-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NkwryCX7FPXwASs7lQXkzZ/PlSJdv40SoFlwn7EfBsrpG6RA6vktCvLAeOj2dlLY ms0Bj5aKx0fl13byNOdtbA== 0001127602-08-001222.txt : 20080221 0001127602-08-001222.hdr.sgml : 20080221 20080221155303 ACCESSION NUMBER: 0001127602-08-001222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080219 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WURTZ THOMAS J CENTRAL INDEX KEY: 0001232079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 08633021 BUSINESS ADDRESS: STREET 1: 301 S COLLEGE ST STREET 2: 30TH FLOOR NC0630 CITY: CHARLOTTE STATE: NC ZIP: 29299-0630 BUSINESS PHONE: 7043837944 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-02-19 0000036995 WACHOVIA CORP NEW WB 0001232079 WURTZ THOMAS J 301 S. COLLEGE STREET CHARLOTTE NC 28202-6000 1 SEVP and CFO Common Stock 2008-02-19 4 A 0 88968 0 A 188543.41 D Common Stock 4916.6789 I By 401(k) plan ESOP (Right to Buy) 33.79 2008-02-19 4 A 0 82125 0 A 2009-02-19 2018-02-19 Common Stock 82125 82125 D ESOP (Right to Buy) 41 2008-02-19 4 A 0 67134 0 A 2009-02-19 2018-02-19 Common Stock 67134 67134 D ESOP (Right to Buy) 48 2008-02-19 4 A 0 78323 0 A 2009-02-19 2018-02-19 Common Stock 78323 78323 D The 2008 Performance Retention restricted stock award vest in substantially equal installments on each of the 3 anniversaries of the date of grant beginning Feb. 19, 2009, assuming that certain financial performance targets are met. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. Includes 143,674 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Thomas J. Wurtz 2008-02-20 -----END PRIVACY-ENHANCED MESSAGE-----