-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETPvLA4xQxtNwGVLC3/7taOwgAi7GucO6/DnXz4vRjWieBKCCRlUegN1LN5dXv2B zZYayqaDV9OVclhzhuekKQ== 0001127602-07-003997.txt : 20071002 0001127602-07-003997.hdr.sgml : 20071002 20071002145017 ACCESSION NUMBER: 0001127602-07-003997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY ERNEST S TRUST CENTRAL INDEX KEY: 0001009002 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 071149292 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130-2045 BUSINESS PHONE: 8583502600 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130-2045 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-10-01 0000036995 WACHOVIA CORP NEW WB 0001009002 RADY ERNEST S TRUST 11455 EL CAMINO REAL SUITE 200 SAN DIEGO CA 92130 1 Common Stock 49443 I Explorer Ins. Common Stock 5984846 I Ernest Rady Trust Common Stock 372021 I Evelyn Rady Trust Common Stock 614708 I DHM Trust Common Stock 27990269 I American Assets Common Stock 850422 I Insurance Co. of the West Preferred Stock 4400 D Phantom Stock Units 0 2007-10-01 4 A 0 810.0943 0 A Common Stock 810.0943 2532.2305 D The Phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the director's termination of service as a member of the issuer's board of directors. Ernest S. Rady 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----