-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Di856lZFFSJYIQjJ+O6CKLE9PCRismIrg0pP54rA9PVvSSzX8UDopiY2grehVu1H ITrPCTnh6NM8JPY3cPoGUg== 0001127602-07-003766.txt : 20070918 0001127602-07-003766.hdr.sgml : 20070918 20070918141256 ACCESSION NUMBER: 0001127602-07-003766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070917 FILED AS OF DATE: 20070918 DATE AS OF CHANGE: 20070918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODWIN WILLIAM H JR CENTRAL INDEX KEY: 0001017069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 071122103 BUSINESS ADDRESS: BUSINESS PHONE: 5406296000 MAIL ADDRESS: STREET 1: C/O BASSETT FURNITURE INDUSTRIES INC STREET 2: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-09-17 0000036995 WACHOVIA CORP NEW WB 0001017069 GOODWIN WILLIAM H JR ONE JAMES CENTER 901 EAST CARY STREET RICHMOND VA 23219 1 Common Stock 6000 D Common Stock 1050000 I By Riverstone Group, LLC Phantom Stock Units 0 2007-09-17 4 A 0 742.1098 0 A Common Stock 742.1098 58452.7333 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the director's termination of the service as a member of the issuer's board of directors. William H. Goodwin, Jr. 2007-09-18 -----END PRIVACY-ENHANCED MESSAGE-----