-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBPxSwbf7YdVpXrfKuM/V09eAC8ym57LmdFaLfSeNUWi8t8rL11UuorEQlKbECXt DA68Ct3DE+s41Z1hqAcvwg== 0001127602-08-001200.txt : 20080221 0001127602-08-001200.hdr.sgml : 20080221 20080221153308 ACCESSION NUMBER: 0001127602-08-001200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080219 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Peter M CENTRAL INDEX KEY: 0001379320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 08632891 BUSINESS ADDRESS: BUSINESS PHONE: (704) 383-6167 MAIL ADDRESS: STREET 1: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28288 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-02-19 0000036995 WACHOVIA CORP NEW WB 0001379320 Carlson Peter M 301 S. COLLEGE STREET CHARLOTTE NC 28288 1 Interim Prin. Acct Off Common Stock 2008-02-19 4 A 0 7029 0 A 12277 D Common Stock 118.253 I By 401K ESOP (Right to Buy) 33.79 2008-02-19 4 A 0 7474 0 A 2009-02-19 2018-02-19 Common Stock 7474 7474 D Provisions exist with respect to these shares to allow for the withholding of shares to staisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009. The restricted stock award vest in substantially equal installments on each of the 5 anniversaries of the date of grant beginning Feb. 19, 2009. Includes 11,516 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Peter M. Carlson 2008-02-20 -----END PRIVACY-ENHANCED MESSAGE-----