. CHARLOTTE NC 28288-0005 1 1 Chairman, Pres. and CEO Common Stock 501888 D Common Stock 23464.9335 I By 401(k) plan Common Stock 2370 I By Child 3 (St.T) Common Stock 35616 I By KBT Rev. Trust Common Stock 2370 I By Child 2 (Sc.T) Common Stock 2370 I By Child 1 (KT) Common Stock 431218 I By GKT Rev. Trust ESOP (Right to Buy) 33.79 2008-02-19 4 A 0 328498 0 A 2009-02-19 2018-02-19 Common Stock 328498 328498 D ESOP (Right to Buy) 41 2008-02-19 4 A 0 537719 0 A 2009-02-19 2018-02-19 Common Stock 537719 537719 D ESOP (Right to Buy) 48 2008-02-19 4 A 0 627339 0 A 2009-02-19 2018-02-19 Common Stock 627339 627339 D The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. Includes 431,267 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. G. Kennedy Thompson 2008-02-20 -----END PRIVACY-ENHANCED MESSAGE-----